Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

Export transactions ↓
Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2025 Filed Aug 5, 2025 20:30 UTC
Rice CalvinChief Financial Officer & CAO
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-103119 · ownership.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,059

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 20:30 UTC
Rice CalvinChief Financial Officer & CAO
SaleCommon Stock 7,457 $18.73 $139,667.37
Disclosure

SEC source: 0000950170-25-103119 · ownership.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,771

Read SEC document
August 04, 2025 Filed Aug 5, 2025 20:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-103121 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 181,258

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 20:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 30,000 $18.53 $555,795.00
Disclosure

SEC source: 0000950170-25-103121 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 127,817

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:30 UTC
Stein Todd JDirector
SaleCommon Stock 70,020 $18.63 $1,304,612.64
Disclosure

SEC source: 0000950170-25-104134 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 77,865

F2 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC GrantCommon Stock 1,414 $17.68 $24,999.52
Disclosure

SEC source: 0000950170-25-092256 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,600

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092253 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC GrantCommon Stock 1,414 $17.68 $24,999.52
Disclosure

SEC source: 0000950170-25-092253 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,502

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC
Hyun RandyDirector
GrantCommon Stock 1,414 $17.68 $24,999.52
Disclosure

SEC source: 0000950170-25-092251 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,923

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092254 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092254 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 721,001

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092254 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 606,329

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 1,414 $17.68 $24,999.52
Disclosure

SEC source: 0000950170-25-092254 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,726

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092252 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2025 Filed Jul 1, 2025 20:30 UTC GrantCommon Stock 1,414 $17.68 $24,999.52
Disclosure

SEC source: 0000950170-25-092252 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,314

Read SEC document
May 09, 2025 Filed May 12, 2025 20:30 UTC SaleDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-069291 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 09, 2025 Filed May 12, 2025 20:30 UTC SaleCommon Stock 5,000 $16.46 $82,303.00
Disclosure

SEC source: 0000950170-25-069291 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,088

Read SEC document
May 07, 2025 Filed May 8, 2025 20:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-067069 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,383

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
May 07, 2025 Filed May 8, 2025 20:30 UTC
WALLACE MICHAEL WChief Operating Officer
SaleCommon Stock 6,000 $16.53 $99,166.80
Disclosure

SEC source: 0000950170-25-067069 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,175

Read SEC document
May 06, 2025 Filed May 7, 2025 20:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-065752 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 181,258

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
May 06, 2025 Filed May 7, 2025 20:30 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 30,000 $16.40 $492,054.00
Disclosure

SEC source: 0000950170-25-065752 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 157,817

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC GrantCommon Stock 1,521 $16.44 $25,005.24
Disclosure

SEC source: 0000950170-25-048579 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,186

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048583 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC GrantCommon Stock 1,521 $16.44 $25,005.24
Disclosure

SEC source: 0000950170-25-048583 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,088

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC
Hyun RandyDirector
GrantCommon Stock 1,521 $16.44 $25,005.24
Disclosure

SEC source: 0000950170-25-048581 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,509

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048584 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC GrantCommon Stock 1,521 $16.44 $25,005.24
Disclosure

SEC source: 0000950170-25-048584 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,900

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048580 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048580 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 721,001

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048580 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 606,329

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:30 UTC
Stein Todd JDirector
GrantCommon Stock 1,521 $16.44 $25,005.24
Disclosure

SEC source: 0000950170-25-048580 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,312

Read SEC document
March 13, 2025 Filed Mar 14, 2025 20:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
SaleRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-039473 · ownership.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,120

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 13, 2025 Filed Mar 14, 2025 20:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
SaleCommon Stock 16,253 $16.02 $260,415.32
Disclosure

SEC source: 0000950170-25-039473 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
March 11, 2025 Filed Mar 12, 2025 20:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $16.36 $0.00
Disclosure

SEC source: 0000950170-25-037988 · ownership.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,791

Read SEC document
March 11, 2025 Filed Mar 12, 2025 20:30 UTC
Stein Todd JDirector
SaleCommon Stock 0 $16.36 $0.00
Disclosure

SEC source: 0000950170-25-037988 · ownership.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 20:30 UTC
Stein Todd JDirector
SaleCommon Stock 2,144 $16.36 $35,084.42
Disclosure

SEC source: 0000950170-25-037988 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 721,001

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 20:30 UTC
Stein Todd JDirector
SaleCommon Stock 1,825 $16.36 $29,864.30
Disclosure

SEC source: 0000950170-25-037988 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 606,329

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:30 UTC
Stein Todd JDirector
SaleCommon Stock 39,773 $16.58 $659,257.36
Disclosure

SEC source: 0000950170-25-037988 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 723,145

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:30 UTC
Stein Todd JDirector
SaleCommon Stock 33,879 $16.58 $561,561.36
Disclosure

SEC source: 0000950170-25-037988 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 608,154

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 34,682 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035546 · ownership.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,383

Underlying: Common Stock · 34,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On February 22, 2022, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On February 22, 2022, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Tax withholdingCommon Stock 20,334 $16.85 $342,627.90
Disclosure

SEC source: 0000950170-25-035546 · ownership.xml · nonDerivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,175

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
GrantCommon Stock 10,404 $16.85 $175,307.40
Disclosure

SEC source: 0000950170-25-035546 · ownership.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,509

F2 · shares: On March 7, 2025, the Compensation Committee of the Company's Board of Directors determined that the performance objective targets under the RSU award had been exceeded, resulting in the award and vesting of additional shares of Common Stock reported herein.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionCommon Stock 34,682 $16.85 $584,391.70
Disclosure

SEC source: 0000950170-25-035546 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 22, 2022, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 13,006 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035548 · ownership.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,059

Underlying: Common Stock · 13,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On February 22, 2022, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On February 22, 2022, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Tax withholdingCommon Stock 8,133 $16.85 $137,041.05
Disclosure

SEC source: 0000950170-25-035548 · ownership.xml · nonDerivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,228

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
GrantCommon Stock 3,901 $16.85 $65,731.85
Disclosure

SEC source: 0000950170-25-035548 · ownership.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,361

F2 · shares: On March 7, 2025, the Compensation Committee of the Company's Board of Directors determined that the performance objective targets under the RSU award had been exceeded, resulting in the award and vesting of additional shares of Common Stock reported herein.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionCommon Stock 13,006 $16.85 $219,151.10
Disclosure

SEC source: 0000950170-25-035548 · ownership.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 22, 2022, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 10,838 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035555 · ownership.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,120

Underlying: Common Stock · 10,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On February 22, 2022, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On February 22, 2022, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2022 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2024. On March 7, 2025, shares were issued upon vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 4,241 $16.85 $71,460.85
Disclosure

SEC source: 0000950170-25-035555 · ownership.xml · nonDerivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,253

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantCommon Stock 3,251 $16.85 $54,779.35
Disclosure

SEC source: 0000950170-25-035555 · ownership.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,494

F2 · shares: On March 7, 2025, the Compensation Committee of the Company's Board of Directors determined that the performance objective targets under the RSU award had been exceeded, resulting in the award and vesting of additional shares of Common Stock reported herein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.