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Nasdaq · USD

SNFCA

SECURITY NATIONAL FINANCIAL CORP

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6207
SEC CIK
0000318673
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332

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2020 Filed Feb 20, 2025 20:47 UTC
Sill Garrett S.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 31,147 $2.99 Strike: $2.99 $93,129.53
Disclosure

SEC source: 0001096906-25-000174 · form4.xml · derivative · entry 4

Sill Garrett S. · CIK 0001568673 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,323

Underlying: Class C Common Stock · 31,147 shares

Expires 2030-03-27

F5 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16,2021, July 8, 2022, July 14, 2023 and July 12, 2024.

Read SEC document
March 27, 2020 Filed Feb 20, 2025 20:44 UTC
Overbaugh Jason G.Director · VP & Nat Mark Dir of Life Ins · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 37,377 $2.99 Strike: $2.99 $111,757.23
Disclosure

SEC source: 0001096906-25-000172 · form4.xml · derivative · entry 6

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mark Dir of Life Ins · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,623

Underlying: Class C Common Stock · 37,377 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase either 30,000 shares of Class A Common Stock or 30,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024.

Read SEC document
March 27, 2020 Filed Mar 31, 2025 22:38 UTC
Quist S. AndrewDirector · Vice President/General Counsel · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 49,836 $2.99 Strike: $2.99 $149,009.64
Disclosure

SEC source: 0001096906-25-000355 · form4.xml · derivative · entry 7

Quist S. Andrew · CIK 0001588309 · Director · Vice President/General Counsel · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,279

Underlying: Class C Common Stock · 49,836 shares

Expires 2030-03-27

F7 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022, July 14, 2023 and July 12, 2024.

Read SEC document
March 27, 2020 Filed Apr 3, 2025 15:10 UTC GrantDirector Stock Option (right to buy) · Derivative 7,476 $2.99 Strike: $2.99 $22,353.24
Disclosure

SEC source: 0001096906-25-000405 · form4.xml · derivative · entry 7

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,099

Underlying: Class A Common Stock · 7,476 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024.

Read SEC document
March 27, 2020 Filed Apr 3, 2025 15:04 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,476 $2.99 Strike: $2.99 $22,353.24
Disclosure

SEC source: 0001096906-25-000403 · form4.xml · derivative · entry 7

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,099

Underlying: Class A Common Stock · 7,476 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024.

Read SEC document
March 27, 2020 Filed Jul 9, 2025 21:14 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,476 $2.99 Strike: $2.99 $22,353.24
Disclosure

SEC source: 0001096906-25-001118 · form4.xml · derivative · entry 7

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,099

Underlying: Class A Common Stock · 7,476 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024.

Read SEC document
March 27, 2020 Filed Jul 14, 2025 21:57 UTC GrantDirector Stock Option (right to buy) · Derivative 7,476 $2.99 Strike: $2.99 $22,353.24
Disclosure

SEC source: 0001096906-25-001141 · form4.xml · derivative · entry 7

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,099

Underlying: Class A Common Stock · 7,476 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023 and July 12, 2024.

Read SEC document
March 27, 2020 Filed Oct 3, 2025 20:31 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-25-001638 · primary_doc.xml · derivative · entry 7

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F7 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Oct 6, 2025 21:48 UTC GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-25-001650 · primary_doc.xml · derivative · entry 7

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F7 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Dec 9, 2025 21:14 UTC GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-25-002001 · form4.xml · derivative · entry 7

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Dec 16, 2025 19:32 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-25-002063 · form4.xml · derivative · entry 6

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Dec 19, 2025 20:36 UTC GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-25-002142 · form4.xml · derivative · entry 10

Hunter Robert Gail · CIK 0001298091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F8 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Dec 31, 2025 23:02 UTC
Overbaugh Jason G.Director · VP & Nat Mark Dir of Life Ins · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 39,246 $2.84 Strike: $2.84 $111,458.64
Disclosure

SEC source: 0001096906-25-002191 · primary_doc.xml · derivative · entry 3

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mark Dir of Life Ins · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,454

Underlying: Class C Common Stock · 39,246 shares

Expires 2030-03-27

F5 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase either 30,000 shares of Class A Common Stock or 30,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Dec 31, 2025 18:31 UTC
Sill Garrett S.Chief Financial Officer
GrantEmployee Stock Option(right to buy) · Derivative 32,704 $2.84 Strike: $2.84 $92,879.36
Disclosure

SEC source: 0001096906-25-002179 · primary_doc.xml · derivative · entry 3

Sill Garrett S. · CIK 0001568673 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,889

Underlying: Class C Common Stock · 32,704 shares

Expires 2030-03-27

F3 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16,2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Jan 6, 2026 18:08 UTC GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-26-000024 · form4.xml · derivative · entry 7

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F7 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Jan 7, 2026 00:12 UTC
Quist Adam GeorgeDirector · Vice President/General Counsel · 10% owner
GrantEmployee stock Option (right to buy) · Derivative 45,787 $2.84 Strike: $2.84 $130,035.08
Disclosure

SEC source: 0001096906-26-000027 · primary_doc.xml · derivative · entry 5

Quist Adam George · CIK 0001740330 · Director · Vice President/General Counsel · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,326

Underlying: Class C Common Stock · 45,787 shares

Expires 2030-03-27

F5 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Jan 8, 2026 16:25 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-26-000043 · form4.xml · derivative · entry 8

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,263

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F7 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Apr 2, 2026 21:18 UTC GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-26-000479 · form4.xml · derivative · entry 7

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Apr 15, 2026 20:56 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-26-000557 · form4.xml · derivative · entry 5

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,263

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F4 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Apr 21, 2026 21:38 UTC GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-26-000581 · form4.xml · derivative · entry 8

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,263

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F6 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Apr 23, 2026 15:09 UTC
Quist Adam GeorgeDirector · Vice President/General Counsel · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 45,787 $2.84 Strike: $2.84 $130,035.08
Disclosure

SEC source: 0001096906-26-000590 · form4.xml · derivative · entry 6

Quist Adam George · CIK 0001740330 · Director · Vice President/General Counsel · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,425

Underlying: Class C Common Stock · 45,787 shares

Expires 2030-03-27

F7 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Jun 1, 2026 15:30 UTC
Overbaugh Jason G.Director · VP & Nat Mark Dir of Life Ins · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 39,246 $2.84 Strike: $2.84 $111,458.64
Disclosure

SEC source: 0001096906-26-000899 · form4.xml · derivative · entry 4

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mark Dir of Life Ins · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,454

Underlying: Class C Common Stock · 39,246 shares

Expires 2030-03-27

F5 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase either 30,000 shares of Class A Common Stock or 30,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Jul 6, 2026 15:46 UTC GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-26-001048 · form4.xml · derivative · entry 5

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,263

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F4 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
March 27, 2020 Filed Jul 7, 2026 14:38 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,850 $2.84 Strike: $2.84 $22,294.00
Disclosure

SEC source: 0001096906-26-001061 · form4.xml · derivative · entry 5

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,263

Underlying: Class A Common Stock · 7,850 shares

Expires 2030-03-27

F4 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 16:40 UTC OtherClass A Common Stock 34 $5.66 $192.44
Disclosure

SEC source: 0001096906-20-000067 · primary_doc.xml · nonDerivative · entry 1

FULLER GILBERT A · CIK 0001203302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 17:33 UTC OtherClass A Common Stock 33 $5.66 $186.78
Disclosure

SEC source: 0001096906-20-000068 · primary_doc.xml · nonDerivative · entry 1

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

Read SEC document
February 07, 2020 Filed Jun 9, 2020 21:22 UTC
Stephens Jeffrey RussellSr Gen Counsel/Corp Secretary
OtherClass A Common Stock 47 $5.66 $266.02
Disclosure

SEC source: 0001445866-20-000833 · primary_doc.xml · nonDerivative · entry 1

Stephens Jeffrey Russell · CIK 0001488171 · Sr Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Does not include 85,341 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.

Read SEC document
February 07, 2020 Filed Jun 9, 2020 19:27 UTC Amendment
Sill Garrett S.CFO and Treasurer
OtherClass A Common Stock 2,013 $5.66 $11,393.58
Disclosure

SEC source: 0001445866-20-000830 · primary_doc.xml · nonDerivative · entry 1

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,271

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Does not include 30,505 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
February 07, 2020 Filed Jun 9, 2020 17:57 UTC
Sill Garrett S.CFO and Treasurer
OtherClass A Common Stock 2,013 $5.66 $11,393.58
Disclosure

SEC source: 0001445866-20-000828 · form4.xml · nonDerivative · entry 1

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,271

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Does not include 30,505 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Company's Non-Qualified Deferred Compensation Plan.

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February 07, 2020 Filed Jun 10, 2020 16:07 UTC
Johnson Stephen CharlesVP - Mortgage Operations
OtherClass A Common Stock 170 $5.66 $962.20
Disclosure

SEC source: 0001445866-20-000834 · primary_doc.xml · nonDerivative · entry 1

Johnson Stephen Charles · CIK 0001661597 · VP - Mortgage Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Owned through a trust by the reporting person and his wife. Does not include 28,125 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Non-Qualified Deferred Compensation Plan.

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February 07, 2020 Filed Jun 11, 2020 19:21 UTC
Quist S. AndrewDirector · Vice Pres / General Counsel
OtherClass A Common Stock 789 $5.66 $4,465.74
Disclosure

SEC source: 0001445866-20-000838 · primary_doc.xml · nonDerivative · entry 1

Quist S. Andrew · CIK 0001588309 · Director · Vice Pres / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,565

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Does not include 61,056 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.

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February 07, 2020 Filed Jun 11, 2020 17:32 UTC
QUIST SCOTT MDirector · Chairman of the Board/Pres/CEO · 10% owner
OtherClass C Common Stock 54,599 $5.66 $309,030.34
Disclosure

SEC source: 0001445866-20-000837 · primary_doc.xml · nonDerivative · entry 1

QUIST SCOTT M · CIK 0001268844 · Director · Chairman of the Board/Pres/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,577

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F1 · balance_after: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Owned jointly by the reporting person and his wife. Does not include a total of 341,687 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Non-Qualified Deferred Compensation Plan. Also does not include a total of 112,662 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP) and Associated Investors.

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February 07, 2020 Filed Jun 12, 2020 20:05 UTC
Overbaugh Jason G.Director · VP/Ntnl Marketing Dir-Life Ins
OtherClass A Common Stock 3,889 $5.66 $22,011.74
Disclosure

SEC source: 0001445866-20-000844 · primary_doc.xml · nonDerivative · entry 1

Overbaugh Jason G. · CIK 0001588310 · Director · VP/Ntnl Marketing Dir-Life Ins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,394

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Does not include 96,256 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and the Non-Qualified Deferred Compensation Plan.

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February 07, 2020 Filed Jun 12, 2020 18:55 UTC
Quist Adam GeorgeVice Pres / General Counsel
OtherClass A Common Stock 103 $5.66 $582.98
Disclosure

SEC source: 0001445866-20-000843 · primary_doc.xml · nonDerivative · entry 1

Quist Adam George · CIK 0001740330 · Vice Pres / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

F2 · balance_after: Does not include 11,664 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.

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January 10, 2020 Filed Jan 15, 2020 20:19 UTC
Overbaugh Jason G.Director · VP & Nat Mrk Dir of Life Ins
GiftClass A Common Stock 4,000 $6.25 $25,000.00
Disclosure

SEC source: 0001096906-20-000010 · primary_doc.xml · nonDerivative · entry 5

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mrk Dir of Life Ins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,463

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January 10, 2020 Filed Jan 15, 2020 20:19 UTC
Overbaugh Jason G.Director · VP & Nat Mrk Dir of Life Ins
Tax withholdingClass A Common Stock 6,800 $6.25 $42,500.00
Disclosure

SEC source: 0001096906-20-000010 · primary_doc.xml · nonDerivative · entry 4

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mrk Dir of Life Ins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,463

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January 10, 2020 Filed Jan 15, 2020 20:19 UTC
Overbaugh Jason G.Director · VP & Nat Mrk Dir of Life Ins
Exercise / conversionClass A Common Stock 12,763 $3.34 $42,628.42
Disclosure

SEC source: 0001096906-20-000010 · primary_doc.xml · nonDerivative · entry 3

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mrk Dir of Life Ins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 10, 2020 Filed Jan 15, 2020 20:19 UTC
Overbaugh Jason G.Director · VP & Nat Mrk Dir of Life Ins
Tax withholdingClass A Common Stock 7,633 $6.25 $47,706.25
Disclosure

SEC source: 0001096906-20-000010 · primary_doc.xml · nonDerivative · entry 2

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mrk Dir of Life Ins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,541

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January 10, 2020 Filed Jan 15, 2020 20:19 UTC
Overbaugh Jason G.Director · VP & Nat Mrk Dir of Life Ins
Exercise / conversionClass A Common Stock 13,401 $3.56 $47,707.56
Disclosure

SEC source: 0001096906-20-000010 · primary_doc.xml · nonDerivative · entry 1

Overbaugh Jason G. · CIK 0001588310 · Director · VP & Nat Mrk Dir of Life Ins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 07, 2020 Filed Jan 10, 2020 18:47 UTC
Christie Q. OverbaughSr. VP Life Ins. Inter. Op.
Tax withholdingClass A Common Stock 4,142 $6.07 $25,141.94
Disclosure

SEC source: 0001096906-20-000009 · primary_doc.xml · nonDerivative · entry 2

Christie Q. Overbaugh · CIK 0001320385 · Sr. VP Life Ins. Inter. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,549

F1 · balance_after: Of these shares of Class A Common Stock, 40,305 shares are held jointly by the reporting person with a daughter and son. Does not include 132,937 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Non-Qualified Deferred Compensation Plan and 34,555 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).

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January 07, 2020 Filed Jan 10, 2020 18:47 UTC
Christie Q. OverbaughSr. VP Life Ins. Inter. Op.
Exercise / conversionClass A Common Stock 5,513 $4.56 $25,139.28
Disclosure

SEC source: 0001096906-20-000009 · primary_doc.xml · nonDerivative · entry 1

Christie Q. Overbaugh · CIK 0001320385 · Sr. VP Life Ins. Inter. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of these shares of Class A Common Stock, 40,305 shares are held jointly by the reporting person with a daughter and son. Does not include 132,937 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Non-Qualified Deferred Compensation Plan and 34,555 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).

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January 07, 2020 Filed Feb 12, 2020 20:23 UTC OtherClass A Common Stock 2,178 $5.66 $12,327.48
Disclosure

SEC source: 0001096906-20-000075 · primary_doc.xml · nonDerivative · entry 1

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,743

F1 · kind: Received pursuant to a stock dividend paid on February 7, 2020.

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January 03, 2020 Filed Jan 6, 2020 18:38 UTC Exercise / conversionClass A Common Stock 1,552 $5.89 $9,141.28
Disclosure

SEC source: 0001096906-20-000002 · primary_doc.xml · nonDerivative · entry 2

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 18:38 UTC Exercise / conversionClass A Common Stock 7,757 $5.89 $45,688.73
Disclosure

SEC source: 0001096906-20-000002 · primary_doc.xml · nonDerivative · entry 1

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 17:53 UTC SaleClass A Common Stock 100 $5.75 $575.00
Disclosure

SEC source: 0001096906-19-000438 · primary_doc.xml · nonDerivative · entry 1

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

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December 17, 2019 Filed Dec 20, 2019 18:14 UTC
Quist S. AndrewDirector · VP & General Counsel
GiftClass A Common Stock 8,000 $6.03 $48,240.00
Disclosure

SEC source: 0001096906-19-000436 · primary_doc.xml · nonDerivative · entry 2

Quist S. Andrew · CIK 0001588309 · Director · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776

F2 · balance_after: This option was granted on April 13, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.

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December 06, 2019 Filed Oct 9, 2026 22:46 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 8,654 $3.71 Strike: $3.71 $32,106.34
Disclosure

SEC source: 0001096906-26-001529 · form4.xml · derivative · entry 4

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,334

Underlying: Class A Common Stock · 8,654 shares

Expires 2030-03-27

F4 · derivative.exercise_price: This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024, July 18, 2025 and July 14, 2026.

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December 06, 2019 Filed Oct 7, 2026 23:01 UTC GrantDirector Stock Option (right to buy) · Derivative 8,654 $3.71 Strike: $3.71 $32,106.34
Disclosure

SEC source: 0001096906-26-001518 · form4.xml · derivative · entry 4

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,334

Underlying: Class A Common Stock · 8,654 shares

Expires 2029-12-06

F4 · derivative.exercise_price: This option was granted on December 6, 2019 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024, July 18, 2025 and July 14, 2026.

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December 06, 2019 Filed Dec 13, 2019 16:44 UTC GrantDirector Stock Option (right to buy) · Derivative 1,000 $5.46 Strike: $5.46 $5,460.00
Disclosure

SEC source: 0001096906-19-000413 · primary_doc.xml · derivative · entry 10

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires 2029-12-06

F10 · derivative.exercise_price: This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F10 · shares: This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F10 · price: This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F10 · derivative.exercise_date: This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F10 · derivative.underlying_shares: This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F10 · balance_after: This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

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December 06, 2019 Filed Dec 13, 2019 16:44 UTC GrantDirector Stock Option (right to buy) · Derivative 5,000 $5.46 Strike: $5.46 $27,300.00
Disclosure

SEC source: 0001096906-19-000413 · primary_doc.xml · derivative · entry 9

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2029-12-06

F9 · derivative.exercise_price: This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F9 · shares: This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F9 · price: This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F9 · derivative.exercise_date: This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F9 · derivative.underlying_shares: This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F9 · balance_after: This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.