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OTC · USD

SNBRQ

Sleep Number Corp

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Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2019 Filed Sep 19, 2019 20:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 825 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · derivative · entry 33

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 825 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 512 $0.00 Strike: $34.35 $0.00
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · derivative · entry 32

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 512 shares

Expires 2028-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 2,410 $49.58 $119,487.80
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 22

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $49.39 and $49.75, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

F9 · balance_after: Includes 905 shares from Restricted Stock Unit awards that vest over time.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 733 $50.40 $36,939.97
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 21

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $50.23 and $50.69, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC Exercise / conversionCommon Stock 733 $23.61 $17,306.13
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 20

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 825 $50.39 $41,567.63
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 19

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $50.23 and $50.68, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC Exercise / conversionCommon Stock 825 $18.81 $15,518.25
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 18

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 512 $50.64 $25,928.19
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 17

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $50.50 and $50.8350, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2019 Filed Sep 19, 2019 20:01 UTC Exercise / conversionCommon Stock 512 $34.35 $17,587.20
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 16

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:01 UTC SaleCommon Stock 25,000 $51.50 $1,287,500.00
Disclosure

SEC source: 0001127602-19-025434 · form4.xml · nonDerivative · entry 1

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,791

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $51.87 $518,700.00
Disclosure

SEC source: 0001127602-19-025433 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 57,557

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $49.87 $498,700.00
Disclosure

SEC source: 0001127602-19-025433 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 67,557

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $47.87 $478,700.00
Disclosure

SEC source: 0001127602-19-025433 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 77,557

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $45.87 $458,700.00
Disclosure

SEC source: 0001127602-19-025433 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 87,557

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:00 UTC
Krishna SureshSVP Chief Ops SC Lean Officer
Exercise / conversionEmployee Stock Option (Performance-based) · Derivative 10,000 $0.00 Strike: $19.38 $0.00
Disclosure

SEC source: 0001127602-19-022646 · form4.xml · derivative · entry 2

Krishna Suresh · CIK 0001488151 · SVP Chief Ops SC Lean Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 10,000 shares

Expires 2026-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This performance-based option grant was earned only if the stock price of Sleep Number's common stock remained at or above a specified level for at least 20 consecutive trading days and was subject to continuous employment with the company for three years from the date of grant. The option grant fully vested and became exercisable on 4/11/19.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:00 UTC
Krishna SureshSVP Chief Ops SC Lean Officer
Exercise / conversionCommon Stock 10,000 $19.38 $193,800.00
Disclosure

SEC source: 0001127602-19-022646 · form4.xml · nonDerivative · entry 1

Krishna Suresh · CIK 0001488151 · SVP Chief Ops SC Lean Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,120 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001127602-19-020860 · form4.xml · derivative · entry 6

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,120 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,376 $0.00 Strike: $17.34 $0.00
Disclosure

SEC source: 0001127602-19-020860 · form4.xml · derivative · entry 5

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,376 shares

Expires 2021-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001127602-19-020860 · form4.xml · derivative · entry 4

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:00 UTC Exercise / conversionCommon Stock 2,120 $18.50 $39,220.00
Disclosure

SEC source: 0001127602-19-020860 · form4.xml · nonDerivative · entry 3

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:00 UTC Exercise / conversionCommon Stock 3,376 $17.34 $58,539.84
Disclosure

SEC source: 0001127602-19-020860 · form4.xml · nonDerivative · entry 2

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:00 UTC Exercise / conversionCommon Stock 5,000 $9.95 $49,750.00
Disclosure

SEC source: 0001127602-19-020860 · form4.xml · nonDerivative · entry 1

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:00 UTC PurchaseCommon Stock 2,000 $33.57 $67,131.40
Disclosure

SEC source: 0001127602-19-019582 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 7,500

Read SEC document
May 15, 2019 Filed May 17, 2019 20:06 UTC GrantPhantom Stock · Derivative 620.8 $34.23 $21,249.98
Disclosure

SEC source: 0001127602-19-018973 · form4.xml · derivative · entry 3

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,731.61

Underlying: Common Stock · 620.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:06 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018973 · form4.xml · derivative · entry 2

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:06 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018973 · form4.xml · nonDerivative · entry 1

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,181

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time. On 5/15/19, restrictions lapsed on 2,696 restricted stock units.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:07 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018975 · form4.xml · derivative · entry 2

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:07 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018975 · form4.xml · nonDerivative · entry 1

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,295

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:05 UTC GrantPhantom Stock · Derivative 730.35 $34.23 $24,999.88
Disclosure

SEC source: 0001127602-19-018972 · form4.xml · derivative · entry 3

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,207.13

Underlying: Common Stock · 730.35 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:05 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018972 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:05 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018972 · form4.xml · nonDerivative · entry 1

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time. On 5/15/19 restrictions lapsed on 2,696 shares pursuant to a restricted stock unit award and the reporting person has deferred receipt of 1,348 shares.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:04 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018969 · form4.xml · derivative · entry 2

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:04 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018969 · form4.xml · nonDerivative · entry 1

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,299

F1 · balance_after: Includes 2,345 shares pursuant to a restricted stock award that will vest over time. On 5/15/19, restrictions lapsed on 2,696 shares pursuant to a restricted stock unit award and the reporting person has deferred receipt of the shares.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:04 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018966 · form4.xml · derivative · entry 5

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:04 UTC GiftCommon Stock 3,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018966 · form4.xml · nonDerivative · entry 4

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 4,881

Read SEC document
May 15, 2019 Filed May 17, 2019 20:04 UTC GiftCommon Stock 3,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018966 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

F3 · shares: The reporting person transferred these shares as a gift to her family trust.

F4 · balance_after: Includes 2,345 restricted stock units that will vest over time.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:04 UTC GrantCommon Stock 454 $34.23 $15,540.42
Disclosure

SEC source: 0001127602-19-018966 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,495

F1 · shares: The reporting person elected to receive a portion of her Board fees in common stock.

F2 · balance_after: Includes 2,345 restricted stock units that will vest over time. On 5/15/19, restrictions lapsed on 2,696 shares pursuant to a restricted stock unit award.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:04 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018966 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,041

Read SEC document
May 15, 2019 Filed May 17, 2019 20:03 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018965 · form4.xml · derivative · entry 2

HARRISON MICHAEL J · CIK 0001267858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:03 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018965 · form4.xml · nonDerivative · entry 1

HARRISON MICHAEL J · CIK 0001267858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,305

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time. On 5/15/19, restrictions lapsed on 2,696 shares pursuant to a restricted stock unit award.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:02 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018964 · form4.xml · derivative · entry 2

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:02 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018964 · form4.xml · nonDerivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,181

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time. On 5/15/19 restrictions lapsed on 2,696 shares pursuant to a restricted stock unit award and the reporting person has deferred receipt of those shares.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:01 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018962 · form4.xml · derivative · entry 2

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:01 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018962 · form4.xml · nonDerivative · entry 1

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,649

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time. On 5/15/19, restrictions lapsed on 2,696 shares pursuant to a restricted stock unit award.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:00 UTC GrantStock Option (right to buy) · Derivative 1,865 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001127602-19-018961 · form4.xml · derivative · entry 2

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 17, 2019 20:00 UTC GrantCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018961 · form4.xml · nonDerivative · entry 1

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,207

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time. On 5/15/19, restrictions lapsed on 2,696 shares pursuant to a restricted stock unit award and the reporting person has deferred receipt of the shares.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,875 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001127602-19-016298 · form4.xml · derivative · entry 5

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires 2020-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This performance-based option grant is fully vested and exercisable.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 6,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016298 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 97,557

Read SEC document
April 25, 2019 Filed Apr 26, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 6,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016298 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,083

F1 · balance_after: Includes 39,083 restricted stock units which the reporting person has deferred.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionCommon Stock 6,875 $9.75 $67,031.25
Disclosure

SEC source: 0001127602-19-016298 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.