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OTC · USD

SPRS

SURGE COMPONENTS INC

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Tapewire entity
7589
SEC CIK
0000747540
Parsed reports
42

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2026 Filed Apr 2, 2026 19:02 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantStock Option (Right to Buy) · Derivative 19,130 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001213900-26-039234 · ownership.xml · derivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,130

Underlying: Common Stock · 19,130 shares

Expires 2031-03-20

Read SEC document
May 22, 2025 Filed May 24, 2025 01:02 UTC
Levy PeterDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001213900-25-047499 · ownership.xml · derivative · entry 1

Levy Peter · CIK 0001542026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-05-22

Read SEC document
May 22, 2025 Filed May 24, 2025 01:02 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001213900-25-047498 · ownership.xml · derivative · entry 1

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-05-22

Read SEC document
May 22, 2025 Filed May 27, 2025 17:06 UTC
Plafker AlanDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001213900-25-047706 · ownership.xml · derivative · entry 1

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-05-22

Read SEC document
May 22, 2025 Filed May 27, 2025 17:05 UTC
LUBMAN STEVEN JDirector · V P, Secretary & Treasurer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001213900-25-047704 · ownership.xml · derivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · V P, Secretary & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-05-22

Read SEC document
May 22, 2025 Filed May 27, 2025 17:04 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001213900-25-047702 · ownership.xml · derivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-05-22

Read SEC document
May 22, 2025 Filed May 27, 2025 17:03 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001213900-25-047700 · ownership.xml · derivative · entry 1

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-05-22

Read SEC document
April 22, 2025 Filed Apr 24, 2025 21:10 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantCommon Stock 14,659 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-035128 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,344,946

F1 · price: The shares of common stock were granted to the reporting person pursuant to the Company's 2015 Incentive Stock Plan for no consideration.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 21:15 UTC Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-25-031165 · ownership.xml · derivative · entry 4

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 21:15 UTC Exercise / conversionCommon Stock 10,000 $1.41 $14,100.00
Disclosure

SEC source: 0001213900-25-031165 · ownership.xml · nonDerivative · entry 2

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:05 UTC
LUBMAN STEVEN JDirector · V P, Secretary & Treasurer
Tax withholdingStock Option · Derivative 50,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-25-031567 · ownership.xml · derivative · entry 3

LUBMAN STEVEN J · CIK 0001033157 · Director · V P, Secretary & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-04-10

F1 · kind: Reflects the cashless exercise of a stock option to purchase 50,000 shares of common stock previously granted to the reporting person pursuant to Rule 16b-3. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 21,986 shares of common stock for payment of the exercise price, based on the closing price of the issuer's common stock on April 10, 2025 of $2.20, and issuing to the reporting person the remaining 28,014 shares of common stock.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:05 UTC
LUBMAN STEVEN JDirector · V P, Secretary & Treasurer
Tax withholdingCommon Stock 21,986 $2.20 $48,369.20
Disclosure

SEC source: 0001213900-25-031567 · ownership.xml · nonDerivative · entry 2

LUBMAN STEVEN J · CIK 0001033157 · Director · V P, Secretary & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,966

F1 · kind: Reflects the cashless exercise of a stock option to purchase 50,000 shares of common stock previously granted to the reporting person pursuant to Rule 16b-3. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 21,986 shares of common stock for payment of the exercise price, based on the closing price of the issuer's common stock on April 10, 2025 of $2.20, and issuing to the reporting person the remaining 28,014 shares of common stock.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:05 UTC
LUBMAN STEVEN JDirector · V P, Secretary & Treasurer
Exercise / conversionCommon Stock 50,000 $1.41 $70,500.00
Disclosure

SEC source: 0001213900-25-031567 · ownership.xml · nonDerivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · V P, Secretary & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:05 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-25-031566 · ownership.xml · derivative · entry 2

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:05 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantCommon Stock 50,000 $1.41 $70,500.00
Disclosure

SEC source: 0001213900-25-031566 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330,287

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:16 UTC Tax withholdingStock Option · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-25-031168 · ownership.xml · derivative · entry 3

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-04-09

F1 · kind: Reflects the cashless exercise of a stock option to purchase 15,000 shares of common stock previously granted to the reporting person pursuant to Rule 16b-3. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 8,724 shares of common stock for payment of the exercise price, based on the closing price of the issuer's common stock on April 7, 2025 of $2.00, and issuing to the reporting person the remaining 6,276 shares of common stock.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:16 UTC Tax withholdingCommon Stock 8,724 $2.00 $17,448.00
Disclosure

SEC source: 0001213900-25-031168 · ownership.xml · nonDerivative · entry 2

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,849

F1 · kind: Reflects the cashless exercise of a stock option to purchase 15,000 shares of common stock previously granted to the reporting person pursuant to Rule 16b-3. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 8,724 shares of common stock for payment of the exercise price, based on the closing price of the issuer's common stock on April 7, 2025 of $2.00, and issuing to the reporting person the remaining 6,276 shares of common stock.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:16 UTC Exercise / conversionCommon Stock 15,000 $1.41 $21,150.00
Disclosure

SEC source: 0001213900-25-031168 · ownership.xml · nonDerivative · entry 1

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:15 UTC Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-25-031165 · ownership.xml · derivative · entry 3

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires 2025-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:15 UTC Exercise / conversionCommon Stock 15,000 $1.41 $21,150.00
Disclosure

SEC source: 0001213900-25-031165 · ownership.xml · nonDerivative · entry 1

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2024 Filed Jun 3, 2024 20:00 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantCommon Stock 5,085 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-049043 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280,287

F1 · price: The shares of common stock were granted to the reporting person pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
April 17, 2023 Filed Jun 12, 2023 20:00 UTC
LUBMAN STEVEN JDirector · V P, Secretary & Treasurer
GrantCommon Stock 10,838 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-048134 · ownership.xml · nonDerivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · V P, Secretary & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,952

F1 · price: The reported shares of common stock, were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
April 17, 2023 Filed Jun 12, 2023 20:00 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantCommon Stock 17,341 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-048135 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,275,202

F1 · price: The reported shares of common stock, were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
March 07, 2022 Filed Mar 11, 2022 21:30 UTC
LUBMAN STEVEN JDirector · VP,Secretary & Treasurer
GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-011877 · ownership.xml · nonDerivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · VP,Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,114

F1 · price: The reported shares of common stock, were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
March 07, 2022 Filed Mar 11, 2022 21:30 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-011878 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,786

F1 · price: The reported shares of common stock, were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
May 10, 2021 Filed May 10, 2021 23:36 UTC
LUBMAN STEVEN JDirector · VP, Secretary & Treasurer
GrantCommon Stock 12,054 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-025439 · ownership.xml · nonDerivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · VP, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,114

F1 · price: The reported shares of common stock, were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
May 10, 2021 Filed May 10, 2021 23:34 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantCommon Stock 14,732 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-025436 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,786

F1 · price: The reported shares of common stock, were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:54 UTC
Plafker AlanDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-21-024747 · ownership.xml · derivative · entry 2

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the cashless exercise of 15,000 stock options granted pursuant to Rule 16b-3. The reporting person received 7,446 shares of the registrant's common stock upon such exercise.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:54 UTC
Plafker AlanDirector
Exercise / conversionCommon Stock 7,446 $1.41 $10,498.86
Disclosure

SEC source: 0001213900-21-024747 · ownership.xml · nonDerivative · entry 1

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the cashless exercise of 15,000 stock options granted pursuant to Rule 16b-3. The reporting person received 7,446 shares of the registrant's common stock upon such exercise.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 00:55 UTC Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-20-017123 · ownership.xml · derivative · entry 2

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 00:55 UTC Exercise / conversionCommon Stock 50,000 $0.87 $43,500.00
Disclosure

SEC source: 0001213900-20-017123 · ownership.xml · nonDerivative · entry 1

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 00:55 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-20-017122 · ownership.xml · derivative · entry 2

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 00:55 UTC Exercise / conversionCommon Stock 25,000 $0.87 $21,750.00
Disclosure

SEC source: 0001213900-20-017122 · ownership.xml · nonDerivative · entry 1

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed May 27, 2020 02:00 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-20-013483 · ownership.xml · derivative · entry 1

NOVICK MARTIN · CIK 0001265727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2025-04-29

Read SEC document
April 29, 2020 Filed May 27, 2020 01:59 UTC
Levy PeterDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-20-013482 · ownership.xml · derivative · entry 1

Levy Peter · CIK 0001542026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2025-04-29

Read SEC document
April 29, 2020 Filed May 27, 2020 01:59 UTC
Plafker AlanDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-20-013481 · ownership.xml · derivative · entry 1

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2025-04-29

Read SEC document
April 29, 2020 Filed May 27, 2020 01:58 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-20-013479 · ownership.xml · derivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2025-04-29

Read SEC document
April 29, 2020 Filed May 27, 2020 01:59 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-20-013480 · ownership.xml · derivative · entry 1

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2025-04-29

Read SEC document
April 29, 2020 Filed May 27, 2020 23:23 UTC
LUBMAN STEVEN JDirector · VP, Secretary & Treasurer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-20-013553 · ownership.xml · derivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Director · VP, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2025-04-29

Read SEC document
April 29, 2020 Filed May 27, 2020 23:22 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-20-013551 · ownership.xml · derivative · entry 2

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-04-29

Read SEC document
April 29, 2020 Filed May 27, 2020 23:22 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-013551 · ownership.xml · nonDerivative · entry 1

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

F1 · price: The reported shares of common stock were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
April 24, 2020 Filed May 27, 2020 23:24 UTC
LEVY IRADirector · CEO, CFO & President · 10% owner
GrantCommon Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-013555 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · CEO, CFO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227,054

F1 · price: The reported shares of common stock, were granted pursuant to the Company's 2015 Stock Incentive Plan for no consideration.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:30 UTC
LUBMAN STEVEN JVice President
GrantCommon Stock 17,952 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-009097 · ownership.xml · nonDerivative · entry 1

LUBMAN STEVEN J · CIK 0001033157 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,060

Read SEC document
May 15, 2019 Filed May 17, 2019 20:30 UTC
LEVY IRADirector · Chief Executive Officer · 10% owner
GrantCommon Stock 29,255 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-009096 · ownership.xml · nonDerivative · entry 1

LEVY IRA · CIK 0001033213 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,554

Read SEC document
March 18, 2019 Filed Mar 19, 2019 00:47 UTC
Plafker AlanDirector
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-19-004403 · ownership.xml · derivative · entry 3

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the cashless exercise of a stock option granted pursuant to Rule 16b-3. The reporting person received 10,691 shares of the registrant's common stock upon such exercise.

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March 18, 2019 Filed Mar 19, 2019 00:47 UTC
Plafker AlanDirector
Tax withholdingCommon Stock 14,309 $1.52 $21,749.68
Disclosure

SEC source: 0001213900-19-004403 · ownership.xml · nonDerivative · entry 2

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,888

F1 · kind: Reflects the cashless exercise of a stock option granted pursuant to Rule 16b-3. The reporting person received 10,691 shares of the registrant's common stock upon such exercise.

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March 18, 2019 Filed Mar 19, 2019 00:47 UTC
Plafker AlanDirector
Exercise / conversionCommon Stock 25,000 $0.87 $21,750.00
Disclosure

SEC source: 0001213900-19-004403 · ownership.xml · nonDerivative · entry 1

Plafker Alan · CIK 0001497236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2018 Filed Nov 26, 2018 22:14 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001213900-18-016542 · ownership.xml · derivative · entry 2

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2018 Filed Nov 26, 2018 22:14 UTC Exercise / conversionCommon Stock 25,000 $0.82 $20,500.00
Disclosure

SEC source: 0001213900-18-016542 · ownership.xml · nonDerivative · entry 1

JACOBS GARY MARK · CIK 0001422168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 22:14 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001213900-18-016541 · ownership.xml · derivative · entry 3

Chariton Lawrence · CIK 0001496760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the cashless exercise of a stock option granted pursuant to Rule 16b-3. The Reporting Person received 4,500 shares of the Issuer's common stock upon such exercise.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.