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Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,985 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001822 · ownership.xml · derivative · entry 5

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 2, 2024, 8985 RSUs vested.

F4 · derivative.expiration_date: On January 2, 2024, 8985 RSUs vested.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 10,175 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001822 · ownership.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,350

Underlying: Common Stock · 10,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 2, 2024, 10,175 RSUs vested. The remaining 20350 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments")

F3 · derivative.expiration_date: On January 2, 2024, 10,175 RSUs vested. The remaining 20350 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments")

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 11,561 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001822 · ownership.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,561

Underlying: Common Stock · 11,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 2, 2024, 11561 RSUs vested. The remaing 11561 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments")

F2 · derivative.expiration_date: On January 2, 2024, 11561 RSUs vested. The remaing 11561 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments")

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Tax withholdingCommon Stock 14,415 $15.48 $223,144.20
Disclosure

SEC source: 0000950170-24-001822 · ownership.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,023

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionCommon Stock 30,721 $15.48 $475,561.08
Disclosure

SEC source: 0000950170-24-001822 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Unit · Derivative 19,379 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001823 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,032

Underlying: Common Stock · 19,379 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Unit · Derivative 19,380 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001823 · ownership.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,653

Underlying: Common Stock · 19,380 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Unit · Derivative 10,497 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001820 · ownership.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,748

Underlying: Common Stock · 10,497 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Unit · Derivative 10,497 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001820 · ownership.xml · derivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,251

Underlying: Common Stock · 10,497 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 1,498 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001819 · ownership.xml · derivative · entry 5

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 2, 2024, 1498 RSUs vested.

F4 · derivative.expiration_date: On January 2, 2024, 1498 RSUs vested.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 4,578 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001819 · ownership.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,158

Underlying: Common Stock · 4,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 2, 2024, 4578 RSUs vested. The remaining 9158 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 2, 2024, 4578 RSUs vested. The remaining 9158 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments").

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 4,335 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001819 · ownership.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,335

Underlying: Common Stock · 4,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 2, 2024, 4335 RSUs vested. The remaining 4335 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 2, 2024, 4335 RSUs vested. The remaining 4335 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments").

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Tax withholdingCommon Stock 5,481 $15.48 $84,845.88
Disclosure

SEC source: 0000950170-24-001819 · ownership.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,965

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionCommon Stock 10,411 $15.48 $161,162.28
Disclosure

SEC source: 0000950170-24-001819 · ownership.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Unit · Derivative 7,469 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001818 · ownership.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,112

Underlying: Common Stock · 7,469 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Unit · Derivative 7,469 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001818 · ownership.xml · derivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,643

Underlying: Common Stock · 7,469 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 2,097 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001817 · ownership.xml · derivative · entry 5

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 2, 2024, 2,097 RSUs vested.

F4 · derivative.expiration_date: On January 2, 2024, 2,097 RSUs vested.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 3,815 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001817 · ownership.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,631

Underlying: Common Stock · 3,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 2, 2024, 3815 RSUs vested. The remaining 7631 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 2, 2024, 3815 RSUs vested. The remaining 7631 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments").

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 3,613 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001817 · ownership.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,613

Underlying: Common Stock · 3,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 2, 2024, 3613 RSUs vested. The remaining 3613 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 2, 2024, 3613 RSUs vested. The remaining 3613 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments").

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 3,373 $15.48 $52,214.04
Disclosure

SEC source: 0000950170-24-001817 · ownership.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,830

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 9,525 $15.48 $147,447.00
Disclosure

SEC source: 0000950170-24-001817 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 32,299 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001825 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,994

Underlying: Common Stock · 32,299 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2024. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2024, December 31, 2025 and December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 32,300 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001825 · ownership.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,695

Underlying: Common Stock · 32,300 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2024 LTIP are achieved for the year ending December 31, 2026

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 14,975 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001824 · ownership.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 14,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 2, 2024, 14,975 RSUs vested.

F4 · derivative.expiration_date: On January 2, 2024, 14,975 RSUs vested.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,280 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001824 · ownership.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 32,560

Underlying: Common Stock · 16,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 2, 2024, 16,280 RSUs vested. The remaining 32,560 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 2, 2024, 16,280 RSUs vested. The remaining 32,560 RSUs will vest on December 31, 2024 and December 31, 2025 (e.g. "three equal annual installments").

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 19,268 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001824 · ownership.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 19,268

Underlying: Common Stock · 19,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 2, 2024, 19,268 RSUs vested. The remaining 19,268 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 2, 2024, 19,268 RSUs vested. The remaining 19,268 RSUs will vest on December 31, 2024 (e.g. "three equal annual installments").

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 23,346 $15.48 $361,396.08
Disclosure

SEC source: 0000950170-24-001824 · ownership.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaull Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 273,169

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 50,523 $15.48 $782,096.04
Disclosure

SEC source: 0000950170-24-001824 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 296,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 37,500 $15.50 $581,250.00
Disclosure

SEC source: 0001209191-23-057588 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 245,992

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December 04, 2023 Filed Dec 6, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
SaleRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057588 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 253,918

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

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December 04, 2023 Filed Dec 6, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 37,500 $16.91 $633,956.25
Disclosure

SEC source: 0001209191-23-057588 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 283,492

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December 01, 2023 Filed Dec 5, 2023 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
SaleRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057377 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,793

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

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December 01, 2023 Filed Dec 5, 2023 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
SaleCommon Stock 20,000 $16.64 $332,800.00
Disclosure

SEC source: 0001209191-23-057377 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,717

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December 01, 2023 Filed Dec 5, 2023 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
SaleRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057378 · doc4.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,343

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

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December 01, 2023 Filed Dec 5, 2023 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
SaleCommon Stock 10,000 $16.61 $166,084.00
Disclosure

SEC source: 0001209191-23-057378 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,678

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November 30, 2023 Filed Dec 4, 2023 21:00 UTC
Rice CalvinChief Financial Officer & CAO
SaleRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057192 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,138

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:00 UTC
Rice CalvinChief Financial Officer & CAO
SaleCommon Stock/ 13,000 $16.91 $219,830.00
Disclosure

SEC source: 0001209191-23-057192 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,035

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November 27, 2023 Filed Nov 29, 2023 21:23 UTC
Stein Todd JDirector
SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,703

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November 27, 2023 Filed Nov 29, 2023 21:23 UTC
Stein Todd JDirector
SaleCommon Stock 29,987 $17.95 $538,185.69
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 155,835

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 27, 2023 Filed Nov 29, 2023 21:23 UTC
Stein Todd JDirector
SaleCommon Stock 14,446 $17.95 $259,266.70
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 830,289

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 27, 2023 Filed Nov 29, 2023 21:23 UTC
Stein Todd JDirector
SaleCommon Stock 6,670 $17.95 $119,708.49
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 747,584

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 06, 2023 Filed Nov 6, 2023 21:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054506 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F1 · derivative.expiration_date: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

Read SEC document
November 06, 2023 Filed Nov 6, 2023 21:00 UTC PurchaseCommon Stock 10,000 $15.96 $159,627.00
Disclosure

SEC source: 0001209191-23-054506 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,246

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC GrantCommon Stock 1,752 $14.27 $25,001.04
Disclosure

SEC source: 0001209191-23-051023 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,577

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051010 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

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October 02, 2023 Filed Oct 2, 2023 20:00 UTC GrantCommon Stock 1,752 $14.27 $25,001.04
Disclosure

SEC source: 0001209191-23-051010 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,479

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC
Hyun RandyDirector
GrantCommon Stock 1,752 $14.27 $25,001.04
Disclosure

SEC source: 0001209191-23-051015 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,900

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October 02, 2023 Filed Oct 2, 2023 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051013 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC GrantCommon Stock 1,752 $14.27 $25,001.04
Disclosure

SEC source: 0001209191-23-051013 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,246

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.