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Nasdaq · USD

SPSC

SPS COMMERCE INC

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Tapewire entity
4230
SEC CIK
0001092699
Parsed reports
315

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202609
Mar 202601
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 3, 2020 20:48 UTC
Black Archie C.Director · CEO
SaleCommon Stock 407 $70.01 $28,494.48
Disclosure

SEC source: 0001209191-20-034077 · doc4.xml · nonDerivative · entry 2

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,509

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F2 · price: Reflects the weighted average price of 12,380 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on June 1, 2020 with sales prices ranging from $70.01 to $70.07 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:48 UTC
Black Archie C.Director · CEO
Exercise / conversionCommon Stock 407 $24.04 $9,784.28
Disclosure

SEC source: 0001209191-20-034077 · doc4.xml · nonDerivative · entry 1

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

Read SEC document
May 27, 2020 Filed May 28, 2020 21:36 UTC
Black Archie C.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $24.04 $0.00
Disclosure

SEC source: 0001209191-20-032668 · doc4.xml · derivative · entry 12

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,380

Underlying: Common Stock · 20,000 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
May 27, 2020 Filed May 28, 2020 21:36 UTC
Black Archie C.Director · CEO
SaleCommon Stock 20,000 $67.99 $1,359,716.00
Disclosure

SEC source: 0001209191-20-032668 · doc4.xml · nonDerivative · entry 5

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,509

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F4 · price: Reflects the weighted average price of 20,000 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 27, 2020 with sales prices ranging from $67.52 to $68.48 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 27, 2020 Filed May 28, 2020 21:36 UTC
Black Archie C.Director · CEO
Exercise / conversionCommon Stock 20,000 $24.04 $480,800.00
Disclosure

SEC source: 0001209191-20-032668 · doc4.xml · nonDerivative · entry 4

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:36 UTC
Black Archie C.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $24.04 $0.00
Disclosure

SEC source: 0001209191-20-032668 · doc4.xml · derivative · entry 11

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,380

Underlying: Common Stock · 20,000 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:36 UTC
Black Archie C.Director · CEO
SaleCommon Stock 9,208 $66.27 $610,184.69
Disclosure

SEC source: 0001209191-20-032668 · doc4.xml · nonDerivative · entry 3

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,509

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F3 · price: Reflects the weighted average price of 9,208 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 26, 2020 with sales prices ranging from $66.01 to $66.535 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:36 UTC
Black Archie C.Director · CEO
SaleCommon Stock 10,792 $65.48 $706,622.39
Disclosure

SEC source: 0001209191-20-032668 · doc4.xml · nonDerivative · entry 2

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,717

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F2 · price: Reflects the weighted average price of 10,792 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 26, 2020 with sales prices ranging from $65.01 to $66.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:36 UTC
Black Archie C.Director · CEO
Exercise / conversionCommon Stock 20,000 $24.04 $480,800.00
Disclosure

SEC source: 0001209191-20-032668 · doc4.xml · nonDerivative · entry 1

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:33 UTC
SORAN PHILIPDirector
Exercise / conversionStock Option (right to buy) · Derivative 8,020 $0.00 Strike: $5.07 $0.00
Disclosure

SEC source: 0001209191-20-032663 · doc4.xml · derivative · entry 3

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,020 shares

Expires 2020-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:33 UTC
SORAN PHILIPDirector
SaleCommon Stock 8,020 $65.00 $521,300.00
Disclosure

SEC source: 0001209191-20-032663 · doc4.xml · nonDerivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,910

F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:33 UTC
SORAN PHILIPDirector
Exercise / conversionCommon Stock 8,020 $5.07 $40,661.40
Disclosure

SEC source: 0001209191-20-032663 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:35 UTC
Black Archie C.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,610 $0.00 Strike: $24.04 $0.00
Disclosure

SEC source: 0001209191-20-031739 · doc4.xml · derivative · entry 11

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,743

Underlying: Common Stock · 18,610 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:35 UTC
Black Archie C.Director · CEO
SaleCommon Stock 18,610 $62.69 $1,166,647.87
Disclosure

SEC source: 0001209191-20-031739 · doc4.xml · nonDerivative · entry 4

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,509

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F4 · price: Reflects the weighted average price of 18,610 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 21, 2020 with sales prices ranging from $62.50 to $63.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:35 UTC
Black Archie C.Director · CEO
Exercise / conversionCommon Stock 18,610 $24.04 $447,384.40
Disclosure

SEC source: 0001209191-20-031739 · doc4.xml · nonDerivative · entry 3

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

Read SEC document
May 20, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,159 $0.00 Strike: $24.04 $0.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 17

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,104

Underlying: Common Stock · 4,159 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
May 20, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
SaleCommon Stock 100 $61.41 $6,140.90
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 10

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F5 · price: Reflects the weighted average price of 100 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 20, 2020 with sales prices ranging from $61.40 to $61.42 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 20, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
SaleCommon Stock 4,059 $60.89 $247,155.35
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 9

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,533

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F4 · price: Reflects the weighted average price of 4,059 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 20, 2020 with sales prices ranging from $60.34 to $61.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 20, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 4,159 $24.04 $99,982.36
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 8

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:35 UTC
Black Archie C.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,390 $0.00 Strike: $24.04 $0.00
Disclosure

SEC source: 0001209191-20-031739 · doc4.xml · derivative · entry 10

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,353

Underlying: Common Stock · 1,390 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:35 UTC
Black Archie C.Director · CEO
SaleCommon Stock 1,390 $62.54 $86,935.05
Disclosure

SEC source: 0001209191-20-031739 · doc4.xml · nonDerivative · entry 2

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,509

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F3 · price: Reflects the weighted average price of 1,390 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 20, 2020 with sales prices ranging from $62.50 to $62.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:35 UTC
Black Archie C.Director · CEO
Exercise / conversionCommon Stock 1,390 $24.04 $33,415.60
Disclosure

SEC source: 0001209191-20-031739 · doc4.xml · nonDerivative · entry 1

Black Archie C. · CIK 0001489095 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F2 · balance_after: The total reflects a share transfer of 20,000 shares (40,000 post split) from Mr. Black's individual account to The Archie and Jane McDonald Black CRT.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,049 $0.00 Strike: $24.04 $0.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 16

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,263

Underlying: Common Stock · 30,049 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,966 $0.00 Strike: $33.55 $0.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 15

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,966 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,246 $0.00 Strike: $32.98 $0.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 14

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,246 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
SaleCommon Stock 63,261 $60.06 $3,799,329.14
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 7

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F3 · price: Reflects the weighted average price of 63,261 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 19, 2020 with sales prices ranging from $60.00 to $60.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 30,049 $24.04 $722,377.96
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 6

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 21,966 $33.55 $736,959.30
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 11,246 $32.98 $370,893.08
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

Read SEC document
May 18, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,800 $0.00 Strike: $33.55 $0.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 13

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,966

Underlying: Common Stock · 1,800 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
May 18, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 800 $0.00 Strike: $32.98 $0.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 12

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,246

Underlying: Common Stock · 800 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
May 18, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
SaleCommon Stock 2,600 $60.12 $156,306.54
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F2 · price: Reflects the weighted average price of 2,600 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 18, 2020 with sales prices ranging from $60.01 to $60.35 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 18, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 1,800 $33.55 $60,390.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

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May 18, 2020 Filed May 20, 2020 22:59 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 800 $32.98 $26,384.00
Disclosure

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:59 UTC GrantStock Option (right to buy) · Derivative 4,536 $0.00 Strike: $59.00 $0.00
Disclosure

SEC source: 0001209191-20-030934 · doc4.xml · derivative · entry 2

LEESTMA MARTIN J · CIK 0001223733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

Underlying: Common Stock · 4,536 shares

Expires 2027-05-18

F3 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the reporting person remains a member of the board as of the vesting date.

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May 18, 2020 Filed May 20, 2020 20:59 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030934 · doc4.xml · nonDerivative · entry 1

LEESTMA MARTIN J · CIK 0001223733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,318

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the recipient remains a member of the board as of the vesting date.

F2 · balance_after: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time the reporting person received 13,439 shares of Common Stock of the Issuer.

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May 18, 2020 Filed May 20, 2020 20:57 UTC GrantStock Option (right to buy) · Derivative 4,536 $0.00 Strike: $59.00 $0.00
Disclosure

SEC source: 0001209191-20-030928 · doc4.xml · derivative · entry 2

Ramsey James Burr · CIK 0001456221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

Underlying: Common Stock · 4,536 shares

Expires 2027-05-18

F3 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the reporting person remains a member of the board as of the vesting date.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:57 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030928 · doc4.xml · nonDerivative · entry 1

Ramsey James Burr · CIK 0001456221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,904

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the recipient remains a member of the board as of the vesting date.

F2 · balance_after: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time the reporting person received 5,232 shares of Common Stock of the Issuer.

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May 18, 2020 Filed May 20, 2020 20:56 UTC GrantStock Option (right to buy) · Derivative 4,536 $0.00 Strike: $59.00 $0.00
Disclosure

SEC source: 0001209191-20-030926 · doc4.xml · derivative · entry 2

Reaume Marty M · CIK 0001735354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

Underlying: Common Stock · 4,536 shares

Expires 2027-05-18

F3 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the reporting person remains a member of the board as of the vesting date.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:56 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030926 · doc4.xml · nonDerivative · entry 1

Reaume Marty M · CIK 0001735354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,906

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the recipient remains a member of the board as of the vesting date.

F2 · balance_after: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time the reporting person received 1,733 shares of Common Stock of the Issuer.

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May 18, 2020 Filed May 20, 2020 20:54 UTC
Reller TamiDirector
GrantStock Option (right to buy) · Derivative 4,536 $0.00 Strike: $59.00 $0.00
Disclosure

SEC source: 0001209191-20-030922 · doc4.xml · derivative · entry 2

Reller Tami · CIK 0001582737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

Underlying: Common Stock · 4,536 shares

Expires 2027-05-18

F3 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the reporting person remains a member of the board as of the vesting date.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:54 UTC
Reller TamiDirector
GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030922 · doc4.xml · nonDerivative · entry 1

Reller Tami · CIK 0001582737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the recipient remains a member of the board as of the vesting date.

F2 · balance_after: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time the reporting person received 3,655 shares of Common Stock of the Issuer.

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May 18, 2020 Filed May 20, 2020 20:52 UTC
SORAN PHILIPDirector
GrantStock Option (right to buy) · Derivative 4,536 $0.00 Strike: $59.00 $0.00
Disclosure

SEC source: 0001209191-20-030918 · doc4.xml · derivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

Underlying: Common Stock · 4,536 shares

Expires 2027-05-18

F2 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the reporting person remains a member of the board as of the vesting date.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:52 UTC
SORAN PHILIPDirector
GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030918 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,910

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the recipient remains a member of the board as of the vesting date.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:51 UTC GrantStock Option (right to buy) · Derivative 4,536 $0.00 Strike: $59.00 $0.00
Disclosure

SEC source: 0001209191-20-030914 · doc4.xml · derivative · entry 2

WEHRWEIN SVEN · CIK 0001205069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

Underlying: Common Stock · 4,536 shares

Expires 2027-05-18

F2 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the reporting person remains a member of the board as of the vesting date.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:51 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030914 · doc4.xml · nonDerivative · entry 1

WEHRWEIN SVEN · CIK 0001205069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,910

F1 · shares: The deferred stock units will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2020, provided the reporting person remains a member of the board as of the vesting date. The deferred stock units must be retained until completion of the reporting person's service on the board, and upon completion of such service, convert into an equal number of shares of our common stock. The reporting person may defer receipt of the shares for up to ten years after completion of service.

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May 08, 2020 Filed May 12, 2020 00:24 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $33.55 $0.00
Disclosure

SEC source: 0001209191-20-028398 · doc4.xml · derivative · entry 9

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,766

Underlying: Common Stock · 500 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
May 08, 2020 Filed May 12, 2020 00:24 UTC
Frome James J.EVP & Chief Operating Officer
SaleCommon Stock 500 $60.01 $30,006.00
Disclosure

SEC source: 0001209191-20-028398 · doc4.xml · nonDerivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F3 · price: Reflects the weighted average price of 500 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 8, 2020 with sales prices ranging from $60.00 to $60.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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May 08, 2020 Filed May 12, 2020 00:24 UTC
Frome James J.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 500 $33.55 $16,775.00
Disclosure

SEC source: 0001209191-20-028398 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

Read SEC document
May 07, 2020 Filed May 8, 2020 22:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,680 $0.00 Strike: $8.33 $0.00
Disclosure

SEC source: 0001209191-20-028053 · doc4.xml · derivative · entry 6

WEHRWEIN SVEN · CIK 0001205069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,680 shares

Expires 2021-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported as an option for 5,340 shares of Common stock at an exercise price of $16.65 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F2 · shares: This option was previously reported as an option for 5,340 shares of Common stock at an exercise price of $16.65 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F5 · derivative.exercise_date: Fully vested.

F2 · derivative.underlying_shares: This option was previously reported as an option for 5,340 shares of Common stock at an exercise price of $16.65 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F2 · balance_after: This option was previously reported as an option for 5,340 shares of Common stock at an exercise price of $16.65 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.