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Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 10,838 $16.85 $182,620.30
Disclosure

SEC source: 0000950170-25-035555 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 22, 2022, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 57,803 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035554 · ownership.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 181,258

Underlying: Common Stock · 57,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On February 22, 2022, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On February 22, 2022, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 33,890 $16.85 $571,046.50
Disclosure

SEC source: 0000950170-25-035554 · ownership.xml · nonDerivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 187,817

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
GrantCommon Stock 17,341 $16.85 $292,195.85
Disclosure

SEC source: 0000950170-25-035554 · ownership.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 221,707

F2 · shares: On March 7, 2025, the Compensation Committee of the Company's Board of Directors determined that the performance objective targets under the RSU award had been exceeded, resulting in the award and vesting of additional shares of Common Stock reported herein.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 57,803 $16.85 $973,980.55
Disclosure

SEC source: 0000950170-25-035554 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 204,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 22, 2022, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033686 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,065

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleCommon Stock 10,000 $16.53 $165,331.00
Disclosure

SEC source: 0000950170-25-033686 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,423

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:30 UTC SaleDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033676 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:30 UTC SaleCommon Stock 12,000 $16.51 $198,085.20
Disclosure

SEC source: 0000950170-25-033676 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,567

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032153 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 239,061

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 30,000 $16.73 $501,897.00
Disclosure

SEC source: 0000950170-25-032153 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 146,563

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $16.75 $0.00
Disclosure

SEC source: 0000950170-25-033679 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,791

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $16.75 $0.00
Disclosure

SEC source: 0000950170-25-033679 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 12,639 $16.75 $211,684.29
Disclosure

SEC source: 0000950170-25-033679 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 762,918

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC
Stein Todd JDirector
SaleCommon Stock 47,543 $16.75 $796,273.94
Disclosure

SEC source: 0000950170-25-033679 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 642,033

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Unit · Derivative 18,691 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001234 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,065

Underlying: Common Stock · 18,691 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Unit · Derivative 18,692 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001234 · ownership.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,374

Underlying: Common Stock · 18,692 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,561 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001233 · ownership.xml · derivative · entry 5

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3, 2025, 11,561 RSUs vested.

F4 · derivative.expiration_date: On January 3, 2025, 11,561 RSUs vested.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001233 · ownership.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,920

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3, 2025, 6,459 RSUs vested. The remaining 12,920 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments")

F3 · derivative.expiration_date: On January 3, 2025, 6,459 RSUs vested. The remaining 12,920 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments")

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 10,175 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001233 · ownership.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,175

Underlying: Common Stock · 10,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3, 2025, 10,175 RSUs vested. The remaing 10,175 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments")

F2 · derivative.expiration_date: On January 3, 2025, 10,175 RSUs vested. The remaing 10,175 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments")

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Tax withholdingCommon Stock 13,237 $16.05 $212,453.85
Disclosure

SEC source: 0000950170-25-001233 · ownership.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,423

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionCommon Stock 28,195 $16.05 $452,529.75
Disclosure

SEC source: 0000950170-25-001233 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Unit · Derivative 10,124 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001238 · ownership.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,065

Underlying: Common Stock · 10,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Unit · Derivative 10,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001238 · ownership.xml · derivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,941

Underlying: Common Stock · 10,125 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 4,335 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001235 · ownership.xml · derivative · entry 5

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3, 2025, 4335 RSUs vested.

F4 · derivative.expiration_date: On January 3, 2025, 4335 RSUs vested.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 3,499 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001235 · ownership.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,998

Underlying: Common Stock · 3,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3, 2025, 3499 RSUs vested. The remaining 6998 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 3, 2025, 3499 RSUs vested. The remaining 6998 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments").

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 4,579 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001235 · ownership.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,579

Underlying: Common Stock · 4,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3, 2025, 4579 RSUs vested. The remaining 4579 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 3, 2025, 4579 RSUs vested. The remaining 4579 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments").

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Tax withholdingCommon Stock 6,451 $16.05 $103,538.55
Disclosure

SEC source: 0000950170-25-001235 · ownership.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,454

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionCommon Stock 12,413 $16.05 $199,228.65
Disclosure

SEC source: 0000950170-25-001235 · ownership.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 3,613 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001243 · ownership.xml · derivative · entry 5

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3,2025, 3,613 RSUs vested.

F4 · derivative.expiration_date: On January 3,2025, 3,613 RSUs vested.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 2,489 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001243 · ownership.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,980

Underlying: Common Stock · 2,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3,2025, 2489 RSUs vested. The remaining 4980 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 3,2025, 2489 RSUs vested. The remaining 4980 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments").

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 3,815 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001243 · ownership.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,816

Underlying: Common Stock · 3,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3,2025 3815 RSUs vested. The remaining 3816 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 3,2025 3815 RSUs vested. The remaining 3816 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments").

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 3,512 $16.05 $56,367.60
Disclosure

SEC source: 0000950170-25-001243 · ownership.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,405

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 9,917 $16.05 $159,167.85
Disclosure

SEC source: 0000950170-25-001243 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Unit · Derivative 7,204 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001244 · ownership.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,958

Underlying: Common Stock · 7,204 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Unit · Derivative 7,204 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001244 · ownership.xml · derivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,754

Underlying: Common Stock · 7,204 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 31,152 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001240 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,061

Underlying: Common Stock · 31,152 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2025. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2025, December 31, 2026 and December 31, 2027.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 31,153 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001240 · ownership.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,909

Underlying: Common Stock · 31,153 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2025 LTIP are achieved for the year ending December 31, 2027

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 19,268 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001230 · ownership.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 19,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3, 2025, 19,268 RSUs vested.

F4 · derivative.expiration_date: On January 3, 2025, 19,268 RSUs vested.

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 10,766 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001230 · ownership.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 21,533

Underlying: Common Stock · 10,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3, 2025, 10,766 RSUs vested. The remaining 21,533 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 3, 2025, 10,766 RSUs vested. The remaining 21,533 RSUs will vest on December 31, 2025 and December 31, 2026 (e.g. "three equal annual installments").

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,280 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001230 · ownership.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 16,280

Underlying: Common Stock · 16,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3, 2025, 16,280 RSUs vested. The remaining 16,280 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 3, 2025, 16,280 RSUs vested. The remaining 16,280 RSUs will vest on December 31, 2025 (e.g. "three equal annual installments").

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 21,396 $16.05 $343,405.80
Disclosure

SEC source: 0000950170-25-001230 · ownership.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaull Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 176,563

Read SEC document
January 03, 2025 Filed Jan 3, 2025 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 46,314 $16.05 $743,339.70
Disclosure

SEC source: 0000950170-25-001230 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 197,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC GrantCommon Stock 1,558 $16.05 $25,005.90
Disclosure

SEC source: 0000950170-25-000479 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,665

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-000473 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC GrantCommon Stock 1,558 $16.05 $25,005.90
Disclosure

SEC source: 0000950170-25-000473 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,567

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC
Hyun RandyDirector
GrantCommon Stock 1,558 $16.05 $25,005.90
Disclosure

SEC source: 0000950170-25-000475 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,988

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-000476 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-000476 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 775,557

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2025 Filed Jan 2, 2025 21:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-000476 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 689,576

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.