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Nasdaq · USD

SNFCA

SECURITY NATIONAL FINANCIAL CORP

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6207
SEC CIK
0000318673
Parsed reports
332

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2020 Filed Oct 8, 2020 22:44 UTC Exercise / conversionClass A Common Stock 387 $6.46 $2,500.02
Disclosure

SEC source: 0001445866-20-001512 · form4.xml · nonDerivative · entry 1

FULLER GILBERT A · CIK 0001203302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2020 Filed Jul 24, 2020 00:01 UTC OtherClass A Common Stock 690 $5.72 $3,946.80
Disclosure

SEC source: 0001445866-20-001040 · primary_doc.xml · nonDerivative · entry 1

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020

Read SEC document
July 17, 2020 Filed Jul 23, 2020 22:58 UTC OtherClass A Common Stock 295 $5.72 $1,687.40
Disclosure

SEC source: 0001445866-20-001039 · primary_doc.xml · nonDerivative · entry 1

Hunter Robert Gail · CIK 0001298091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,093

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

Read SEC document
July 17, 2020 Filed Jul 23, 2020 21:26 UTC OtherClass A Common Stock 16 $5.72 $91.52
Disclosure

SEC source: 0001445866-20-001038 · primary_doc.xml · nonDerivative · entry 1

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

Read SEC document
July 17, 2020 Filed Jul 23, 2020 20:15 UTC OtherClass A Common Stock 17 $5.72 $97.24
Disclosure

SEC source: 0001445866-20-001037 · primary_doc.xml · nonDerivative · entry 1

FULLER GILBERT A · CIK 0001203302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

Read SEC document
July 17, 2020 Filed Jul 31, 2020 22:49 UTC
Quist S. AndrewDirector · Vice Pres / General Counsel
OtherClass A Common Stock 414 $5.72 $2,368.08
Disclosure

SEC source: 0001445866-20-001099 · primary_doc.xml · nonDerivative · entry 1

Quist S. Andrew · CIK 0001588309 · Director · Vice Pres / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

F2 · balance_after: Does not include 67,834 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.

Read SEC document
July 17, 2020 Filed Jul 31, 2020 21:49 UTC
Johnson Stephen CharlesVP - Mortgage Operations
OtherClass A Common Stock 89 $5.72 $509.08
Disclosure

SEC source: 0001445866-20-001096 · primary_doc.xml · nonDerivative · entry 1

Johnson Stephen Charles · CIK 0001661597 · VP - Mortgage Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

F2 · balance_after: Owned through a trust by the reporting person and his wife. Does not include 18,310 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, 4,490 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and 8,979 shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan.

Read SEC document
July 17, 2020 Filed Jul 31, 2020 19:39 UTC
Stephens Jeffrey RussellSr Gen Counsel/Corp Secretary
OtherClass A Common Stock 25 $5.72 $143.00
Disclosure

SEC source: 0001445866-20-001093 · primary_doc.xml · nonDerivative · entry 1

Stephens Jeffrey Russell · CIK 0001488171 · Sr Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

F2 · balance_after: Does not include 92,735 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.

Read SEC document
July 17, 2020 Filed Jul 31, 2020 18:25 UTC
Sill Garrett S.CFO and Treasurer
OtherClass A Common Stock 1,226 $5.72 $7,012.72
Disclosure

SEC source: 0001445866-20-001091 · primary_doc.xml · nonDerivative · entry 5

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,255

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

F2 · balance_after: Does not include 14,866 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, 8,997 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and 9,211 shares of Class A Common Stock owned indirectly by the reporting person in the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
July 17, 2020 Filed Aug 3, 2020 21:29 UTC
QUIST SCOTT MDirector · Chairman of the Board/Pres/CEO · 10% owner
OtherClass C Common Stock 28,664 $5.72 $163,958.08
Disclosure

SEC source: 0001445866-20-001100 · primary_doc.xml · nonDerivative · entry 1

QUIST SCOTT M · CIK 0001268844 · Director · Chairman of the Board/Pres/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,241

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

F1 · balance_after: Received pursuant to a stock dividend paid on July 17, 2020.

F2 · balance_after: Owned jointly by the reporting person and his wife. Does not include a total of 254,766 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, 7,003 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and 104,200 shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. Also does not include a total of 76,867 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).

Read SEC document
July 17, 2020 Filed Aug 6, 2020 22:33 UTC
Overbaugh Jason G.Director · VP/Ntnl Marketing Dir-Life Ins
OtherClass A Common Stock 2,335 $5.72 $13,356.20
Disclosure

SEC source: 0001445866-20-001119 · primary_doc.xml · nonDerivative · entry 1

Overbaugh Jason G. · CIK 0001588310 · Director · VP/Ntnl Marketing Dir-Life Ins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,729

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

F2 · balance_after: Does not include 80,101 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and 23,618 shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan.

Read SEC document
July 17, 2020 Filed Aug 18, 2020 19:34 UTC
Quist Adam GeorgeVice Pres / General Counsel
OtherClass A Common Stock 54 $5.72 $308.88
Disclosure

SEC source: 0001445866-20-001226 · primary_doc.xml · nonDerivative · entry 1

Quist Adam George · CIK 0001740330 · Vice Pres / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

F1 · kind: Received pursuant to a stock dividend paid on July 17, 2020.

F2 · balance_after: Does not include 13,932 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.

Read SEC document
July 17, 2020 Filed Jul 20, 2021 18:15 UTC
Johnson Stephen CharlesVP - Mortgage Operations
Exercise / conversionClass A Common Stock 4,543 $5.72 $25,985.96
Disclosure

SEC source: 0001096906-21-001642 · primary_doc.xml · nonDerivative · entry 1

Johnson Stephen Charles · CIK 0001661597 · VP - Mortgage Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Owned through a trust by the reporting person and his wife. Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, and shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan.

Read SEC document
July 17, 2020 Filed Aug 17, 2021 18:44 UTC
Johnson Stephen CharlesVice Pres-Mortgage Operations
Exercise / conversionClass A Common Stock 4,543 $5.72 $25,985.96
Disclosure

SEC source: 0001096906-21-002067 · primary_doc.xml · nonDerivative · entry 1

Johnson Stephen Charles · CIK 0001661597 · Vice Pres-Mortgage Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Owned through a trust by the reporting person and his wife. Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan.

Read SEC document
June 11, 2020 Filed Jun 11, 2020 22:31 UTC GiftClass A Common Stock 3,500 $7.03 $24,605.00
Disclosure

SEC source: 0001445866-20-000840 · form4.xml · nonDerivative · entry 2

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,610

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:31 UTC SaleClass A Common Stock 3,500 $7.46 $26,119.80
Disclosure

SEC source: 0001445866-20-000840 · form4.xml · nonDerivative · entry 1

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,110

Read SEC document
June 09, 2020 Filed Jul 31, 2020 18:25 UTC
Sill Garrett S.CFO and Treasurer
Tax withholdingClass A Common Stock 9,299 $7.49 $69,649.51
Disclosure

SEC source: 0001445866-20-001091 · primary_doc.xml · nonDerivative · entry 4

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,029

Read SEC document
June 09, 2020 Filed Jul 31, 2020 18:25 UTC
Sill Garrett S.CFO and Treasurer
Exercise / conversionClass A Common Stock 12,155 $7.49 $91,040.95
Disclosure

SEC source: 0001445866-20-001091 · primary_doc.xml · nonDerivative · entry 3

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jul 31, 2020 18:25 UTC
Sill Garrett S.CFO and Treasurer
Tax withholdingClass A Common Stock 8,861 $7.49 $66,368.89
Disclosure

SEC source: 0001445866-20-001091 · primary_doc.xml · nonDerivative · entry 2

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,173

Read SEC document
June 09, 2020 Filed Jul 31, 2020 18:25 UTC
Sill Garrett S.CFO and Treasurer
Exercise / conversionClass A Common Stock 12,763 $7.49 $95,594.87
Disclosure

SEC source: 0001445866-20-001091 · primary_doc.xml · nonDerivative · entry 1

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed May 1, 2020 21:41 UTC SaleClass A Common Stock 2,028 $5.57 $11,293.53
Disclosure

SEC source: 0001445866-20-000523 · primary_doc.xml · nonDerivative · entry 4

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,610

Read SEC document
April 28, 2020 Filed May 8, 2020 17:03 UTC Amendment SaleClass A Common Stock 2,028 $5.57 $11,293.53
Disclosure

SEC source: 0001445866-20-000586 · form4.xml · nonDerivative · entry 4

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,610

Read SEC document
April 27, 2020 Filed May 1, 2020 21:41 UTC SaleClass A Common Stock 1,000 $5.20 $5,200.00
Disclosure

SEC source: 0001445866-20-000523 · primary_doc.xml · nonDerivative · entry 3

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,638

Read SEC document
April 27, 2020 Filed May 1, 2020 21:41 UTC SaleClass A Common Stock 4,000 $5.00 $20,000.00
Disclosure

SEC source: 0001445866-20-000523 · primary_doc.xml · nonDerivative · entry 2

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,638

Read SEC document
April 27, 2020 Filed May 8, 2020 17:03 UTC Amendment SaleClass A Common Stock 1,000 $5.20 $5,200.00
Disclosure

SEC source: 0001445866-20-000586 · form4.xml · nonDerivative · entry 3

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,638

Read SEC document
April 27, 2020 Filed May 8, 2020 17:03 UTC Amendment SaleClass A Common Stock 4,000 $5.00 $20,000.00
Disclosure

SEC source: 0001445866-20-000586 · form4.xml · nonDerivative · entry 2

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,638

Read SEC document
April 24, 2020 Filed May 1, 2020 21:41 UTC SaleClass A Common Stock 4,105 $5.00 $20,525.00
Disclosure

SEC source: 0001445866-20-000523 · primary_doc.xml · nonDerivative · entry 1

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,638

Read SEC document
April 24, 2020 Filed May 8, 2020 17:03 UTC Amendment SaleClass A Common Stock 4,105 $5.00 $20,525.00
Disclosure

SEC source: 0001445866-20-000586 · form4.xml · nonDerivative · entry 1

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,638

Read SEC document
March 27, 2020 Filed Oct 9, 2026 22:46 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 8,243 $2.70 Strike: $2.70 $22,256.10
Disclosure

SEC source: 0001096906-26-001529 · form4.xml · derivative · entry 5

Cook John L · CIK 0001593993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,577

Underlying: Class A Common Stock · 8,243 shares

Expires 2030-03-27

F5 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024, July 18, 2025 and July 14, 2026.

Read SEC document
March 27, 2020 Filed Oct 7, 2026 23:01 UTC GrantDirector Stock Option (right to buy) · Derivative 8,243 $2.70 Strike: $2.70 $22,256.10
Disclosure

SEC source: 0001096906-26-001518 · form4.xml · derivative · entry 5

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,577

Underlying: Class A Common Stock · 8,243 shares

Expires 2030-03-27

F5 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024, July 18, 2025 and July 14, 2026.

Read SEC document
March 27, 2020 Filed May 7, 2020 22:53 UTC
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000573 · form4.xml · derivative · entry 14

Cook John L · CIK 0001593993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F14 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed May 8, 2020 17:03 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000586 · form4.xml · derivative · entry 22

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F18 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed May 8, 2020 15:15 UTC GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000584 · form4.xml · derivative · entry 15

FULLER GILBERT A · CIK 0001203302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F15 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed May 8, 2020 14:21 UTC GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000582 · form4.xml · derivative · entry 11

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F11 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · shares: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · price: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · derivative.exercise_date: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · derivative.expiration_date: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · balance_after: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed May 8, 2020 14:15 UTC GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000580 · form4.xml · derivative · entry 20

Hunter Robert Gail · CIK 0001298091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F20 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 22:58 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 3,500 $3.76 Strike: $3.76 $13,160.00
Disclosure

SEC source: 0001445866-20-000811 · form4.xml · derivative · entry 19

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 3,500 shares

Expires 2030-03-27

F19 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F19 · shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F19 · price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F19 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F19 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F19 · balance_after: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 22:58 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000811 · form4.xml · derivative · entry 18

MOODY H. CRAIG · CIK 0001298129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F18 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F18 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 22:22 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 3,500 $3.76 Strike: $3.76 $13,160.00
Disclosure

SEC source: 0001445866-20-000809 · form4.xml · derivative · entry 21

Hunter Robert Gail · CIK 0001298091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 3,500 shares

Expires 2030-03-27

F21 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F21 · shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F21 · price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F21 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F21 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F21 · balance_after: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 22:22 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000809 · form4.xml · derivative · entry 20

Hunter Robert Gail · CIK 0001298091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F20 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F20 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 21:39 UTC Amendment
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 3,500 $3.76 Strike: $3.76 $13,160.00
Disclosure

SEC source: 0001445866-20-000805 · form4.xml · derivative · entry 15

Cook John L · CIK 0001593993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 3,500 shares

Expires 2030-03-27

F15 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · balance_after: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 21:39 UTC Amendment
Cook John LDirector
GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000805 · form4.xml · derivative · entry 14

Cook John L · CIK 0001593993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F14 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F14 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 22:09 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 3,500 $3.76 Strike: $3.76 $13,160.00
Disclosure

SEC source: 0001445866-20-000807 · form4.xml · derivative · entry 16

FULLER GILBERT A · CIK 0001203302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 3,500 shares

Expires 2030-03-27

F16 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F16 · shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F16 · price: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F16 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F16 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F16 · balance_after: This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 3, 2020 22:09 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000807 · form4.xml · derivative · entry 15

FULLER GILBERT A · CIK 0001203302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F15 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · price: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F15 · balance_after: This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 4, 2020 14:39 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 3,500 $3.76 Strike: $3.76 $13,160.00
Disclosure

SEC source: 0001445866-20-000813 · form4.xml · derivative · entry 12

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 3,500 shares

Expires 2030-03-27

F12 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · shares: This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · price: This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · derivative.exercise_date: This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · balance_after: This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 4, 2020 14:39 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 2,500 $3.76 Strike: $3.76 $9,400.00
Disclosure

SEC source: 0001445866-20-000813 · form4.xml · derivative · entry 11

Wilbur Norman G · CIK 0001298096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2030-03-27

F11 · derivative.exercise_price: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · shares: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · price: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · derivative.exercise_date: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

F11 · balance_after: This option was granted on March 27, 2020 as an option to purchase 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 9, 2020 21:22 UTC
Stephens Jeffrey RussellSr Gen Counsel/Corp Secretary
GrantEmployee Stock Option (right to buy) · Derivative 7,500 $3.76 Strike: $3.76 $28,200.00
Disclosure

SEC source: 0001445866-20-000833 · primary_doc.xml · derivative · entry 11

Stephens Jeffrey Russell · CIK 0001488171 · Sr Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Class A Common Stock · 7,500 shares

Expires 2030-03-27

F12 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · shares: This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · price: This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · balance_after: This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

Read SEC document
March 27, 2020 Filed Jun 9, 2020 19:27 UTC Amendment
Sill Garrett S.CFO and Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $3.76 Strike: $3.76 $94,000.00
Disclosure

SEC source: 0001445866-20-000830 · primary_doc.xml · derivative · entry 10

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class C Common Stock · 25,000 shares

Expires 2030-03-27

F11 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · shares: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · price: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · balance_after: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

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March 27, 2020 Filed Jun 9, 2020 17:57 UTC
Sill Garrett S.CFO and Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $3.76 Strike: $3.76 $94,000.00
Disclosure

SEC source: 0001445866-20-000828 · form4.xml · derivative · entry 10

Sill Garrett S. · CIK 0001568673 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class C Common Stock · 25,000 shares

Expires 2030-03-27

F11 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · shares: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · price: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · balance_after: This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

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March 27, 2020 Filed Jun 10, 2020 16:07 UTC
Johnson Stephen CharlesVP - Mortgage Operations
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $3.76 Strike: $3.76 $37,600.00
Disclosure

SEC source: 0001445866-20-000834 · primary_doc.xml · derivative · entry 10

Johnson Stephen Charles · CIK 0001661597 · VP - Mortgage Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-03-27

F11 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · shares: This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · price: This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F11 · balance_after: This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.

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March 27, 2020 Filed Jun 11, 2020 19:21 UTC
Quist S. AndrewDirector · Vice Pres / General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 40,000 $3.76 Strike: $3.76 $150,400.00
Disclosure

SEC source: 0001445866-20-000838 · primary_doc.xml · derivative · entry 11

Quist S. Andrew · CIK 0001588309 · Director · Vice Pres / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class C Common Stock · 40,000 shares

Expires 2030-03-27

F12 · derivative.exercise_price: This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · shares: This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · price: This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · derivative.exercise_date: This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · derivative.underlying_shares: This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

F12 · balance_after: This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.