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Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039282 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 782,784

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039282 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 696,637

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 1,567 $15.95 $24,993.65
Disclosure

SEC source: 0000950170-24-039282 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,885

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.94 $0.00
Disclosure

SEC source: 0000950170-24-027113 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,318

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.94 $0.00
Disclosure

SEC source: 0000950170-24-027113 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 12,833 $17.92 $229,923.73
Disclosure

SEC source: 0000950170-24-027113 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 782,784

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 13,094 $17.92 $234,599.96
Disclosure

SEC source: 0000950170-24-027113 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 696,637

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024805 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,877

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
SaleCommon Stock 40,000 $17.24 $689,424.00
Disclosure

SEC source: 0000950170-24-024805 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,465

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024802 · ownership.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,467

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
SaleCommon Stock 17,120 $17.92 $306,790.40
Disclosure

SEC source: 0000950170-24-024802 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 37,695 $17.35 $654,083.64
Disclosure

SEC source: 0000950170-24-024803 · ownership.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 246,645

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Tax withholdingRestricted Stock Unit · Derivative 647 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023810 · ownership.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,877

Underlying: Common Stock · 647 shares

Expires not disclosed

F3 · derivative.exercise_price: On February 29, 2024, 647 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.exercise_date: On February 29, 2024, 647 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.expiration_date: On February 29, 2024, 647 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 26,307 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023810 · ownership.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,524

Underlying: Common Stock · 26,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 4, 2021, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 4, 2021, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Tax withholdingCommon Stock 11,865 $16.92 $200,755.80
Disclosure

SEC source: 0000950170-24-023810 · ownership.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,465

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionCommon Stock 26,307 $16.92 $445,114.44
Disclosure

SEC source: 0000950170-24-023810 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2021, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Tax withholdingRestricted Stock Unit · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023815 · ownership.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,229

Underlying: Common Stock · 108 shares

Expires not disclosed

F3 · derivative.exercise_price: On February 29, 2024, 108 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.exercise_date: On February 29, 2024, 108 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.expiration_date: On February 29, 2024, 108 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 4,384 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023815 · ownership.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,337

Underlying: Common Stock · 4,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 4, 2021, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 4, 2021, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Tax withholdingCommon Stock 1,857 $16.92 $31,420.44
Disclosure

SEC source: 0000950170-24-023815 · ownership.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,492

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionCommon Stock 4,384 $16.92 $74,177.28
Disclosure

SEC source: 0000950170-24-023815 · ownership.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2021, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingRestricted Stock Unit · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023812 · ownership.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,467

Underlying: Common Stock · 151 shares

Expires not disclosed

F3 · derivative.exercise_price: On February 29, 2024, 151 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.exercise_date: On February 29, 2024, 151 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.expiration_date: On February 29, 2024, 151 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 6,138 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023812 · ownership.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,618

Underlying: Common Stock · 6,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 4, 2021, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 4, 2021, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 1,848 $16.92 $31,268.16
Disclosure

SEC source: 0000950170-24-023812 · ownership.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,120

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 6,138 $16.92 $103,854.96
Disclosure

SEC source: 0000950170-24-023812 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2021, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingRestricted Stock Unit · Derivative 1,079 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023811 · ownership.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 223,070

Underlying: Common Stock · 1,079 shares

Expires not disclosed

F3 · derivative.exercise_price: On February 29, 2024, 19,775 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.exercise_date: On February 29, 2024, 19,775 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

F3 · derivative.expiration_date: On February 29, 2024, 19,775 shares were forfeited due to performance criteria of the 2021 LTIP not being met.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 43,845 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023811 · ownership.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 224,149

Underlying: Common Stock · 43,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 4, 2021, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 28, 2024, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 4, 2021, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 28, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 19,775 $16.92 $334,593.00
Disclosure

SEC source: 0000950170-24-023811 · ownership.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 297,239

Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 43,845 $16.92 $741,857.40
Disclosure

SEC source: 0000950170-24-023811 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 317,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 4, 2021, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 28, 2024, shares were issued upon vesting of the RSUs.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.94 $0.00
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,318

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.94 $0.00
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 7,224 $17.94 $129,582.67
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 795,617

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 6,340 $17.94 $113,725.65
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 709,731

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024803 · ownership.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 223,070

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

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February 29, 2024 Filed Mar 4, 2024 21:00 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 12,899 $17.79 $229,443.54
Disclosure

SEC source: 0000950170-24-024803 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 284,340

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February 28, 2024 Filed Feb 29, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.69 $0.00
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,318

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February 28, 2024 Filed Feb 29, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 8,415 $17.69 $148,896.69
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 802,841

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 28, 2024 Filed Feb 29, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 7,510 $17.69 $132,883.44
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 716,071

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 27, 2024 Filed Feb 29, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 7,950 $17.75 $141,078.32
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 27, 2024 Filed Feb 29, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 19,033 $17.75 $337,753.91
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 811,256

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:00 UTC
Stein Todd JDirector
SaleCommon Stock 24,003 $17.75 $425,950.04
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 723,581

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC GrantCommon Stock 1,615 $15.48 $25,000.20
Disclosure

SEC source: 0000950170-24-000237 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,192

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January 02, 2024 Filed Jan 2, 2024 21:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000232 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

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January 02, 2024 Filed Jan 2, 2024 21:00 UTC GrantCommon Stock 1,615 $15.48 $25,000.20
Disclosure

SEC source: 0000950170-24-000232 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,094

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January 02, 2024 Filed Jan 2, 2024 21:00 UTC
Hyun RandyDirector
GrantCommon Stock 1,615 $15.48 $25,000.20
Disclosure

SEC source: 0000950170-24-000236 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,515

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January 02, 2024 Filed Jan 2, 2024 21:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000234 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC GrantCommon Stock 1,615 $15.48 $25,000.20
Disclosure

SEC source: 0000950170-24-000234 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,861

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 155,835

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 830,289

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 747,584

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC
Stein Todd JDirector
GrantCommon Stock 1,615 $15.48 $25,000.20
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,318

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.