SPGI

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 10

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,919

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 9

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 8

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,819

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 7

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 6

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 5

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,274

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · derivative · entry 9

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · derivative · entry 8

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · derivative · entry 7

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 6

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,505

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 5

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 4

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 3

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · derivative · entry 9

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · derivative · entry 8

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · derivative · entry 7

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501

Underlying: Common Stock · 739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · nonDerivative · entry 6

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · nonDerivative · entry 5

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,888

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,575

SEC source: 0000064040-21-000019 · wf-form4_160989778296616.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · derivative · entry 9

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · derivative · entry 8

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Stock · 116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · derivative · entry 7

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · nonDerivative · entry 6

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,562

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · nonDerivative · entry 5

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · nonDerivative · entry 4

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · nonDerivative · entry 3

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

SEC source: 0000064040-21-000021 · wf-form4_160989793821045.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · derivative · entry 9

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · derivative · entry 8

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · derivative · entry 7

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201

Underlying: Common Stock · 591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 6

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,607

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 5

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 4

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,405

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 3

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,128

SEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · derivative · entry 9

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · derivative · entry 8

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526

Underlying: Common Stock · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · derivative · entry 7

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · nonDerivative · entry 6

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,747