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SNA

Snap-on Inc

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3268
SEC CIK
0000091440
Parsed reports
526

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025016
Jan 202600
Feb 2026015
Mar 202600
Apr 202600
May 2026011
Jun 202606
Jul 202604
Aug 2026016
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 18, 2020 22:06 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
GrantStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006117 · form4.xml · derivative · entry 6

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2030-02-13

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:06 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Disposition to issuerRestricted Stock Units · Derivative 2,991 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006117 · form4.xml · derivative · entry 5

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,991 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:06 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionPerformance Units · Derivative 1,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006117 · form4.xml · derivative · entry 4

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:06 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Disposition to issuerPerformance Units · Derivative 993 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006117 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619

Underlying: Common Stock · 993 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:06 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Tax withholdingCommon Stock 730 $155.34 $113,398.20
Disclosure

SEC source: 0001127602-20-006117 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,037.2913

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:06 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionCommon Stock 1,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006117 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,767.2913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
GrantPerformance Units · Derivative 486 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · derivative · entry 8

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486

Underlying: Common Stock · 486 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
GrantRestricted Stock Units · Derivative 486 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · derivative · entry 7

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486

Underlying: Common Stock · 486 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
GrantStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · derivative · entry 6

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2030-02-13

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
Disposition to issuerRestricted Stock Units · Derivative 448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · derivative · entry 5

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 448 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
Exercise / conversionPerformance Units · Derivative 90 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · derivative · entry 4

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
Disposition to issuerPerformance Units · Derivative 55 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · derivative · entry 3

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Underlying: Common Stock · 55 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
Tax withholdingCommon Stock 34 $155.34 $5,281.56
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · nonDerivative · entry 2

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832.9533

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:59 UTC
Lemerand June CVP & Chief Information Officer
Exercise / conversionCommon Stock 90 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006109 · form4.xml · nonDerivative · entry 1

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866.9533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantPerformance Units · Derivative 547 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · derivative · entry 8

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547

Underlying: Common Stock · 547 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 546 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · derivative · entry 7

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

Underlying: Common Stock · 546 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantStock Option (Right to Buy) · Derivative 4,700 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · derivative · entry 6

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires 2030-02-13

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Disposition to issuerRestricted Stock Units · Derivative 576 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · derivative · entry 5

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionPerformance Units · Derivative 207 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · derivative · entry 4

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Disposition to issuerPerformance Units · Derivative 127 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · derivative · entry 3

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

Underlying: Common Stock · 127 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 72 $155.34 $11,184.48
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · nonDerivative · entry 2

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,252.1633

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:02 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 207 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006113 · form4.xml · nonDerivative · entry 1

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324.1633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
GrantPerformance Units · Derivative 1,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · derivative · entry 8

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671

Underlying: Common Stock · 1,671 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
GrantRestricted Stock Units · Derivative 1,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · derivative · entry 7

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

Underlying: Common Stock · 1,670 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
GrantStock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · derivative · entry 6

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2030-02-13

F6 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
Disposition to issuerRestricted Stock Units · Derivative 1,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · derivative · entry 5

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,439 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
Exercise / conversionPerformance Units · Derivative 432 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · derivative · entry 4

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
Disposition to issuerPerformance Units · Derivative 265 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · derivative · entry 3

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432

Underlying: Common Stock · 265 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
Tax withholdingCommon Stock 164 $155.34 $25,475.76
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · nonDerivative · entry 2

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,004.0018

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:56 UTC
Chambers Timothy LSr VP & Pres - Tools
Exercise / conversionCommon Stock 432 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006105 · form4.xml · nonDerivative · entry 1

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,168.0018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
GrantPerformance Units · Derivative 1,215 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · derivative · entry 9

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Underlying: Common Stock · 1,215 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
GrantRestricted Stock Units · Derivative 1,215 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · derivative · entry 8

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Underlying: Common Stock · 1,215 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
GrantStock Option (Right to Buy) · Derivative 9,600 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · derivative · entry 7

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 9,600 shares

Expires 2030-02-13

F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F6 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
Disposition to issuerRestricted Stock Units · Derivative 1,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · derivative · entry 6

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,280 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F5 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F5 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F5 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
Exercise / conversionPerformance Units · Derivative 612 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · derivative · entry 5

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
Disposition to issuerPerformance Units · Derivative 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · derivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612

Underlying: Common Stock · 375 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
Tax withholdingCommon Stock 223 $155.34 $34,640.82
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · nonDerivative · entry 2

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175.7108

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Boyd IainVP - Operations Development
Exercise / conversionCommon Stock 612 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006102 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,398.7108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
Disposition to issuerRestricted Stock Units · Derivative 1,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · derivative · entry 8

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,439 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F8 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F8 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F8 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F8 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
Exercise / conversionPerformance Units · Derivative 216 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · derivative · entry 7

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
Disposition to issuerPerformance Units · Derivative 132 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · derivative · entry 6

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 132 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
GrantPerformance Units · Derivative 1,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · derivative · entry 5

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671

Underlying: Common Stock · 1,671 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
GrantRestricted Stock Units · Derivative 1,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · derivative · entry 4

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

Underlying: Common Stock · 1,670 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F6 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F6 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
GrantStock Appreciation Rights · Derivative 13,500 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · derivative · entry 3

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2030-02-13

F4 · price: This transaction was a stock appreciation rights grant. Accordingly, the reporting person did not pay a price to obtain the stock appreciation rights grant.

F3 · derivative.exercise_date: Original stock appreciation rights grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
Tax withholdingCommon Stock 98 $155.34 $15,223.32
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · nonDerivative · entry 2

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:46 UTC
Arregui JesusSr VP & President - Commercial
Exercise / conversionCommon Stock 216 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006096 · form4.xml · nonDerivative · entry 1

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:50 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantPerformance Units · Derivative 2,445 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006099 · form4.xml · derivative · entry 8

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

Underlying: Common Stock · 2,445 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:50 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantRestricted Stock Units · Derivative 2,445 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006099 · form4.xml · derivative · entry 7

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

Underlying: Common Stock · 2,445 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:50 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantStock Option (Right to Buy) · Derivative 20,250 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006099 · form4.xml · derivative · entry 6

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 20,250 shares

Expires 2030-02-13

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:50 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Disposition to issuerRestricted Stock Units · Derivative 2,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006099 · form4.xml · derivative · entry 5

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.