SNPS

SEC source: 0001199719-21-000119 · edgardoc.xml · nonDerivative · entry 2

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,623

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000119 · edgardoc.xml · nonDerivative · entry 1

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,574

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on September 28, 2020 for which a non-GAAP operating margin goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021. All of the stock units subject to this tranche vested on December 9, 2021.

SEC source: 0001199719-21-000118 · edgardoc.xml · derivative · entry 4

Kankanwadi Sudhindra · CIK 0001652437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,963

Underlying: Common Stock · 2,963 shares

Expires 2025-12-08

F5 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000118 · edgardoc.xml · derivative · entry 3

Kankanwadi Sudhindra · CIK 0001652437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,566

Underlying: Common Stock · 3,566 shares

Expires 2028-12-09

F3 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-21-000118 · edgardoc.xml · nonDerivative · entry 2

Kankanwadi Sudhindra · CIK 0001652437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,729

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000118 · edgardoc.xml · nonDerivative · entry 1

Kankanwadi Sudhindra · CIK 0001652437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,281

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021. All of the stock units subject to this tranche vested on December 9, 2021.

SEC source: 0001199719-21-000117 · edgardoc.xml · derivative · entry 8

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

Underlying: Common Stock · 2,469 shares

Expires 2025-12-08

F7 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000117 · edgardoc.xml · derivative · entry 7

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Underlying: Common Stock · 1,869 shares

Expires 2024-12-08

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000117 · edgardoc.xml · derivative · entry 6

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,276

Underlying: Common Stock · 7,474 shares

Expires 2024-12-08

F5 · kind: Represents a performance-based restricted stock unit award granted on December 10, 2020 for which a non-GAAP net income goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021 and are reflected in Table 1, and the remaining 75% will vest in three equal annual installments beginning on December 8, 2022, subject to continue service through each vesting date.

SEC source: 0001199719-21-000117 · edgardoc.xml · derivative · entry 5

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,914

Underlying: Common Stock · 8,914 shares

Expires 2028-12-09

F3 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-21-000117 · edgardoc.xml · nonDerivative · entry 4

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,824

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000117 · edgardoc.xml · nonDerivative · entry 3

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000117 · edgardoc.xml · nonDerivative · entry 2

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,882

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000117 · edgardoc.xml · nonDerivative · entry 1

Logan Joseph W · CIK 0001373606 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,719

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021. All of the stock units subject to this tranche vested on December 9, 2021.

SEC source: 0001199719-21-000116 · edgardoc.xml · derivative · entry 8

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

Underlying: Common Stock · 1,623 shares

Expires 2025-12-08

F7 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000116 · edgardoc.xml · derivative · entry 7

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,284

Underlying: Common Stock · 1,175 shares

Expires 2024-12-08

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000116 · edgardoc.xml · derivative · entry 6

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,459

Underlying: Common Stock · 4,698 shares

Expires 2024-12-08

F5 · kind: Represents a performance-based restricted stock unit award granted on December 10, 2020 for which a non-GAAP net income goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021 and are reflected in Table 1, and the remaining 75% will vest in three equal annual installments beginning on December 8, 2022, subject to continue service through each vesting date.

SEC source: 0001199719-21-000116 · edgardoc.xml · derivative · entry 5

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,858

Underlying: Common Stock · 5,858 shares

Expires 2028-12-09

F3 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-21-000116 · edgardoc.xml · nonDerivative · entry 4

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,166

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000116 · edgardoc.xml · nonDerivative · entry 3

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000116 · edgardoc.xml · nonDerivative · entry 2

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,574

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000116 · edgardoc.xml · nonDerivative · entry 1

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,309

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021. All of the stock units subject to this tranche vested on December 9, 2021.

SEC source: 0001199719-21-000115 · edgardoc.xml · derivative · entry 11

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

Underlying: Common Stock · 4,937 shares

Expires 2025-12-08

F7 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000115 · edgardoc.xml · derivative · entry 10

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,815

Underlying: Common Stock · 3,737 shares

Expires 2024-12-08

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000115 · edgardoc.xml · derivative · entry 9

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,552

Underlying: Common Stock · 14,947 shares

Expires 2024-12-08

F5 · kind: Represents a performance-based restricted stock unit award granted on December 10, 2020 for which a non-GAAP net income goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021 and are reflected in Table 1, and the remaining 75% will vest in three equal annual installments beginning on December 8, 2022, subject to continue service through each vesting date.

SEC source: 0001199719-21-000115 · edgardoc.xml · derivative · entry 8

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,828

Underlying: Common Stock · 17,828 shares

Expires 2028-12-09

F3 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-21-000115 · edgardoc.xml · nonDerivative · entry 4

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,993

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000115 · edgardoc.xml · nonDerivative · entry 3

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000115 · edgardoc.xml · nonDerivative · entry 2

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,109

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000115 · edgardoc.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,197

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021. All of the stock units subject to this tranche vested on December 9, 2021.

SEC source: 0001199719-21-000114 · edgardoc.xml · derivative · entry 6

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Underlying: Common Stock · 1,869 shares

Expires 2024-12-08

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000114 · edgardoc.xml · derivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,276

Underlying: Common Stock · 7,474 shares

Expires 2024-12-08

F3 · kind: Represents a performance-based restricted stock unit award granted on December 10, 2020 for which a non-GAAP net income goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021 and are reflected in Table 1, and the remaining 75% will vest in three equal annual installments beginning on December 8, 2022, subject to continue service through each vesting date.

SEC source: 0001199719-21-000114 · edgardoc.xml · nonDerivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,167

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000114 · edgardoc.xml · nonDerivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000114 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,225

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000114 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,384

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021. All of the stock units subject to this tranche vested on December 9, 2021.

SEC source: 0001199719-21-000113 · edgardoc.xml · derivative · entry 6

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,815

Underlying: Common Stock · 3,737 shares

Expires 2024-12-08

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-21-000113 · edgardoc.xml · derivative · entry 5

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,552

Underlying: Common Stock · 14,947 shares

Expires 2024-12-08

F3 · kind: Represents a performance-based restricted stock unit award granted on December 10, 2020 for which a non-GAAP net income goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021 and are reflected in Table 1, and the remaining 75% will vest in three equal annual installments beginning on December 8, 2022, subject to continue service through each vesting date.

SEC source: 0001199719-21-000113 · edgardoc.xml · nonDerivative · entry 4

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,653

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000113 · edgardoc.xml · nonDerivative · entry 3

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000113 · edgardoc.xml · nonDerivative · entry 2

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,769

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000113 · edgardoc.xml · nonDerivative · entry 1

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,857

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 30, 2021 was determined by the Compensation Committee to have been achieved on December 9, 2021. All of the stock units subject to this tranche vested on December 9, 2021.

SEC source: 0001199719-21-000105 · edgardoc.xml · derivative · entry 12

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,605

Underlying: Common Stock · 1,869 shares

Expires 2024-12-08

SEC source: 0001199719-21-000105 · edgardoc.xml · derivative · entry 11

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463

Underlying: Common Stock · 4,232 shares

Expires 2023-12-08

SEC source: 0001199719-21-000105 · edgardoc.xml · derivative · entry 10

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,197

Underlying: Common Stock · 6,197 shares

Expires 2022-12-08

SEC source: 0001199719-21-000105 · edgardoc.xml · derivative · entry 9

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,214 shares

Expires 2021-12-08

SEC source: 0001199719-21-000105 · edgardoc.xml · nonDerivative · entry 8

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,613

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000105 · edgardoc.xml · nonDerivative · entry 7

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000105 · edgardoc.xml · nonDerivative · entry 6

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,671

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000105 · edgardoc.xml · nonDerivative · entry 5

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.