Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2025 Filed Jan 2, 2025 21:30 UTC
Stein Todd JDirector
GrantCommon Stock 1,558 $16.05 $25,005.90
Disclosure

SEC source: 0000950170-25-000476 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,791

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-000472 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC GrantCommon Stock 1,558 $16.05 $25,005.90
Disclosure

SEC source: 0000950170-25-000472 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,379

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-129316 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,877

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleCommon Stock 12,000 $15.95 $191,382.00
Disclosure

SEC source: 0000950170-24-129316 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,465

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-127115 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 223,070

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 50,000 $16.88 $843,935.00
Disclosure

SEC source: 0000950170-24-127115 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 151,645

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.09 $0.00
Disclosure

SEC source: 0000950170-24-127614 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,233

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.09 $0.00
Disclosure

SEC source: 0000950170-24-127614 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 477 $17.09 $8,154.03
Disclosure

SEC source: 0000950170-24-127614 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 775,557

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 423 $17.09 $7,230.93
Disclosure

SEC source: 0000950170-24-127614 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 689,576

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 1,000 $17.03 $17,025.70
Disclosure

SEC source: 0000950170-24-126389 · ownership.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 776,034

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 888 $17.03 $15,118.82
Disclosure

SEC source: 0000950170-24-126389 · ownership.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 689,999

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.03 $0.00
Disclosure

SEC source: 0000950170-24-126389 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,233

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $17.03 $0.00
Disclosure

SEC source: 0000950170-24-126389 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 5,750 $17.07 $98,137.55
Disclosure

SEC source: 0000950170-24-126389 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 777,034

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 5,750 $17.07 $98,137.55
Disclosure

SEC source: 0000950170-24-126389 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 690,887

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC GrantCommon Stock 1,660 $15.06 $24,999.60
Disclosure

SEC source: 0000950170-24-111497 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,107

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111498 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC GrantCommon Stock 1,660 $15.06 $24,999.60
Disclosure

SEC source: 0000950170-24-111498 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,009

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC
Hyun RandyDirector
GrantCommon Stock 1,660 $15.06 $24,999.60
Disclosure

SEC source: 0000950170-24-111496 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,430

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111500 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111500 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 782,784

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111500 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 696,637

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 1,660 $15.06 $24,999.60
Disclosure

SEC source: 0000950170-24-111500 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,233

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111499 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC GrantCommon Stock 1,660 $15.06 $24,999.60
Disclosure

SEC source: 0000950170-24-111499 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,821

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-099509 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,877

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleCommon Stock 25,000 $14.80 $369,950.00
Disclosure

SEC source: 0000950170-24-099509 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,465

Read SEC document
August 19, 2024 Filed Aug 19, 2024 21:19 UTC
KELLY VINCENT DDirector · President & CEO
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098683 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 223,070

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 21:19 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 45,000 $14.83 $667,215.00
Disclosure

SEC source: 0000950170-24-098683 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 201,645

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC GrantCommon Stock 1,688 $14.81 $24,999.28
Disclosure

SEC source: 0000950170-24-079564 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,447

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-079566 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC GrantCommon Stock 1,688 $14.81 $24,999.28
Disclosure

SEC source: 0000950170-24-079566 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,349

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC
Hyun RandyDirector
GrantCommon Stock 1,688 $14.81 $24,999.28
Disclosure

SEC source: 0000950170-24-079567 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,770

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-079556 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-079556 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 782,784

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-079556 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 696,637

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 1,688 $14.81 $24,999.28
Disclosure

SEC source: 0000950170-24-079556 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,573

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-079555 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

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July 01, 2024 Filed Jul 1, 2024 20:00 UTC GrantCommon Stock 1,688 $14.81 $24,999.28
Disclosure

SEC source: 0000950170-24-079555 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,161

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May 10, 2024 Filed May 13, 2024 20:00 UTC SaleDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-058604 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

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May 10, 2024 Filed May 13, 2024 20:00 UTC SaleCommon Stock 5,955 $15.18 $90,396.90
Disclosure

SEC source: 0000950170-24-058604 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,473

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April 01, 2024 Filed Apr 1, 2024 20:00 UTC GrantCommon Stock 1,567 $15.95 $24,993.65
Disclosure

SEC source: 0000950170-24-039285 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,759

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April 01, 2024 Filed Apr 1, 2024 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039284 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 20:00 UTC GrantCommon Stock 1,567 $15.95 $24,993.65
Disclosure

SEC source: 0000950170-24-039284 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,661

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April 01, 2024 Filed Apr 1, 2024 20:00 UTC
Hyun RandyDirector
GrantCommon Stock 1,567 $15.95 $24,993.65
Disclosure

SEC source: 0000950170-24-039281 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,082

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April 01, 2024 Filed Apr 1, 2024 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039283 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 20:00 UTC GrantCommon Stock 1,567 $15.95 $24,993.65
Disclosure

SEC source: 0000950170-24-039283 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,428

Read SEC document
April 01, 2024 Filed Apr 1, 2024 20:00 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039282 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.