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TD SYNNEX CORP

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8882
SEC CIK
0001177394
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1,081

Last 12 months

Inside the activity.

0 purchase rows · 129 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 2026018
Feb 202606
Mar 202607
Apr 202606
May 2026015
Jun 2026019
Jul 2026017
Aug 2026014
Sep 202606
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2018 Filed Oct 23, 2018 10:24 UTC
MiTAC International CORPbeneficial ownership
Purchasecommon stock 20,000 $77.70 $1,554,000.00
Disclosure

SEC source: 0001271144-18-000002 · primary_doc.xml · nonDerivative · entry 1

SILVER STAR DEVELOPMENTS LTD · CIK 0001271144 · 10% owner

MiTAC International CORP · CIK 0001344700 · beneficial ownership

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,017,878

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:35 UTC
POLK DENNISDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 71,003 $0.00 Strike: $76.01 $0.00
Disclosure

SEC source: 0001127602-18-030151 · form4.xml · derivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,003

Underlying: Common Stock · 71,003 shares

Expires 2028-10-11

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:35 UTC
POLK DENNISDirector · Chief Executive Officer
GrantCommon Stock 10,196 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-030151 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,583

F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 20% of the shares on each of the first five anniversaries of the date of grant.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:29 UTC
LAROCQUE PETERPresident, N.A. Distribution
GrantEmployee Stock Option (Right to Buy) · Derivative 21,300 $0.00 Strike: $76.01 $0.00
Disclosure

SEC source: 0001127602-18-030140 · form4.xml · derivative · entry 2

LAROCQUE PETER · CIK 0001271132 · President, N.A. Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,300

Underlying: Common Stock · 21,300 shares

Expires 2028-10-11

F2 · derivative.exercise_date: This stock option vests as to approximately 20% of the shares on the first anniversary date of the grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:29 UTC
LAROCQUE PETERPresident, N.A. Distribution
GrantCommon Stock 5,130 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-030140 · form4.xml · nonDerivative · entry 1

LAROCQUE PETER · CIK 0001271132 · President, N.A. Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,992

F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 20% of the shares on each of the first five anniversaries of the date of grant.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:26 UTC
Caldwell Christopher APresident, Concentrix
GrantEmployee Stock Option (Right to Buy) · Derivative 45,808 $0.00 Strike: $76.01 $0.00
Disclosure

SEC source: 0001127602-18-030137 · form4.xml · derivative · entry 2

Caldwell Christopher A · CIK 0001604279 · President, Concentrix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,808

Underlying: Common Stock · 45,808 shares

Expires 2028-10-11

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:26 UTC
Caldwell Christopher APresident, Concentrix
GrantCommon Stock 7,235 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-030137 · form4.xml · nonDerivative · entry 1

Caldwell Christopher A · CIK 0001604279 · President, Concentrix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,651

F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 20% of the shares on each of the first five anniversaries of the date of grant.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:21 UTC
Witt MarshallChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 16,032 $0.00 Strike: $76.01 $0.00
Disclosure

SEC source: 0001127602-18-030134 · form4.xml · derivative · entry 2

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,032

Underlying: Common Stock · 16,032 shares

Expires 2028-10-11

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:21 UTC
Witt MarshallChief Financial Officer
GrantCommon Stock 3,552 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-030134 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,474

F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 20% of the shares on each of the first five anniversaries of the date of grant.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:18 UTC
LEUNG SIMONSVP, GC & Corporate Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 5,955 $0.00 Strike: $76.01 $0.00
Disclosure

SEC source: 0001127602-18-030132 · form4.xml · derivative · entry 2

LEUNG SIMON · CIK 0001270709 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955

Underlying: Common Stock · 5,955 shares

Expires 2028-10-11

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 19:18 UTC
LEUNG SIMONSVP, GC & Corporate Secretary
GrantCommon Stock 3,420 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-030132 · form4.xml · nonDerivative · entry 1

LEUNG SIMON · CIK 0001270709 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,675

F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 20% of the shares on each of the first five anniversaries of the date of grant.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:50 UTC
Caldwell Christopher APresident, Concentrix
Tax withholdingCommon Stock 240 $83.72 $20,092.80
Disclosure

SEC source: 0001127602-18-029925 · form4.xml · nonDerivative · entry 2

Caldwell Christopher A · CIK 0001604279 · President, Concentrix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,416

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:50 UTC
Caldwell Christopher APresident, Concentrix
Tax withholdingCommon Stock 169 $83.72 $14,148.68
Disclosure

SEC source: 0001127602-18-029925 · form4.xml · nonDerivative · entry 1

Caldwell Christopher A · CIK 0001604279 · President, Concentrix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,656

Read SEC document
October 08, 2018 Filed Oct 10, 2018 22:28 UTC Tax withholdingCommon Stock 830 $83.72 $69,487.60
Disclosure

SEC source: 0001127602-18-029933 · form4.xml · nonDerivative · entry 4

MURAI KEVIN M · CIK 0001191463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,642

Read SEC document
October 08, 2018 Filed Oct 10, 2018 22:28 UTC Tax withholdingCommon Stock 585 $83.72 $48,976.20
Disclosure

SEC source: 0001127602-18-029933 · form4.xml · nonDerivative · entry 3

MURAI KEVIN M · CIK 0001191463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,472

Read SEC document
October 08, 2018 Filed Oct 10, 2018 22:28 UTC Tax withholdingCommon Stock 10,276 $83.72 $860,306.72
Disclosure

SEC source: 0001127602-18-029933 · form4.xml · nonDerivative · entry 2

MURAI KEVIN M · CIK 0001191463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,057

Read SEC document
October 08, 2018 Filed Oct 10, 2018 22:09 UTC
LAROCQUE PETERPresident, N.A. Distribution
Tax withholdingCommon Stock 390 $83.72 $32,650.80
Disclosure

SEC source: 0001127602-18-029931 · form4.xml · nonDerivative · entry 2

LAROCQUE PETER · CIK 0001271132 · President, N.A. Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,862

Read SEC document
October 08, 2018 Filed Oct 10, 2018 22:09 UTC
LAROCQUE PETERPresident, N.A. Distribution
Tax withholdingCommon Stock 275 $83.72 $23,023.00
Disclosure

SEC source: 0001127602-18-029931 · form4.xml · nonDerivative · entry 1

LAROCQUE PETER · CIK 0001271132 · President, N.A. Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,252

Read SEC document
October 08, 2018 Filed Oct 10, 2018 22:01 UTC
LEUNG SIMONSVP, GC & Corporate Secretary
Tax withholdingCommon Stock 299 $83.72 $25,032.28
Disclosure

SEC source: 0001127602-18-029929 · form4.xml · nonDerivative · entry 2

LEUNG SIMON · CIK 0001270709 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Read SEC document
October 08, 2018 Filed Oct 10, 2018 22:01 UTC
LEUNG SIMONSVP, GC & Corporate Secretary
Tax withholdingCommon Stock 211 $83.72 $17,664.92
Disclosure

SEC source: 0001127602-18-029929 · form4.xml · nonDerivative · entry 1

LEUNG SIMON · CIK 0001270709 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,554

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:56 UTC
POLK DENNISDirector · Chief Executive Officer
Tax withholdingCommon Stock 415 $83.72 $34,743.80
Disclosure

SEC source: 0001127602-18-029927 · form4.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,387

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:56 UTC
POLK DENNISDirector · Chief Executive Officer
Tax withholdingCommon Stock 293 $83.72 $24,529.96
Disclosure

SEC source: 0001127602-18-029927 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,802

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:42 UTC
Witt MarshallChief Financial Officer
Tax withholdingCommon Stock 148 $83.72 $12,390.56
Disclosure

SEC source: 0001127602-18-029923 · form4.xml · nonDerivative · entry 2

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,922

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:42 UTC
Witt MarshallChief Financial Officer
Tax withholdingCommon Stock 209 $83.72 $17,497.48
Disclosure

SEC source: 0001127602-18-029923 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,070

Read SEC document
October 07, 2018 Filed Oct 10, 2018 22:28 UTC GrantCommon Stock 19,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029933 · form4.xml · nonDerivative · entry 1

MURAI KEVIN M · CIK 0001191463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,333

F1 · kind: Represents shares issued upon vesting of restricted stock units awarded on October 7, 2014, subject to satisfaction of performance metrics measured over a four-year period ending October 7, 2018.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:30 UTC
Witt MarshallChief Financial Officer
Tax withholdingCommon Stock 177 $88.38 $15,643.26
Disclosure

SEC source: 0001127602-18-029854 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,279

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:28 UTC
Caldwell Christopher APresident, Concentrix
Tax withholdingCommon Stock 227 $88.38 $20,062.26
Disclosure

SEC source: 0001127602-18-029852 · form4.xml · nonDerivative · entry 1

Caldwell Christopher A · CIK 0001604279 · President, Concentrix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,825

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:25 UTC
LEUNG SIMONSVP, GC & Corporate Secretary
Tax withholdingCommon Stock 168 $88.38 $14,847.84
Disclosure

SEC source: 0001127602-18-029849 · form4.xml · nonDerivative · entry 1

LEUNG SIMON · CIK 0001270709 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,765

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:19 UTC
POLK DENNISDirector · Chief Executive Officer
Tax withholdingCommon Stock 350 $88.38 $30,933.00
Disclosure

SEC source: 0001127602-18-029844 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,095

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:22 UTC
LAROCQUE PETERPresident, N.A. Distribution
Tax withholdingCommon Stock 328 $88.38 $28,988.64
Disclosure

SEC source: 0001127602-18-029847 · form4.xml · nonDerivative · entry 1

LAROCQUE PETER · CIK 0001271132 · President, N.A. Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,527

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:12 UTC Tax withholdingCommon Stock 699 $88.38 $61,777.62
Disclosure

SEC source: 0001127602-18-029838 · form4.xml · nonDerivative · entry 1

MURAI KEVIN M · CIK 0001191463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,642

Read SEC document
October 03, 2018 Filed Oct 5, 2018 21:00 UTC
Witt MarshallChief Financial Officer
Tax withholdingCommon Stock 154 $84.90 $13,074.60
Disclosure

SEC source: 0001127602-18-029670 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,456

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:56 UTC
LEUNG SIMONSVP, GC & Corporate Secretary
Tax withholdingCommon Stock 147 $84.90 $12,480.30
Disclosure

SEC source: 0001127602-18-029667 · form4.xml · nonDerivative · entry 2

LEUNG SIMON · CIK 0001270709 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,933

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:56 UTC
LEUNG SIMONSVP, GC & Corporate Secretary
Tax withholdingCommon Stock 243 $84.90 $20,630.70
Disclosure

SEC source: 0001127602-18-029667 · form4.xml · nonDerivative · entry 1

LEUNG SIMON · CIK 0001270709 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,080

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:51 UTC
LAROCQUE PETERPresident, N.A. Distribution
Tax withholdingCommon Stock 286 $84.90 $24,281.40
Disclosure

SEC source: 0001127602-18-029660 · form4.xml · nonDerivative · entry 2

LAROCQUE PETER · CIK 0001271132 · President, N.A. Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,855

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:51 UTC
LAROCQUE PETERPresident, N.A. Distribution
Tax withholdingCommon Stock 317 $84.90 $26,913.30
Disclosure

SEC source: 0001127602-18-029660 · form4.xml · nonDerivative · entry 1

LAROCQUE PETER · CIK 0001271132 · President, N.A. Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:49 UTC
Caldwell Christopher APresident, Concentrix
Tax withholdingCommon Stock 198 $84.90 $16,810.20
Disclosure

SEC source: 0001127602-18-029654 · form4.xml · nonDerivative · entry 2

Caldwell Christopher A · CIK 0001604279 · President, Concentrix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,052

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:49 UTC
Caldwell Christopher APresident, Concentrix
Tax withholdingCommon Stock 91 $84.90 $7,725.90
Disclosure

SEC source: 0001127602-18-029654 · form4.xml · nonDerivative · entry 1

Caldwell Christopher A · CIK 0001604279 · President, Concentrix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,250

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:42 UTC
POLK DENNISDirector · Chief Executive Officer
Tax withholdingCommon Stock 406 $84.90 $34,469.40
Disclosure

SEC source: 0001127602-18-029647 · form4.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,445

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:42 UTC
POLK DENNISDirector · Chief Executive Officer
Tax withholdingCommon Stock 305 $84.90 $25,894.50
Disclosure

SEC source: 0001127602-18-029647 · form4.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,851

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:42 UTC
POLK DENNISDirector · Chief Executive Officer
Tax withholdingCommon Stock 338 $84.90 $28,696.20
Disclosure

SEC source: 0001127602-18-029647 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,156

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:39 UTC Tax withholdingCommon Stock 609 $84.90 $51,704.10
Disclosure

SEC source: 0001127602-18-029645 · form4.xml · nonDerivative · entry 2

MURAI KEVIN M · CIK 0001191463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,341

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:39 UTC Tax withholdingCommon Stock 675 $84.90 $57,307.50
Disclosure

SEC source: 0001127602-18-029645 · form4.xml · nonDerivative · entry 1

MURAI KEVIN M · CIK 0001191463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,950

Read SEC document
October 01, 2018 Filed Oct 2, 2018 19:12 UTC
POLK DENNISDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $32.40 $0.00
Disclosure

SEC source: 0001127602-18-028959 · form4.xml · derivative · entry 5

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Stock · 2,000 shares

Expires 2022-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is immediately exercisable as to 158 shares and is fully vested.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 19:12 UTC
POLK DENNISDirector · Chief Executive Officer
SaleCommon Stock 1,000 $85.10 $85,100.00
Disclosure

SEC source: 0001127602-18-028959 · form4.xml · nonDerivative · entry 4

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,494

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2017

Read SEC document
October 01, 2018 Filed Oct 2, 2018 19:12 UTC
POLK DENNISDirector · Chief Executive Officer
SaleCommon Stock 500 $84.52 $42,260.50
Disclosure

SEC source: 0001127602-18-028959 · form4.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,494

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2017

Read SEC document
October 01, 2018 Filed Oct 2, 2018 19:12 UTC
POLK DENNISDirector · Chief Executive Officer
SaleCommon Stock 500 $84.50 $42,250.50
Disclosure

SEC source: 0001127602-18-028959 · form4.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,994

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2017

Read SEC document
October 01, 2018 Filed Oct 2, 2018 19:12 UTC
POLK DENNISDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,000 $32.40 $64,800.00
Disclosure

SEC source: 0001127602-18-028959 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:49 UTC
Witt MarshallChief Financial Officer
SaleCommon Stock 600 $85.10 $51,060.00
Disclosure

SEC source: 0001127602-18-028913 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,610

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2018.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 15:35 UTC
POLK DENNISDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $32.40 $0.00
Disclosure

SEC source: 0001127602-18-026736 · form4.xml · derivative · entry 7

POLK DENNIS · CIK 0001270710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,158

Underlying: Common Stock · 2,000 shares

Expires 2022-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is immediately exercisable as to 2,158 shares and is fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.