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SPRS

SURGE COMPONENTS INC

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Tapewire entity
7589
SEC CIK
0000747540
Parsed reports
42

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2018 Filed Nov 26, 2018 22:14 UTC Tax withholdingCommon Stock 20,500 $1.00 $20,500.00
Disclosure

SEC source: 0001213900-18-016541 · ownership.xml · nonDerivative · entry 2

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,573

F1 · kind: Reflects the cashless exercise of a stock option granted pursuant to Rule 16b-3. The Reporting Person received 4,500 shares of the Issuer's common stock upon such exercise.

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November 21, 2018 Filed Nov 26, 2018 22:14 UTC Exercise / conversionCommon Stock 25,000 $0.82 $20,500.00
Disclosure

SEC source: 0001213900-18-016541 · ownership.xml · nonDerivative · entry 1

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 18, 2018 Filed Nov 29, 2018 18:45 UTC
Plafker AlanDirector
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001213900-18-016696 · ownership.xml · derivative · entry 3

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the cashless exercise of a stock option granted pursuant to Rule 16b-3. The Reporting Person received 8,197 shares of the Issuer's common stock upon such exercise.

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October 18, 2018 Filed Nov 29, 2018 18:45 UTC
Plafker AlanDirector
Tax withholdingCommon Stock 16,803 $1.22 $20,499.66
Disclosure

SEC source: 0001213900-18-016696 · ownership.xml · nonDerivative · entry 2

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197

F1 · kind: Reflects the cashless exercise of a stock option granted pursuant to Rule 16b-3. The Reporting Person received 8,197 shares of the Issuer's common stock upon such exercise.

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October 18, 2018 Filed Nov 29, 2018 18:45 UTC
Plafker AlanDirector
Exercise / conversionCommon Stock 25,000 $0.82 $20,500.00
Disclosure

SEC source: 0001213900-18-016696 · ownership.xml · nonDerivative · entry 1

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 17, 2017 21:16 UTC SaleCommon Stock, par value $0.001 per share 1,034,799 $1.43 $1,479,762.57
Disclosure

SEC source: 0001571049-17-002577 · t1700780_x2.xml · nonDerivative · entry 1

Tofias Michael D · CIK 0001495611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,442

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February 15, 2017 Filed Feb 21, 2017 11:01 UTC GiftCommon Stock, par value $0.001 per share 292,000 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-001470 · t1700537.xml · nonDerivative · entry 2

Tofias Michael D · CIK 0001495611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267,241

F1 · kind: This represents a charitable donation.

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January 13, 2017 Filed Feb 21, 2017 11:01 UTC GiftCommon Stock, par value $0.001 per share 8,882 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-001470 · t1700537.xml · nonDerivative · entry 1

Tofias Michael D · CIK 0001495611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,241

F1 · kind: This represents a charitable donation.

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October 04, 2016 Filed Oct 6, 2016 01:07 UTC
LUBMAN STEVEN JDirector · Vice President
PurchaseCommon Stock 10,000 $1.06 $10,600.00
Disclosure

SEC source: 0001213900-16-017316 · f4100316lubman_surgecompo.xml · nonDerivative · entry 3

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,108

Read SEC document
October 03, 2016 Filed Oct 6, 2016 01:07 UTC
LUBMAN STEVEN JDirector · Vice President
PurchaseCommon Stock 1,515 $1.03 $1,560.45
Disclosure

SEC source: 0001213900-16-017316 · f4100316lubman_surgecompo.xml · nonDerivative · entry 2

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,108

Read SEC document
October 03, 2016 Filed Oct 6, 2016 01:07 UTC
LUBMAN STEVEN JDirector · Vice President
PurchaseCommon Stock 10,000 $1.08 $10,800.00
Disclosure

SEC source: 0001213900-16-017316 · f4100316lubman_surgecompo.xml · nonDerivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958,593

Read SEC document
September 30, 2016 Filed Oct 3, 2016 10:14 UTC
LUBMAN STEVEN JDirector · Vice President
PurchaseCommon Stock 7,400 $1.09 $8,066.00
Disclosure

SEC source: 0001213900-16-017226 · f4092916lubman_surgecompon.xml · nonDerivative · entry 4

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,593

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:14 UTC
LUBMAN STEVEN JDirector · Vice President
Exercise / conversionStock Option · Derivative 45,938 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001213900-16-017226 · f4092916lubman_surgecompon.xml · derivative · entry 6

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,938 shares

Expires 2019-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:14 UTC
LUBMAN STEVEN JDirector · Vice President
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001213900-16-017226 · f4092916lubman_surgecompon.xml · derivative · entry 5

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:14 UTC
LUBMAN STEVEN JDirector · Vice President
PurchaseCommon Stock 9,225 $1.05 $9,686.25
Disclosure

SEC source: 0001213900-16-017226 · f4092916lubman_surgecompon.xml · nonDerivative · entry 3

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,193

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:14 UTC
LUBMAN STEVEN JDirector · Vice President
Exercise / conversionCommon Stock 45,938 $0.80 $36,750.40
Disclosure

SEC source: 0001213900-16-017226 · f4092916lubman_surgecompon.xml · nonDerivative · entry 2

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:14 UTC
LUBMAN STEVEN JDirector · Vice President
Exercise / conversionCommon Stock 25,000 $0.82 $20,500.00
Disclosure

SEC source: 0001213900-16-017226 · f4092916lubman_surgecompon.xml · nonDerivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:12 UTC
LEVY IRADirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option · Derivative 62,500 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001213900-16-017224 · f4092916levy_surgecompon.xml · derivative · entry 4

LEVY IRA · CIK 0001033213 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires 2019-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:12 UTC
LEVY IRADirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001213900-16-017224 · f4092916levy_surgecompon.xml · derivative · entry 3

LEVY IRA · CIK 0001033213 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:12 UTC
LEVY IRADirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 62,500 $0.80 $50,000.00
Disclosure

SEC source: 0001213900-16-017224 · f4092916levy_surgecompon.xml · nonDerivative · entry 2

LEVY IRA · CIK 0001033213 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 10:12 UTC
LEVY IRADirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 50,000 $0.82 $41,000.00
Disclosure

SEC source: 0001213900-16-017224 · f4092916levy_surgecompon.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.