SNPS

SEC source: 0001199719-20-000002 · edgardoc.xml · nonDerivative · entry 3

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000002 · edgardoc.xml · nonDerivative · entry 2

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,650

SEC source: 0001199719-20-000002 · edgardoc.xml · nonDerivative · entry 1

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000090 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $139.46 to $139.69. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-19-000085 · edgardoc.xml · derivative · entry 5

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,355

Underlying: Common Stock · 2,785 shares

Expires 2022-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000085 · edgardoc.xml · derivative · entry 4

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,140

Underlying: Common Stock · 11,140 shares

Expires 2022-12-08

F4 · kind: On 12/12/18 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $1,000,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 11/02/19. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000085 · edgardoc.xml · derivative · entry 3

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,566

Underlying: Common Stock · 40,566 shares

Expires 2026-12-12

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $1,250,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter.

SEC source: 0001199719-19-000085 · edgardoc.xml · nonDerivative · entry 2

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,429

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000085 · edgardoc.xml · nonDerivative · entry 1

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000087 · edgardoc.xml · derivative · entry 7

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

Underlying: Common Stock · 1,254 shares

Expires 2022-12-08

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000087 · edgardoc.xml · derivative · entry 6

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013

Underlying: Common Stock · 5,013 shares

Expires 2022-12-08

F5 · kind: On 12/12/18 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $450,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 11/02/19. The performance criteria were met.

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000087 · edgardoc.xml · derivative · entry 5

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,151

Underlying: Common Stock · 25,151 shares

Expires 2026-12-12

F3 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $775,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter.

SEC source: 0001199719-19-000087 · edgardoc.xml · nonDerivative · entry 4

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,650

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000087 · edgardoc.xml · nonDerivative · entry 3

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000087 · edgardoc.xml · nonDerivative · entry 2

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,018

F1 · price: Gift

SEC source: 0001199719-19-000084 · edgardoc.xml · derivative · entry 5

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,591

Underlying: Common Stock · 6,197 shares

Expires 2022-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000084 · edgardoc.xml · derivative · entry 4

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,788

Underlying: Common Stock · 24,788 shares

Expires 2022-12-08

F4 · kind: On 12/12/18 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $2,225,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 11/02/19. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000084 · edgardoc.xml · derivative · entry 3

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,641

Underlying: Common Stock · 74,641 shares

Expires 2026-12-12

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $2,300,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter.

SEC source: 0001199719-19-000084 · edgardoc.xml · nonDerivative · entry 2

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,322

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000084 · edgardoc.xml · nonDerivative · entry 1

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000088 · edgardoc.xml · derivative · entry 2

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

Underlying: Common Stock · 2,760 shares

Expires 2023-12-08

F3 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant value of $375,000, with the number of restricted stock units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date.

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000088 · edgardoc.xml · derivative · entry 1

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,170

Underlying: Common Stock · 12,170 shares

Expires 2026-12-12

F1 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $375,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F2 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter.

SEC source: 0001199719-19-000086 · edgardoc.xml · derivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 3,273 shares

Expires 2022-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000086 · edgardoc.xml · derivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,090

Underlying: Common Stock · 13,090 shares

Expires 2022-12-08

F4 · kind: On 12/12/18 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $1,175,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 11/02/19. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000086 · edgardoc.xml · derivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,811

Underlying: Common Stock · 43,811 shares

Expires 2026-12-12

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $1,350,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter.

SEC source: 0001199719-19-000086 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,641

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000086 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000083 · edgardoc.xml · derivative · entry 8

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,591

Underlying: Common Stock · 6,197 shares

Expires 2022-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000083 · edgardoc.xml · derivative · entry 7

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,788

Underlying: Common Stock · 24,788 shares

Expires 2022-12-08

F4 · kind: On 12/12/18 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $2,225,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 11/02/19. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-19-000083 · edgardoc.xml · derivative · entry 6

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,641

Underlying: Common Stock · 74,641 shares

Expires 2026-12-12

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $2,300,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter.

SEC source: 0001199719-19-000083 · edgardoc.xml · nonDerivative · entry 2

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,898

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000083 · edgardoc.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000087 · edgardoc.xml · nonDerivative · entry 1

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,363

F1 · price: Gift

SEC source: 0001199719-19-000072 · edgardoc.xml · derivative · entry 12

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,429

Underlying: Common Stock · 6,215 shares

Expires 2021-12-08

SEC source: 0001199719-19-000072 · edgardoc.xml · derivative · entry 11

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 7,661 shares

Expires 2020-12-08

SEC source: 0001199719-19-000072 · edgardoc.xml · derivative · entry 10

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,672 shares

Expires 2019-12-08

SEC source: 0001199719-19-000072 · edgardoc.xml · nonDerivative · entry 6

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,774

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000072 · edgardoc.xml · nonDerivative · entry 5

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000072 · edgardoc.xml · nonDerivative · entry 4

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,641

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000072 · edgardoc.xml · nonDerivative · entry 3

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000072 · edgardoc.xml · nonDerivative · entry 2

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,779

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000072 · edgardoc.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000076 · edgardoc.xml · derivative · entry 12

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 940 shares

Expires 2022-12-08

SEC source: 0001199719-19-000076 · edgardoc.xml · derivative · entry 11

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,795

Underlying: Common Stock · 898 shares

Expires 2021-12-08

SEC source: 0001199719-19-000076 · edgardoc.xml · derivative · entry 10

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828

Underlying: Common Stock · 828 shares

Expires 2020-12-08

SEC source: 0001199719-19-000076 · edgardoc.xml · derivative · entry 9

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 953 shares

Expires 2019-12-08

SEC source: 0001199719-19-000076 · edgardoc.xml · nonDerivative · entry 8

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,691

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000076 · edgardoc.xml · nonDerivative · entry 7

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-19-000076 · edgardoc.xml · nonDerivative · entry 6

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,218

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-19-000076 · edgardoc.xml · nonDerivative · entry 5

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.