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TD SYNNEX CORP

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Tapewire entity
8882
SEC CIK
0001177394
Parsed reports
1,081

Last 12 months

Inside the activity.

0 purchase rows · 129 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 2026018
Feb 202606
Mar 202607
Apr 202606
May 2026015
Jun 2026019
Jul 2026017
Aug 2026014
Sep 202606
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2022 Filed Sep 2, 2022 20:56 UTC
VETTER DAVID RChief Legal Officer
OtherCommon Stock 16,896 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022034 · form4.xml · nonDerivative · entry 1

VETTER DAVID R · CIK 0001253048 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,863

F1 · kind: In connection with the acquisition of the parent company of Tech Data Corporation, TD SYNNEX Corporation issued shares of its common stock ("TD SYNNEX common stock") to the sole stockholder thereof, Tiger Parent Holdings, L.P. (the "Partnership"). Following the closing of the acquisition, the Partnership transferred a certain number of shares of TD SYNNEX common stock pursuant to the registration statement on Form S-3 (File No. 333-259270) filed by TD SYNNEX Corporation with the U.S. Securities and Exchange Commission. Mr. Vetter received the shares referenced above as part of this distribution.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:06 UTC OtherCommon Stock 356,959 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-097480 · tm2224497-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Tiger Parent Holdings, L.P. · CIK 0001881509 · 10% owner

Apollo Management IX, L.P. · CIK 0001784683 · 10% owner

AIF IX MANAGEMENT, LLC · CIK 0001936402 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,990,147

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:10 UTC
POLK DENNISDirector · Executive Chair
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001127602-22-021969 · form4.xml · derivative · entry 5

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,101

Underlying: Common Stock · 8,000 shares

Expires 2028-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:10 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 2,197 $94.38 $207,352.86
Disclosure

SEC source: 0001127602-22-021969 · form4.xml · nonDerivative · entry 4

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,153

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2022.

F4 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $94.06 to $94.83. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:10 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 4,903 $93.35 $457,695.05
Disclosure

SEC source: 0001127602-22-021969 · form4.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,350

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2022.

F3 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $93.05 to $93.79. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:10 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 900 $92.90 $83,610.00
Disclosure

SEC source: 0001127602-22-021969 · form4.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,253

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2022.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $92.855 to $92.91. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:10 UTC
POLK DENNISDirector · Executive Chair
Exercise / conversionCommon Stock 8,000 $38.89 $311,120.00
Disclosure

SEC source: 0001127602-22-021969 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 18:47 UTC
HUME RICHARD TDirector · Chief Executive Officer
SaleCommon Stock 1,900 $107.22 $203,718.00
Disclosure

SEC source: 0001127602-22-021359 · form4.xml · nonDerivative · entry 3

HUME RICHARD T · CIK 0001669810 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,747

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2022.

F4 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $107.00 to $107.41. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 18:47 UTC
HUME RICHARD TDirector · Chief Executive Officer
SaleCommon Stock 10,000 $106.46 $1,064,600.00
Disclosure

SEC source: 0001127602-22-021359 · form4.xml · nonDerivative · entry 2

HUME RICHARD T · CIK 0001669810 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,647

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2022.

F3 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $106.00 to $106.995. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 18:47 UTC
HUME RICHARD TDirector · Chief Executive Officer
SaleCommon Stock 6,000 $105.53 $633,180.00
Disclosure

SEC source: 0001127602-22-021359 · form4.xml · nonDerivative · entry 1

HUME RICHARD T · CIK 0001669810 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,647

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2022.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $105.01 to $105.99. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:33 UTC
HUME RICHARD TDirector · Chief Executive Officer
SaleCommon Stock 2,100 $105.08 $220,668.00
Disclosure

SEC source: 0001127602-22-021207 · form4.xml · nonDerivative · entry 1

HUME RICHARD T · CIK 0001669810 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,647

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2022.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $105.01 to $105.145. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:20 UTC
Witt MarshallChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 909 $0.00 Strike: $32.18 $0.00
Disclosure

SEC source: 0001127602-22-021192 · form4.xml · derivative · entry 3

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 909 shares

Expires 2024-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:20 UTC
Witt MarshallChief Financial Officer
SaleCommon Stock 909 $103.03 $93,654.27
Disclosure

SEC source: 0001127602-22-021192 · form4.xml · nonDerivative · entry 2

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,887

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 14, 2021.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:20 UTC
Witt MarshallChief Financial Officer
Exercise / conversionCommon Stock 909 $32.18 $29,251.62
Disclosure

SEC source: 0001127602-22-021192 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 14:09 UTC
POLK DENNISDirector · Executive Chair
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001127602-22-020459 · form4.xml · derivative · entry 5

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,101

Underlying: Common Stock · 8,000 shares

Expires 2028-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 14:09 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 307 $101.08 $31,031.56
Disclosure

SEC source: 0001127602-22-020459 · form4.xml · nonDerivative · entry 4

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,153

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2022.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 14:09 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 4,493 $100.28 $450,558.04
Disclosure

SEC source: 0001127602-22-020459 · form4.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,460

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2022.

F3 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $100.03 to $100.875. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 14:09 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 3,200 $99.73 $319,136.00
Disclosure

SEC source: 0001127602-22-020459 · form4.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,953

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2022.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $99.50 to $99.94. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 14:09 UTC
POLK DENNISDirector · Executive Chair
Exercise / conversionCommon Stock 8,000 $38.89 $311,120.00
Disclosure

SEC source: 0001127602-22-020459 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 20:06 UTC OtherCommon Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-084217 · tm2221956-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Tiger Parent Holdings, L.P. · CIK 0001881509 · 10% owner

Apollo Management IX, L.P. · CIK 0001784683 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,347,106

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:24 UTC
Witt MarshallChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 909 $0.00 Strike: $32.18 $0.00
Disclosure

SEC source: 0001127602-22-019519 · form4.xml · derivative · entry 3

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 909 shares

Expires 2024-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:24 UTC
Witt MarshallChief Financial Officer
SaleCommon Stock 909 $91.65 $83,309.85
Disclosure

SEC source: 0001127602-22-019519 · form4.xml · nonDerivative · entry 2

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,887

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 14, 2021.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:24 UTC
Witt MarshallChief Financial Officer
Exercise / conversionCommon Stock 909 $32.18 $29,251.62
Disclosure

SEC source: 0001127602-22-019519 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 19:03 UTC
VEZINA ANN FDirector
SaleCommon Stock 366 $91.80 $33,599.31
Disclosure

SEC source: 0001127602-22-019179 · form4.xml · nonDerivative · entry 1

VEZINA ANN F · CIK 0001356299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,711

Read SEC document
July 01, 2022 Filed Jul 5, 2022 22:06 UTC
POLK DENNISDirector · Executive Chair
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001127602-22-018809 · form4.xml · derivative · entry 6

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,101

Underlying: Common Stock · 4,000 shares

Expires 2028-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 22:06 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 381 $93.21 $35,513.01
Disclosure

SEC source: 0001127602-22-018809 · form4.xml · nonDerivative · entry 5

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,153

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F5 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $93.01 to $93.41. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 22:06 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 1,919 $92.61 $177,718.59
Disclosure

SEC source: 0001127602-22-018809 · form4.xml · nonDerivative · entry 4

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,534

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F4 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $92.16 to $92.98. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 22:06 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 1,100 $91.43 $100,573.00
Disclosure

SEC source: 0001127602-22-018809 · form4.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,453

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F3 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $91.05 to $91.82. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 22:06 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 600 $90.55 $54,330.00
Disclosure

SEC source: 0001127602-22-018809 · form4.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,553

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $90.08 to $90.90. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 22:06 UTC
POLK DENNISDirector · Executive Chair
Exercise / conversionCommon Stock 4,000 $38.89 $155,560.00
Disclosure

SEC source: 0001127602-22-018809 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 17:59 UTC
Witt MarshallChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 910 $0.00 Strike: $32.18 $0.00
Disclosure

SEC source: 0001127602-22-017595 · form4.xml · derivative · entry 3

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 910 shares

Expires 2024-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 17:59 UTC
Witt MarshallChief Financial Officer
SaleCommon Stock 910 $95.45 $86,859.50
Disclosure

SEC source: 0001127602-22-017595 · form4.xml · nonDerivative · entry 2

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,887

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 14, 2021.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 17:59 UTC
Witt MarshallChief Financial Officer
Exercise / conversionCommon Stock 910 $32.18 $29,283.80
Disclosure

SEC source: 0001127602-22-017595 · form4.xml · nonDerivative · entry 1

Witt Marshall · CIK 0001574095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 17:56 UTC
HUME RICHARD TDirector · Chief Executive Officer
SaleCommon Stock 10,000 $105.21 $1,052,100.00
Disclosure

SEC source: 0001127602-22-016856 · form4.xml · nonDerivative · entry 1

HUME RICHARD T · CIK 0001669810 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,747

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2022.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $105.00 to $105.43. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $101.40 $10,139.50
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 13

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,153

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $101.44 $10,144.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 12

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,253

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $101.45 $10,145.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 11

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,353

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 3 $101.54 $304.62
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 10

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,453

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $101.58 $10,158.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 9

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,456

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 97 $101.61 $9,856.17
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 8

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,556

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $101.62 $10,161.50
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 7

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,653

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 200 $101.85 $20,370.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 6

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,753

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $101.94 $10,194.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 5

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,953

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $101.99 $10,199.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 4

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,053

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $102.12 $10,212.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,153

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $102.19 $10,219.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,253

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:33 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $102.56 $10,256.00
Disclosure

SEC source: 0001127602-22-016553 · form4.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,353

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:31 UTC
POLK DENNISDirector · Executive Chair
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001127602-22-016549 · form4.xml · derivative · entry 31

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,101

Underlying: Common Stock · 4,000 shares

Expires 2028-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:31 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 100 $102.63 $10,263.00
Disclosure

SEC source: 0001127602-22-016549 · form4.xml · nonDerivative · entry 30

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,453

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:31 UTC
POLK DENNISDirector · Executive Chair
SaleCommon Stock 55 $102.67 $5,646.85
Disclosure

SEC source: 0001127602-22-016549 · form4.xml · nonDerivative · entry 29

POLK DENNIS · CIK 0001270710 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,553

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.