SPOK

SEC source: 0001209191-23-015678 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,138

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

SEC source: 0001209191-23-015678 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,615

SEC source: 0001209191-23-015367 · doc4.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,793

Underlying: Common Stock · 3,974 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 2, 2023, 3,974 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.exercise_date: On March 2, 2023, 3,974 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.expiration_date: On March 2, 2023, 3,974 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

SEC source: 0001209191-23-015367 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,767

Underlying: Common Stock · 20,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 2, 2020, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 2, 2020, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-015367 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,217

SEC source: 0001209191-23-015367 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 2, 2020, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-015366 · doc4.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,138

Underlying: Common Stock · 663 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 2, 2023, 663 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.exercise_date: On March 2, 2023, 663 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.expiration_date: On March 2, 2023, 663 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

SEC source: 0001209191-23-015366 · doc4.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,801

Underlying: Common Stock · 3,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 2, 2020, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 2, 2020, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-015366 · doc4.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,615

SEC source: 0001209191-23-015366 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 2, 2020, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-015368 · doc4.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,343

Underlying: Common Stock · 928 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 2, 2023, 928 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.exercise_date: On March 2, 2023, 928 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.expiration_date: On March 2, 2023, 928 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

SEC source: 0001209191-23-015368 · doc4.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,271

Underlying: Common Stock · 4,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 2, 2020, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 2, 2020, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-015368 · doc4.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,678

SEC source: 0001209191-23-015368 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 2, 2020, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-015370 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 253,918

Underlying: Common Stock · 6,624 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 2, 2023, 6,624 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.exercise_date: On March 2, 2023, 6,624 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

F3 · derivative.expiration_date: On March 2, 2023, 6,624 shares were forfeited due to performance criteria of the 2020 LTIP not being met.

SEC source: 0001209191-23-015370 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 260,542

Underlying: Common Stock · 34,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 2, 2020, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

F1 · derivative.expiration_date: On January 2, 2020, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-015370 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 320,992

SEC source: 0001209191-23-015370 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 336,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 2, 2020, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs.

SEC source: 0001209191-23-000146 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,215

SEC source: 0001209191-23-000140 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-23-000140 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,117

SEC source: 0001209191-23-000142 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,538

SEC source: 0001209191-23-000139 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-23-000139 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,884

SEC source: 0001209191-23-000154 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 184,740

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-000154 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 809,196

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-000154 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-000154 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

SEC source: 0001209191-23-000786 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,323

Underlying: common stock · 30,525 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025.

SEC source: 0001209191-23-000786 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,798

Underlying: common stock · 30,525 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

SEC source: 0001209191-23-000785 · doc4.xml · derivative · entry 5

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,122

Underlying: Common Stock · 11,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3, 2023, 11,560 RSUs vested. The remaining 23,122 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On January 3, 2023, 11,560 RSUs vested. The remaining 23,122 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

SEC source: 0001209191-23-000785 · doc4.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,985

Underlying: Common Stock · 8,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3, 2023, 8,985 RSUs vested. The remaining 8,985 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 3, 2023, 8,985 RSUs vested. The remaining 8,985 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

SEC source: 0001209191-23-000785 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3, 2023, 8177 RSUs vested.

F2 · derivative.expiration_date: On January 3, 2023, 8177 RSUs vested.

SEC source: 0001209191-23-000785 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,932

SEC source: 0001209191-23-000785 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-000797 · doc4.xml · derivative · entry 5

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,670

Underlying: Common Stock · 4,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3, 2023, 4335 RSUs vested. The remaining 8670 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On January 3, 2023, 4335 RSUs vested. The remaining 8670 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

SEC source: 0001209191-23-000797 · doc4.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 1,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3, 2023, 1497 RSUs vested. The remaining 1498 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 3, 2023, 1497 RSUs vested. The remaining 1498 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

SEC source: 0001209191-23-000797 · doc4.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3, 2023, 1,363 RSUs vested.

F2 · derivative.expiration_date: On January 3, 2023, 1,363 RSUs vested.

SEC source: 0001209191-23-000797 · doc4.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,748

SEC source: 0001209191-23-000797 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-000790 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,226

Underlying: Common Stock · 13,736 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025.

SEC source: 0001209191-23-000790 · doc4.xml · derivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,490

Underlying: Common Stock · 13,736 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

SEC source: 0001209191-23-000820 · doc4.xml · derivative · entry 5

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,226

Underlying: Common Stock · 3,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 3, 2023, 3,612 RSUs vested. The remaining 7,226 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On January 3, 2023, 3,612 RSUs vested. The remaining 7,226 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").

SEC source: 0001209191-23-000820 · doc4.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,097

Underlying: Common Stock · 2,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On January 3, 2023, 2,096 RSUs vested. The remaining 2,097 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On January 3, 2023, 2,096 RSUs vested. The remaining 2,097 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").

SEC source: 0001209191-23-000820 · doc4.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On January 3, 2023, 1908 RSUs vested.

F2 · derivative.expiration_date: On January 3, 2023, 1908 RSUs vested.

SEC source: 0001209191-23-000820 · doc4.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,326

SEC source: 0001209191-23-000820 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-000823 · doc4.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,067

Underlying: Common Stock · 11,446 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025 ..

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025 ..

SEC source: 0001209191-23-000823 · doc4.xml · derivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,621

Underlying: Common Stock · 11,447 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2023 LTIP are achieved for the year ending December 31, 2025.

SEC source: 0001209191-23-000782 · doc4.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 294,801

Underlying: common stock · 48,840 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2023. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2023, December 31, 2024 and December 31, 2025.