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Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionCommon Stock 30,525 $12.14 $370,573.50
Disclosure

SEC source: 0001070123-26-000002 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 3, 2023, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 13,736 $0.00 $0.00
Disclosure

SEC source: 0001757839-26-000002 · ownership.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,830

Underlying: Common Stock · 13,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 3, 2023, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 3, 2023, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Tax withholdingCommon Stock 8,759 $12.14 $106,334.26
Disclosure

SEC source: 0001757839-26-000002 · ownership.xml · nonDerivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,359

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
GrantCommon Stock 4,120 $12.14 $50,016.80
Disclosure

SEC source: 0001757839-26-000002 · ownership.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,118

F2 · shares: On March 4, 2026, the Compensation Committee of the Company's Board of Directors determined that the performance objective targets under the RSU award had been exceeded, resulting in the award and vesting of additional shares of Common Stock reported herein.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionCommon Stock 13,736 $12.14 $166,755.04
Disclosure

SEC source: 0001757839-26-000002 · ownership.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 3, 2023, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 11,447 $0.00 $0.00
Disclosure

SEC source: 0001447706-26-000002 · ownership.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,264

Underlying: Common Stock · 11,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 3, 2023, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 3, 2023, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 4,469 $12.14 $54,253.66
Disclosure

SEC source: 0001447706-26-000002 · ownership.xml · nonDerivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,036

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantCommon Stock 3,434 $12.14 $41,688.76
Disclosure

SEC source: 0001447706-26-000002 · ownership.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,505

F2 · shares: On March 4, 2026, the Compensation Committee of the Company's Board of Directors determined that the performance objective targets under the RSU award had been exceeded, resulting in the award and vesting of additional shares of Common Stock reported herein.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 11,447 $12.14 $138,966.58
Disclosure

SEC source: 0001447706-26-000002 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 3, 2023, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 48,840 $0.00 $0.00
Disclosure

SEC source: 0001253133-26-000002 · ownership.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 208,710

Underlying: Common Stock · 48,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: OnJanuary 3, 2023, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: OnJanuary 3, 2023, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 28,635 $12.14 $347,628.90
Disclosure

SEC source: 0001253133-26-000002 · ownership.xml · nonDerivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 157,565

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
GrantCommon Stock 14,652 $12.14 $177,875.28
Disclosure

SEC source: 0001253133-26-000002 · ownership.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 186,200

F2 · shares: On March 4, 2026, the Compensation Committee of the Company's Board of Directors determined that the performance objective targets under the RSU award had been exceeded, resulting in the award and vesting of additional shares of Common Stock reported herein.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 48,840 $12.14 $592,917.60
Disclosure

SEC source: 0001253133-26-000002 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 171,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: OnJanuary 3, 2023, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2023 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2025. On March 4, 2026, shares were issued upon vesting of the RSUs.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,175 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006380 · ownership.xml · derivative · entry 5

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 5, 2026, 10175 RSUs vested.

F4 · derivative.expiration_date: On January 5, 2026, 10175 RSUs vested.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,230 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006380 · ownership.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,461

Underlying: Common Stock · 6,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 5, 2026, 6230 RSUs vested. The remaining 12461 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments")

F3 · derivative.expiration_date: On January 5, 2026, 6230 RSUs vested. The remaining 12461 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments")

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,460 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006380 · ownership.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,460

Underlying: Common Stock · 6,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 5, 2026, 6460 RSUs vested. The remaing 6460 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments")

F2 · derivative.expiration_date: On January 5, 2026, 6460 RSUs vested. The remaing 6460 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments")

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Tax withholdingCommon Stock 10,985 $13.19 $144,892.15
Disclosure

SEC source: 0001193125-26-006380 · ownership.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,249

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
WALLACE MICHAEL WChief Operating Officer
Exercise / conversionCommon Stock 22,865 $13.19 $301,589.35
Disclosure

SEC source: 0001193125-26-006380 · ownership.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 4,579 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006376 · ownership.xml · derivative · entry 5

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 5, 2026, 4579 RSUs vested.

F4 · derivative.expiration_date: On January 5, 2026, 4579 RSUs vested.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 3,374 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006376 · ownership.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 3,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 5, 2026, 3374 RSUs vested. The remaining 6750 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 5, 2026, 3374 RSUs vested. The remaining 6750 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments").

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionRestricted Stock Unit · Derivative 3,499 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006376 · ownership.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,499

Underlying: Common Stock · 3,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 5, 2026, 3499 RSUs vested. The remaining 3499 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 5, 2026, 3499 RSUs vested. The remaining 3499 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments").

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Tax withholdingCommon Stock 6,225 $13.19 $82,107.75
Disclosure

SEC source: 0001193125-26-006376 · ownership.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,262

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Rice CalvinChief Financial Officer & CAO
Exercise / conversionCommon Stock 11,452 $13.19 $151,051.88
Disclosure

SEC source: 0001193125-26-006376 · ownership.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 3,816 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006383 · ownership.xml · derivative · entry 5

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 5, 2026, 3816 RSUs vested.

F4 · derivative.expiration_date: On January 5, 2026, 3816 RSUs vested.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 2,401 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006383 · ownership.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,803

Underlying: Common Stock · 2,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 5, 2026, 2401 RSUs vested. The remaining 4803 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 5, 2026, 2401 RSUs vested. The remaining 4803 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments").

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 2,490 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006383 · ownership.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,490

Underlying: Common Stock · 2,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 5, 2026 2490 RSUs vested. The remaining 2490 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 5, 2026 2490 RSUs vested. The remaining 2490 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments").

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 3,083 $13.19 $40,664.77
Disclosure

SEC source: 0001193125-26-006383 · ownership.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,624

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 8,707 $13.19 $114,845.33
Disclosure

SEC source: 0001193125-26-006383 · ownership.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 16,280 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006377 · ownership.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 16,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 5, 2026, 16,280 RSUs vested.

F4 · derivative.expiration_date: On January 5, 2026, 16,280 RSUs vested.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 10,384 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006377 · ownership.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 20,768

Underlying: Common Stock · 10,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 5, 2026, 10,384 RSUs vested. The remaining 20,768 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 5, 2026, 10,384 RSUs vested. The remaining 20,768 RSUs will vest on December 31, 2026 and December 31, 2027 (e.g. "three equal annual installments").

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 10,766 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-006377 · ownership.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 10,767

Underlying: Common Stock · 10,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 5, 2026, 10,766 RSUs vested. The remaining 10,767 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments").

F2 · derivative.expiration_date: On January 5, 2026, 10,766 RSUs vested. The remaining 10,767 RSUs will vest on December 31, 2026 (e.g. "three equal annual installments").

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 17,539 $13.19 $231,339.41
Disclosure

SEC source: 0001193125-26-006377 · ownership.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaull Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 122,708

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 37,430 $13.19 $493,701.70
Disclosure

SEC source: 0001193125-26-006377 · ownership.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 140,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:36 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Unit · Derivative 34,116 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002553 · ownership.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,616

Underlying: Common Stock · 34,116 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:36 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Unit · Derivative 34,117 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002553 · ownership.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,500

Underlying: Common Stock · 34,117 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC GrantCommon Stock 1,895 $13.19 $24,995.05
Disclosure

SEC source: 0001193125-26-002508 · ownership.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,944

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002509 · ownership.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC GrantCommon Stock 1,895 $13.19 $24,995.05
Disclosure

SEC source: 0001193125-26-002509 · ownership.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,846

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC
Hyun RandyDirector
GrantCommon Stock 1,895 $13.19 $24,995.05
Disclosure

SEC source: 0001193125-26-002507 · ownership.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,267

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:33 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Unit · Derivative 18,479 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002542 · ownership.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,018

Underlying: Common Stock · 18,479 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:33 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Unit · Derivative 18,480 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002542 · ownership.xml · derivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,539

Underlying: Common Stock · 18,480 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:37 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Unit · Derivative 13,149 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002564 · ownership.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,418

Underlying: Common Stock · 13,149 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:37 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Unit · Derivative 13,149 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002564 · ownership.xml · derivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,269

Underlying: Common Stock · 13,149 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:40 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 56,861 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002574 · ownership.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Tru

Disclosed balance after: 294,980

Underlying: Common Stock · 56,861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:40 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 56,861 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002574 · ownership.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Tru

Disclosed balance after: 238,119

Underlying: Common Stock · 56,861 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.exercise_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F1 · derivative.expiration_date: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002514 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 566,912

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002514 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 497,560

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC
Stein Todd JDirector
GrantCommon Stock 1,895 $13.19 $24,995.05
Disclosure

SEC source: 0001193125-26-002514 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,070

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002501 · ownership.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:30 UTC GrantCommon Stock 1,895 $13.19 $24,995.05
Disclosure

SEC source: 0001193125-26-002501 · ownership.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,658

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.