Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 2, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 1,752 $14.27 $25,001.04
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,703

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC GrantCommon Stock 1,129 $13.29 $15,004.41
Disclosure

SEC source: 0001209191-23-040459 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,825

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040463 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC GrantCommon Stock 1,129 $13.29 $15,004.41
Disclosure

SEC source: 0001209191-23-040463 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,727

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC
Hyun RandyDirector
GrantCommon Stock 1,129 $13.29 $15,004.41
Disclosure

SEC source: 0001209191-23-040465 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,148

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC
Stein Todd JDirector
GrantCommon Stock 1,317 $13.29 $17,502.93
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,951

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040456 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC GrantCommon Stock 1,129 $13.29 $15,004.41
Disclosure

SEC source: 0001209191-23-040456 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,494

Read SEC document
June 01, 2023 Filed Jun 1, 2023 20:00 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033291 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,138

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 20:00 UTC
Rice CalvinChief Financial Officer & CAO
PurchaseCommon Stock 420 $11.90 $4,998.00
Disclosure

SEC source: 0001209191-23-033291 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,035

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC GrantCommon Stock 1,481 $10.13 $15,002.53
Disclosure

SEC source: 0001209191-23-022143 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,696

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022139 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC GrantCommon Stock 1,481 $10.13 $15,002.53
Disclosure

SEC source: 0001209191-23-022139 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,598

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC
Hyun RandyDirector
GrantCommon Stock 1,481 $10.13 $15,002.53
Disclosure

SEC source: 0001209191-23-022144 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,019

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 1,728 $10.13 $17,504.64
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,634

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022136 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:00 UTC GrantCommon Stock 1,481 $10.13 $15,002.53
Disclosure

SEC source: 0001209191-23-022136 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,365

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:00 UTC
Rice CalvinChief Financial Officer & CAO
PurchaseCommon Stock 1,000 $9.67 $9,665.00
Disclosure

SEC source: 0001209191-23-020015 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,615

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 9,567 $9.64 $92,178.05
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 1,082 $9.43 $10,198.17
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 16, 2023 Filed Mar 17, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 4,300 $9.43 $40,528.79
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 835,168

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 15, 2023 Filed Mar 17, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 1,348 $9.72 $13,098.65
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 830,868

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 15, 2023 Filed Mar 17, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 7,751 $9.84 $76,275.27
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 829,520

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 10, 2023 Filed Mar 14, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 184,740

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,500 $10.39 $36,365.35
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 821,769

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 2,883 $10.43 $30,072.57
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 818,269

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 08, 2023 Filed Mar 8, 2023 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017145 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,793

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document
March 08, 2023 Filed Mar 8, 2023 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
PurchaseCommon Stock 2,500 $10.25 $25,625.00
Disclosure

SEC source: 0001209191-23-017145 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,717

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 184,740

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 6,190 $10.26 $63,534.16
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 815,386

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:00 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017138 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,138

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:00 UTC
Rice CalvinChief Financial Officer & CAO
PurchaseCommon Stock 1,000 $10.77 $10,770.00
Disclosure

SEC source: 0001209191-23-017138 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,615

Read SEC document
March 07, 2023 Filed Mar 20, 2023 20:00 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020015 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,138

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.