Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 4, 2023 21:01 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Units · Derivative 48,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000782 · doc4.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 245,961

Underlying: common stock · 48,840 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 19,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000778 · doc4.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 38,536

Underlying: Common Stock · 19,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3, 2023, 19,267 RSUs vested. The remaining 38,536 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On January 3, 2023, 19,267 RSUs vested. The remaining 38,536 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 14,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000778 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 14,975

Underlying: Common Stock · 14,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3, 2023, 14,974 RSUs vested. The remaining 14,975 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 3, 2023, 14,974 RSUs vested. The remaining 14,975 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 13,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000778 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 13,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3 2023, 13,628 RSUs vested.

F2 · derivative.expiration_date: On January 3 2023, 13,628 RSUs vested.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 22,583 $8.19 $184,954.77
Disclosure

SEC source: 0001209191-23-000778 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 302,184

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:00 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 47,869 $8.19 $392,047.11
Disclosure

SEC source: 0001209191-23-000778 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 324,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 18,933 $8.12 $153,730.28
Disclosure

SEC source: 0001209191-22-060670 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 184,740

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060670 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,769

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 6,137 $7.90 $48,459.59
Disclosure

SEC source: 0001209191-22-060670 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 165,807

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060670 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 809,196

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060670 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 6,599 $7.86 $51,854.28
Disclosure

SEC source: 0001209191-22-060315 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 159,670

Read SEC document
December 06, 2022 Filed Dec 6, 2022 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059984 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,995

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document
December 06, 2022 Filed Dec 6, 2022 21:00 UTC
WALLACE MICHAEL WChief Operating Officer
PurchaseCommon Stock 2,000 $7.76 $15,520.00
Disclosure

SEC source: 0001209191-22-059984 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,158

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 15,869 $7.67 $121,759.66
Disclosure

SEC source: 0001209191-22-060315 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 153,071

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060315 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 809,196

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060315 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 10,958 $7.86 $86,138.65
Disclosure

SEC source: 0001209191-22-059982 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 137,202

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 1,565 $7.86 $12,302.15
Disclosure

SEC source: 0001209191-22-059982 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059982 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,769

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059982 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 809,196

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,296 $7.93 $26,142.55
Disclosure

SEC source: 0001209191-22-059982 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 752,689

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 02, 2022 Filed Dec 8, 2022 21:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060315 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,769

Read SEC document
November 17, 2022 Filed Nov 18, 2022 13:17 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057783 · doc4.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 244,990

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 13:17 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,000 $8.25 $41,228.50
Disclosure

SEC source: 0001209191-22-057783 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 276,898

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:01 UTC GrantCommon Stock 1,963 $7.64 $14,997.32
Disclosure

SEC source: 0001209191-22-051784 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,383

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051783 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:00 UTC GrantCommon Stock 1,963 $7.64 $14,997.32
Disclosure

SEC source: 0001209191-22-051783 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,285

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:01 UTC
Hyun RandyDirector
GrantCommon Stock 1,963 $7.64 $14,997.32
Disclosure

SEC source: 0001209191-22-051795 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,706

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051779 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:00 UTC GrantCommon Stock 1,963 $7.64 $14,997.32
Disclosure

SEC source: 0001209191-22-051779 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,052

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:02 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051787 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 126,244

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:02 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051787 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 809,196

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 03, 2022 Filed Oct 3, 2022 20:02 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051787 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 749,393

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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October 03, 2022 Filed Oct 3, 2022 20:02 UTC
Stein Todd JDirector
GrantCommon Stock 2,291 $7.64 $17,503.24
Disclosure

SEC source: 0001209191-22-051787 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,769

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050481 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 39,985 $7.29 $291,358.70
Disclosure

SEC source: 0001209191-22-050481 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 126,244

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 49,724 $7.29 $362,323.87
Disclosure

SEC source: 0001209191-22-050481 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 809,196

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 49,995 $7.29 $364,298.57
Disclosure

SEC source: 0001209191-22-050481 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 749,393

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:00 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 2,500 $7.35 $18,375.00
Disclosure

SEC source: 0001209191-22-050482 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 271,898

Read SEC document
September 15, 2022 Filed Sep 16, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 5,653 $7.32 $41,353.39
Disclosure

SEC source: 0001209191-22-050275 · doc4.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 86,259

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 27,162 $7.32 $198,698.18
Disclosure

SEC source: 0001209191-22-050275 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 759,472

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 25,892 $7.32 $189,407.75
Disclosure

SEC source: 0001209191-22-050275 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 699,398

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:00 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050482 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 244,990

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:00 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 2,500 $7.32 $18,303.50
Disclosure

SEC source: 0001209191-22-050482 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 269,398

Read SEC document
September 14, 2022 Filed Sep 16, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050275 · doc4.xml · nonDerivative · entry 7

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
September 14, 2022 Filed Sep 16, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 17,355 $7.31 $126,795.63
Disclosure

SEC source: 0001209191-22-050275 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 80,606

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 50,643 $7.31 $369,997.76
Disclosure

SEC source: 0001209191-22-050275 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 732,310

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 49,897 $7.31 $364,547.48
Disclosure

SEC source: 0001209191-22-050275 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 673,506

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 18,885 $7.24 $136,708.52
Disclosure

SEC source: 0001209191-22-049877 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 681,667

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.