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Nasdaq · USD

SNWV

SANUWAVE Health, Inc.

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7321
SEC CIK
0001417663
Parsed reports
128

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025010
Jan 202600
Feb 202600
Mar 202600
Apr 202609
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2025 Filed Jul 2, 2025 23:33 UTC
Tyler JamesDirector
GrantStock Option (right to buy) · Derivative 1,574 $0.00 Strike: $32.86 $0.00
Disclosure

SEC source: 0001437749-25-022057 · rdgdoc.xml · derivative · entry 1

Tyler James · CIK 0002012756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 1,574 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 23:29 UTC GrantStock Option (right to buy) · Derivative 1,574 $0.00 Strike: $32.86 $0.00
Disclosure

SEC source: 0001437749-25-022053 · rdgdoc.xml · derivative · entry 1

Blizard Jeffrey · CIK 0002012926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 1,574 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 23:28 UTC GrantStock Option (right to buy) · Derivative 1,574 $0.00 Strike: $32.86 $0.00
Disclosure

SEC source: 0001437749-25-022051 · rdgdoc.xml · derivative · entry 1

Bazar Gregory Matthew · CIK 0002070091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 1,574 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 23:23 UTC
FRANK MORGAN C.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 1,574 $0.00 Strike: $32.86 $0.00
Disclosure

SEC source: 0001437749-25-022045 · rdgdoc.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 1,574 shares

Expires 2030-06-30

F1 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:50 UTC
Stegagno PeterChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,333 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-25-019907 · rdgdoc.xml · derivative · entry 5

Stegagno Peter · CIK 0002012443 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires 2026-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:50 UTC
Stegagno PeterChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 529 $0.00 Strike: $22.50 $0.00
Disclosure

SEC source: 0001437749-25-019907 · rdgdoc.xml · derivative · entry 4

Stegagno Peter · CIK 0002012443 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 529 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:50 UTC
Stegagno PeterChief Operating Officer
SaleCommon Stock 1,862 $27.71 $51,596.02
Disclosure

SEC source: 0001437749-25-019907 · rdgdoc.xml · nonDerivative · entry 3

Stegagno Peter · CIK 0002012443 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,032

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $27.59 to $27.82. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:50 UTC
Stegagno PeterChief Operating Officer
Exercise / conversionCommon Stock 1,333 $15.00 $19,995.00
Disclosure

SEC source: 0001437749-25-019907 · rdgdoc.xml · nonDerivative · entry 2

Stegagno Peter · CIK 0002012443 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:50 UTC
Stegagno PeterChief Operating Officer
Exercise / conversionCommon Stock 529 $22.50 $11,902.50
Disclosure

SEC source: 0001437749-25-019907 · rdgdoc.xml · nonDerivative · entry 1

Stegagno Peter · CIK 0002012443 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2025 Filed May 29, 2025 20:26 UTC GrantStock Option (right to buy) · Derivative 41,333 $0.00 Strike: $27.97 $0.00
Disclosure

SEC source: 0001437749-25-018810 · rdgdoc.xml · derivative · entry 1

Bazar Gregory Matthew · CIK 0002070091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,333

Underlying: Common Stock · 41,333 shares

Expires 2035-05-27

F1 · derivative.exercise_date: Options will vest in 12 equal installments on each quarterly anniversary of the grant date.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:48 UTC
Cioanta IulianChief Sci. and Tech. Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,333 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-25-017442 · rdgdoc.xml · derivative · entry 7

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires 2026-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:48 UTC
Cioanta IulianChief Sci. and Tech. Officer
Exercise / conversionStock Option (right to buy) · Derivative 529 $0.00 Strike: $22.50 $0.00
Disclosure

SEC source: 0001437749-25-017442 · rdgdoc.xml · derivative · entry 6

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 529 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:48 UTC
Cioanta IulianChief Sci. and Tech. Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,777 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-25-017442 · rdgdoc.xml · derivative · entry 5

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Common Stock · 1,777 shares

Expires 2034-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date, October 22, 2024.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:48 UTC
Cioanta IulianChief Sci. and Tech. Officer
SaleCommon Stock 3,639 $31.60 $114,992.40
Disclosure

SEC source: 0001437749-25-017442 · rdgdoc.xml · nonDerivative · entry 4

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41

Read SEC document
May 15, 2025 Filed May 16, 2025 16:48 UTC
Cioanta IulianChief Sci. and Tech. Officer
Exercise / conversionCommon Stock 1,333 $15.00 $19,995.00
Disclosure

SEC source: 0001437749-25-017442 · rdgdoc.xml · nonDerivative · entry 3

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:48 UTC
Cioanta IulianChief Sci. and Tech. Officer
Exercise / conversionCommon Stock 529 $22.50 $11,902.50
Disclosure

SEC source: 0001437749-25-017442 · rdgdoc.xml · nonDerivative · entry 2

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:48 UTC
Cioanta IulianChief Sci. and Tech. Officer
Exercise / conversionCommon Stock 1,777 $14.20 $25,233.40
Disclosure

SEC source: 0001437749-25-017442 · rdgdoc.xml · nonDerivative · entry 1

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2025 Filed Apr 30, 2025 23:06 UTC PurchaseCommon Stock, par value $0.001 per share 2,998 $25.49 $76,421.42
Disclosure

SEC source: 0001641172-25-007936 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 15,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.38-$25.56 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

F4 · ownership.nature: Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 29, 2025 Filed Apr 30, 2025 23:06 UTC PurchaseCommon Stock, par value $0.001 per share 5,000 $25.49 $127,454.00
Disclosure

SEC source: 0001641172-25-007936 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 965,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.38-$25.56 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F4 · ownership.nature: Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:12 UTC GrantStock Option (right to buy) · Derivative 1,981 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001437749-25-011183 · rdgdoc.xml · derivative · entry 1

Miller Ian D. · CIK 0002012527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,981

Underlying: Common Stock · 1,981 shares

Expires 2030-04-03

F1 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:14 UTC
Tyler JamesDirector
GrantStock Option (right to buy) · Derivative 1,761 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001437749-25-011185 · rdgdoc.xml · derivative · entry 1

Tyler James · CIK 0002012756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 1,761 shares

Expires 2030-04-03

F1 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:13 UTC GrantStock Option (right to buy) · Derivative 1,761 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001437749-25-011184 · rdgdoc.xml · derivative · entry 1

Blizard Jeffrey · CIK 0002012926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 1,761 shares

Expires 2030-04-03

F1 · derivative.exercise_date: Options were fully vested on the grant date.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:11 UTC
FRANK MORGAN C.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 1,761 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001437749-25-011182 · rdgdoc.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 1,761 shares

Expires 2030-04-03

F1 · derivative.exercise_date: Options were fully vested on the grant date.

Read SEC document
April 03, 2025 Filed Jun 12, 2025 16:18 UTC GrantStock Option (right to buy) · Derivative 1,761 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001437749-25-020194 · rdgdoc.xml · derivative · entry 36

Stolarski Anthony Michael · CIK 0001683425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 1,761 shares

Expires 2030-04-03

F10 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
January 31, 2025 Filed Feb 7, 2025 16:03 UTC
Gilmore NanciChief Commercial Officer
GrantStock Option (right to buy) · Derivative 1,571 $15.67 Strike: $27.70 $24,617.57
Disclosure

SEC source: 0001437749-25-003162 · rdgdoc.xml · derivative · entry 1

Gilmore Nanci · CIK 0002028077 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,571

Underlying: Common Stock · 1,571 shares

Expires 2030-01-31

F2 · price: These options were granted in lieu of a portion of the reporting person's 2024 annual cash bonus.

F1 · derivative.exercise_date: Option shares were fully vested at the grant date.

Read SEC document
January 31, 2025 Filed Feb 7, 2025 16:01 UTC
Sorensen PeterChief Financial Officer
GrantStock Option (right to buy) · Derivative 260 $15.67 Strike: $27.70 $4,074.20
Disclosure

SEC source: 0001437749-25-003158 · rdgdoc.xml · derivative · entry 1

Sorensen Peter · CIK 0002019293 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260

Underlying: Common Stock · 260 shares

Expires 2030-01-31

F2 · price: These options were granted in lieu of a portion of the reporting person's 2024 annual cash bonus.

F1 · derivative.exercise_date: Option shares were fully vested at the grant date.

Read SEC document
January 31, 2025 Filed Feb 21, 2025 16:30 UTC
FRANK MORGAN C.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $27.70 $0.00
Disclosure

SEC source: 0000919574-25-001610 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-01-31

F1 · shares: The options were granted to the Reporting Person in accordance with the Issuer's 2024 Equity Incentive Plan and are considered Non-Qualified Stock Options thereunder.

F2 · derivative.exercise_date: The options will vest, if at all, based on the completion of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on the applicable vesting date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
January 08, 2025 Filed Jan 28, 2025 17:14 UTC
Wern David TimothyExecutive VP of Sales
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $24.81 $0.00
Disclosure

SEC source: 0001437749-25-002039 · rdgdoc.xml · derivative · entry 1

Wern David Timothy · CIK 0002053254 · Executive VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-01-08

F1 · derivative.exercise_date: Options will vest over a period of ten years in equal installments on each quarterly anniversary of the grant date.

Read SEC document
December 31, 2024 Filed Feb 19, 2025 19:04 UTC
FRANK MORGAN C.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 1,559 $0.00 Strike: $22.76 $0.00
Disclosure

SEC source: 0000919574-25-001548 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Common Stock · 1,559 shares

Expires 2029-12-31

F1 · shares: The options were granted to the Reporting Person in accordance with the Issuer's 2024 Equity Incentive Plan and are considered Non-Qualified Stock Options thereunder.

F2 · derivative.exercise_date: The options will vest and become exercisable at the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2024 Filed Mar 4, 2025 21:13 UTC
Tyler JamesDirector
GrantStock Option (right to buy) · Derivative 1,559 $0.00 Strike: $22.76 $0.00
Disclosure

SEC source: 0001437749-25-006104 · rdgdoc.xml · derivative · entry 11

Tyler James · CIK 0002012756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Common Stock · 1,559 shares

Expires 2029-12-31

F5 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
December 31, 2024 Filed Mar 18, 2025 20:38 UTC GrantStock Option (right to buy) · Derivative 1,559 $0.00 Strike: $22.76 $0.00
Disclosure

SEC source: 0001437749-25-008280 · rdgdoc.xml · derivative · entry 2

Blizard Jeffrey · CIK 0002012926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Common Stock · 1,559 shares

Expires 2029-12-31

F2 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
December 31, 2024 Filed Mar 24, 2025 20:06 UTC GrantStock Option (right to buy) · Derivative 1,754 $0.00 Strike: $22.76 $0.00
Disclosure

SEC source: 0001437749-25-008959 · rdgdoc.xml · derivative · entry 21

Miller Ian D. · CIK 0002012527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,087

Underlying: Common Stock · 1,754 shares

Expires 2029-12-31

F7 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
December 31, 2024 Filed Jun 12, 2025 16:18 UTC GrantStock Option (right to buy) · Derivative 1,559 $0.00 Strike: $22.76 $0.00
Disclosure

SEC source: 0001437749-25-020194 · rdgdoc.xml · derivative · entry 35

Stolarski Anthony Michael · CIK 0001683425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Common Stock · 1,559 shares

Expires 2029-12-31

F10 · derivative.exercise_date: Options were fully vested at the grant date.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 23:47 UTC PurchaseCommon Stock, par value $0.001 per share 8,002 $15.20 $121,600.79
Disclosure

SEC source: 0001493152-24-043396 · ownership.xml · nonDerivative · entry 5

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 12,002

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.95-15.30 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

F5 · ownership.nature: Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 23:47 UTC PurchaseCommon Stock, par value $0.001 per share 7,998 $15.20 $121,540.01
Disclosure

SEC source: 0001493152-24-043396 · ownership.xml · nonDerivative · entry 4

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 960,000

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.95-15.30 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F5 · ownership.nature: Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:47 UTC PurchaseCommon Stock, par value $0.001 per share 4,000 $16.29 $65,164.80
Disclosure

SEC source: 0001493152-24-043396 · ownership.xml · nonDerivative · entry 3

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 4,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.00-$17.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

F5 · ownership.nature: Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:47 UTC PurchaseCommon Stock, par value $0.001 per share 5,868 $16.29 $95,596.76
Disclosure

SEC source: 0001493152-24-043396 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 952,002

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.00-$17.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F5 · ownership.nature: Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 30, 2024 Filed Nov 1, 2024 23:47 UTC PurchaseCommon Stock, par value $0.001 per share 2,000 $17.50 $35,000.00
Disclosure

SEC source: 0001493152-24-043396 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 946,134

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F5 · ownership.nature: Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 22, 2024 Filed Oct 23, 2024 16:17 UTC
Hendricks TimothyExecutive VP of Sales
GrantStock Option (right to buy) · Derivative 50,667 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-24-031899 · rdgdoc.xml · derivative · entry 1

Hendricks Timothy · CIK 0002040861 · Executive VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,667

Underlying: Common Stock · 50,667 shares

Expires 2034-10-22

F1 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Oct 23, 2024 16:15 UTC
Gilmore NanciChief Commercial Officer
GrantStock Option (right to buy) · Derivative 74,667 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-24-031893 · rdgdoc.xml · derivative · entry 1

Gilmore Nanci · CIK 0002028077 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,667

Underlying: Common Stock · 74,667 shares

Expires 2034-10-22

F1 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Oct 23, 2024 16:16 UTC
Sorensen PeterChief Financial Officer
GrantStock Option (right to buy) · Derivative 88,000 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-24-031896 · rdgdoc.xml · derivative · entry 1

Sorensen Peter · CIK 0002019293 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,000

Underlying: Common Stock · 88,000 shares

Expires 2034-10-22

F1 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Oct 23, 2024 16:11 UTC
Walko AndrewPresident
GrantStock Option (right to buy) · Derivative 106,667 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-24-031890 · rdgdoc.xml · derivative · entry 1

Walko Andrew · CIK 0001988876 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,667

Underlying: Common Stock · 106,667 shares

Expires 2034-10-22

F1 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Jan 10, 2025 17:08 UTC
Cioanta IulianChief Sci. and Tech. Officer
GrantStock Option (right to buy) · Derivative 10,667 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-25-000875 · rdgdoc.xml · derivative · entry 3

Cioanta Iulian · CIK 0002012325 · Chief Sci. and Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,667

Underlying: Common Stock · 10,667 shares

Expires 2034-10-22

F2 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Feb 19, 2025 19:07 UTC
FRANK MORGAN C.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 21,126 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0000919574-25-001549 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 21,126 shares

Expires 2034-10-22

F2 · shares: The options were granted to the Reporting Person in accordance with the Issuer's 2024 Equity Incentive Plan and are considered Incentive Stock Options thereunder.

F3 · derivative.exercise_date: The options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

F4 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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October 22, 2024 Filed Feb 19, 2025 19:07 UTC
FRANK MORGAN C.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 138,874 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0000919574-25-001549 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,874

Underlying: Common Stock · 138,874 shares

Expires 2034-10-22

F1 · shares: The options were granted to the Reporting Person in accordance with the Issuer's 2024 Equity Incentive Plan and are considered Non-Qualified Stock Options thereunder.

F3 · derivative.exercise_date: The options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

F4 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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October 22, 2024 Filed Mar 4, 2025 21:13 UTC
Tyler JamesDirector
GrantStock Option (right to buy) · Derivative 41,333 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-25-006104 · rdgdoc.xml · derivative · entry 10

Tyler James · CIK 0002012756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,333

Underlying: Common Stock · 41,333 shares

Expires 2034-10-22

F4 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Mar 18, 2025 20:38 UTC GrantStock Option (right to buy) · Derivative 41,333 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-25-008280 · rdgdoc.xml · derivative · entry 1

Blizard Jeffrey · CIK 0002012926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,333

Underlying: Common Stock · 41,333 shares

Expires 2034-10-22

F1 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant.

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October 22, 2024 Filed Mar 24, 2025 20:06 UTC GrantStock Option (right to buy) · Derivative 41,333 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-25-008959 · rdgdoc.xml · derivative · entry 20

Miller Ian D. · CIK 0002012527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,333

Underlying: Common Stock · 41,333 shares

Expires 2034-10-22

F6 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Apr 7, 2025 20:07 UTC
Stegagno PeterChief Operating Officer
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-25-011179 · rdgdoc.xml · derivative · entry 22

Stegagno Peter · CIK 0002012443 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-10-22

F10 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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October 22, 2024 Filed Jun 12, 2025 16:18 UTC GrantStock Option (right to buy) · Derivative 41,333 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001437749-25-020194 · rdgdoc.xml · derivative · entry 34

Stolarski Anthony Michael · CIK 0001683425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,333

Underlying: Common Stock · 41,333 shares

Expires 2034-10-22

F9 · derivative.exercise_date: Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.