SMMT

SEC source: 0001599298-23-000103 · wk-form4_1702505507.xml · nonDerivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,814

F2 · shares: The Reporting Person purchased these shares in a single transaction on the open market.

SEC source: 0001599298-23-000103 · wk-form4_1702505507.xml · derivative · entry 5

Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee

Disclosed balance after: 0

Underlying: Common Stock · 315,681 shares

Expires 2029-12-24

F1 · shares: The Reporting Person exercised certain warrants to purchase shares of common stock in accordance with the terms of such warrants.

SEC source: 0001599298-23-000103 · wk-form4_1702505507.xml · derivative · entry 4

Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 489,814 shares

Expires 2025-06-30

F1 · shares: The Reporting Person exercised certain warrants to purchase shares of common stock in accordance with the terms of such warrants.

SEC source: 0001599298-23-000103 · wk-form4_1702505507.xml · nonDerivative · entry 3

Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee

Disclosed balance after: 24,889,479

F1 · shares: The Reporting Person exercised certain warrants to purchase shares of common stock in accordance with the terms of such warrants.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-23-000103 · wk-form4_1702505507.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,814

F1 · shares: The Reporting Person exercised certain warrants to purchase shares of common stock in accordance with the terms of such warrants.

SEC source: 0001599298-23-000090 · wk-form4_1697486896.xml · derivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,988,198

Underlying: Common Stock · 11,988,198 shares

Expires 2033-10-13

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on October 13, 2023. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on October 13, 2024. Note this does not include an additional 11,988,198 options which were granted on October 13, 2023 and are subject to the satisfaction of performance conditions based on market capitalization and revenue targets.

SEC source: 0001569769-23-000007 · wk-form4_1697486782.xml · derivative · entry 2

Soni Manmeet Singh · CIK 0001569769 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000,000

Underlying: Common Stock · 14,000,000 shares

Expires 2033-10-13

F3 · price: Not applicable.

F2 · derivative.exercise_date: The option was granted on October 13, 2023. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on October 13, 2024. Note this does not include an additional 14,000,000 options which were granted on October 13, 2023 and are subject to the satisfaction of performance conditions based on market capitalization and revenue targets.

SEC source: 0001569769-23-000007 · wk-form4_1697486782.xml · nonDerivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,976,190

F1 · shares: The Issuer entered into a securities purchase agreement with the Reporting Person, pursuant to which the Issuer agreed to issue and sell to the Reporting Person shares of the Issuer's Common Stock at a per share purchase price equal to $1.68.

F1 · balance_after: The Issuer entered into a securities purchase agreement with the Reporting Person, pursuant to which the Issuer agreed to issue and sell to the Reporting Person shares of the Issuer's Common Stock at a per share purchase price equal to $1.68.

SEC source: 0001599298-23-000028 · wf-form4_167832905731524.xml · nonDerivative · entry 3

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Shaun Zanganeh Irrevocable Trust, with the Reporting Person as Trustee.

Disclosed balance after: 9,884,095

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-23-000028 · wf-form4_167832905731524.xml · nonDerivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee.

Disclosed balance after: 1,178,529

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-23-000028 · wf-form4_167832905731524.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,395,269

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

SEC source: 0001387131-23-003381 · zangeneh-form4a_030823.xml · nonDerivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Shaun Zanganeh Irrevocable Trust, with the Reporting Person as Trustee.

Disclosed balance after: 9,884,095

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-23-003381 · zangeneh-form4a_030823.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee.

Disclosed balance after: 24,573,798

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F2 · shares: Includes the number of shares of Common Stock that were inadvertently previously disclosed as being held by Dr. Zanganeh personally, which are held by the Mahkam Zanganeh Revocable Trust. Dr. Zanganeh does not directly hold any shares personally, all of her shares are held through the Mahkam Zanganeh Revocable Trust.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001849682-23-000004 · wf-form4_167831424008442.xml · nonDerivative · entry 2

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dhingra Family Revocable Trust

Disclosed balance after: 234,558

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001999371-24-002333 · ownership.xml · nonDerivative · entry 1

Xia Yu · CIK 0001963544 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Akeso, Inc.

Disclosed balance after: 21,523,530

F1 · balance_after: 21,523,530 shares of the Issuer's Common Stock were acquired on March 7, 2023 through a rights offering.

F3 · ownership.nature: Akeso is the direct beneficial owner of the shares of the Issuer's Common Stock. Dr. Xia is a stockholder and exercises the right to vote approximately 28.9% of Akeso's ordinary shares, and serves as chairwoman, president and chief executive officer of Akeso. Dr. Xia disclaims beneficial ownership of the shares of Issuer's Common Stock beneficially owned by Akeso, except to the extent of her pecuniary interest.

SEC source: 0001839882-23-006255 · dugganform4_030623.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,354,161

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

SEC source: 0001999371-24-002333 · ownership.xml · nonDerivative · entry 2

Xia Yu · CIK 0001963544 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Akeso, Inc.

Disclosed balance after: 10,000,000

F2 · balance_after: 10,000,000 shares of the Issuer's Common Stock were issued on January 17, 2023 in connection with the Collaboration and License Agreement with Akeso, Inc.("Akeso") pursuant to which the Issuer issued Akeso such shares.

F3 · ownership.nature: Akeso is the direct beneficial owner of the shares of the Issuer's Common Stock. Dr. Xia is a stockholder and exercises the right to vote approximately 28.9% of Akeso's ordinary shares, and serves as chairwoman, president and chief executive officer of Akeso. Dr. Xia disclaims beneficial ownership of the shares of Issuer's Common Stock beneficially owned by Akeso, except to the extent of her pecuniary interest.

SEC source: 0001507567-23-000003 · wf-form4_167295366118350.xml · derivative · entry 2

Booth Robert F. · CIK 0001507567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,700

Underlying: Common Stock · 32,700 shares

Expires 2033-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $54,500.

F3 · derivative.exercise_date: The option was issued on January 3, 2023. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001507567-23-000003 · wf-form4_167295366118350.xml · derivative · entry 1

Booth Robert F. · CIK 0001507567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2023. The shares underlying the option shall vest in four equal annual installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001599298-23-000004 · wf-form4_167295314354996.xml · derivative · entry 2

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,400

Underlying: Common Stock · 44,400 shares

Expires 2033-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $74,000.

F3 · derivative.exercise_date: The option was issued on January 3, 2023. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001599298-23-000004 · wf-form4_167295314354996.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2023. The shares underlying the option shall vest in four equal annual installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001569769-23-000004 · wf-form4_167295295731969.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2023. The shares underlying the option shall vest in four equal annual installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001827015-23-000003 · wf-form4_167295342532705.xml · derivative · entry 2

Cesano Alessandra · CIK 0001827015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,350

Underlying: Common Stock · 16,350 shares

Expires 2033-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $27,250.

F3 · derivative.exercise_date: The option was issued on January 3, 2023. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001827015-23-000003 · wf-form4_167295342532705.xml · derivative · entry 1

Cesano Alessandra · CIK 0001827015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2023. The shares underlying the option shall vest in four equal annual installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001599298-23-000006 · wf-form4_167295328081339.xml · derivative · entry 2

Mahatme Ujwala · CIK 0001823894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

Underlying: Common Stock · 40,500 shares

Expires 2033-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $67,500.

F3 · derivative.exercise_date: The option was issued on January 3, 2023. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001599298-23-000006 · wf-form4_167295328081339.xml · derivative · entry 1

Mahatme Ujwala · CIK 0001823894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2023. The shares underlying the option shall vest in four equal annual installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-employee director on each such vesting date.

SEC source: 0001387131-22-012236 · duggan-form4_120622.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,879,226

F1 · kind: 9,346,434 shares of Common Stock were issued to the Reporting Person as payment of interest in connection with a Note Purchase Agreement, dated December 6, 2022, by and among the Issuer, the Reporting Person and Dr. Maky Zanganeh. The determination of the number of shares of Common Stock to be issued to the Reporting Person was based on a per share price of $0.79.

F1 · price: 9,346,434 shares of Common Stock were issued to the Reporting Person as payment of interest in connection with a Note Purchase Agreement, dated December 6, 2022, by and among the Issuer, the Reporting Person and Dr. Maky Zanganeh. The determination of the number of shares of Common Stock to be issued to the Reporting Person was based on a per share price of $0.79.

SEC source: 0001387131-22-012291 · zangeneh-form4_120622.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,930,849

F1 · kind: 373,857 shares of Common Stock were issued to the Reporting Person as payment of interest in connection with a Note Purchase Agreement, dated December 6, 2022, by and among the Issuer, the Reporting Person and Robert W. Duggan. The determination of the number of shares of Common Stock to be issued to the Reporting Person was based on a per share price of $0.79.

F1 · price: 373,857 shares of Common Stock were issued to the Reporting Person as payment of interest in connection with a Note Purchase Agreement, dated December 6, 2022, by and among the Issuer, the Reporting Person and Robert W. Duggan. The determination of the number of shares of Common Stock to be issued to the Reporting Person was based on a per share price of $0.79.

SEC source: 0001599298-22-000127 · wf-form4_166872044673174.xml · derivative · entry 2

Cesano Alessandra · CIK 0001827015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,166

Underlying: Common Stock · 4,166 shares

Expires 2032-11-15

F2 · price: Not applicable.

F3 · derivative.exercise_date: The option was granted on November 15, 2022 and represents a pro rata amount of the annual 25,000 option board grant based approximately on the number of days the Reporting Person is anticipated to serve as a director. The shares underlying the option are scheduled to vest in full on December 31, 2022.

SEC source: 0001599298-22-000127 · wf-form4_166872044673174.xml · derivative · entry 1

Cesano Alessandra · CIK 0001827015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-11-15

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on November 15, 2022. The shares underlying the option are scheduled to vest in four equal annual installments, with the first such installment occurring on November 15, 2023.

SEC source: 0001839882-22-022703 · booth-form4_093022.xml · derivative · entry 2

Booth Robert F. · CIK 0001507567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,250

Underlying: Common Stock · 6,250 shares

Expires 2032-09-28

F3 · price: Not applicable.

F2 · derivative.exercise_date: The option was granted on September 28, 2022 and represents a pro rata amount of the annual 25,000 option board grant based approximately on the number of days the Reporting Person is anticipated to serve as a director. The shares underlying the option are scheduled to vest in full on December 31, 2022.

SEC source: 0001839882-22-022703 · booth-form4_093022.xml · derivative · entry 1

Booth Robert F. · CIK 0001507567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-09-28

F3 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on September 28, 2022. The shares underlying the option are scheduled to vest in four equal annual installments, with the first such installment occurring on September 28, 2023.

SEC source: 0001599298-22-000102 · wf-form4_166076931714249.xml · nonDerivative · entry 2

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dhingra Family Revocable Trust

Disclosed balance after: 38,196

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-22-000102 · wf-form4_166076931714249.xml · nonDerivative · entry 1

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,057

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

SEC source: 0001387131-22-008888 · duggan-form4_081622.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,532,792

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

SEC source: 0001387131-22-008886 · zangeneh-form4_081622.xml · nonDerivative · entry 3

Zanganeh Maky · CIK 0001507650 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Shaun Zanganeh Irrevocable Trust, with the Reporting Person as Trustee.

Disclosed balance after: 3,135,466

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-22-008886 · zangeneh-form4_081622.xml · nonDerivative · entry 2

Zanganeh Maky · CIK 0001507650 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee.

Disclosed balance after: 7,061,557

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-22-008886 · zangeneh-form4_081622.xml · nonDerivative · entry 1

Zanganeh Maky · CIK 0001507650 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,969

F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

SEC source: 0001849682-23-000002 · wf-form4a_167831269908577.xml · nonDerivative · entry 2

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dhingra Family Revocable Trust

Disclosed balance after: 38,196

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001849682-23-000002 · wf-form4a_167831269908577.xml · nonDerivative · entry 1

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,527

F1 · shares: This Form 4 is being amended to correct the number of shares purchased by the Reporting Person in the Issuer's rights offering. 1,470 shares were inadvertently omitted from the original filing.

F1 · balance_after: This Form 4 is being amended to correct the number of shares purchased by the Reporting Person in the Issuer's rights offering. 1,470 shares were inadvertently omitted from the original filing.

SEC source: 0001849682-22-000003 · wf-form4_165420535405545.xml · derivative · entry 1

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2032-05-31

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on May 31, 2022. The shares underlying the option are scheduled to vest in four equal annual installments, with the first such installment occurring on May 31, 2023 (the one-year anniversary of the grant date).

SEC source: 0001104659-22-064838 · tm2216975-1_4seq1.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,683,589

F1 · kind: The shares of Common Stock were collateral for a loan made by the Reporting Person to a third party, and were transferred to the Reporting Person in full satisfaction of the loan.

F1 · price: The shares of Common Stock were collateral for a loan made by the Reporting Person to a third party, and were transferred to the Reporting Person in full satisfaction of the loan.

SEC source: 0001599298-22-000034 · wf-form4_165100539719830.xml · derivative · entry 1

Gayko Urte · CIK 0001559217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2032-04-25

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on April 25, 2022. The shares underlying the option are scheduled to vest in four equal annual installments over four years.

SEC source: 0001599298-22-000008 · wf-form4_164141681907145.xml · derivative · entry 2

Gayko Urte · CIK 0001559217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,553

Underlying: Common Stock · 42,553 shares

Expires 2032-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $48,000.

F3 · derivative.exercise_date: The option was issued on January 3, 2022. The shares underlying the option are scheduled to vest in four equal quarterly installments, on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022.

SEC source: 0001599298-22-000008 · wf-form4_164141681907145.xml · derivative · entry 1

Gayko Urte · CIK 0001559217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2022. The shares underlying the option are scheduled to vest in equal quarterly installments, on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022.

SEC source: 0001599298-22-000005 · wf-form4_164141648612518.xml · derivative · entry 2

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,510

Underlying: Common Stock · 58,510 shares

Expires 2032-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $66,000.

F3 · derivative.exercise_date: The option was issued on January 3, 2022. The shares underlying the option are scheduled to vest in four equal quarterly installments, on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022.

SEC source: 0001599298-22-000005 · wf-form4_164141648612518.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2022. The shares underlying the option are scheduled to vest in equal quarterly installments, on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022.

SEC source: 0001599298-22-000006 · wf-form4_164141659851379.xml · derivative · entry 2

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,446

Underlying: Common Stock · 82,446 shares

Expires 2032-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $93,000.

F3 · derivative.exercise_date: The option was issued on January 3, 2022. The shares underlying the option are scheduled to vest in four equal quarterly installments, on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022.

SEC source: 0001599298-22-000006 · wf-form4_164141659851379.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 3, 2022. The shares underlying the option are scheduled to vest in equal quarterly installments, on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022.

SEC source: 0001599298-22-000007 · wf-form4_164141670774490.xml · derivative · entry 2

Mahatme Ujwala · CIK 0001823894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,872

Underlying: Common Stock · 47,872 shares

Expires 2032-01-03

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $54,000.

F3 · derivative.exercise_date: The option was issued on January 3, 2022. The shares underlying the option are scheduled to vest in four equal quarterly installments, on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022.