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SCOTTS MIRACLE-GRO CO

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4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2023 Filed Apr 4, 2023 22:16 UTC Exercise / conversionDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000122 · wf-form4_168064657147057.xml · derivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:16 UTC Exercise / conversionCommon Shares 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000122 · wf-form4_168064657147057.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:16 UTC
Volas GeraldDirector
Exercise / conversionDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000121 · wf-form4_168064655458154.xml · derivative · entry 2

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:16 UTC
Volas GeraldDirector
Exercise / conversionCommon Shares 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000121 · wf-form4_168064655458154.xml · nonDerivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:15 UTC Exercise / conversionDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000120 · wf-form4_168064654074478.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:15 UTC Exercise / conversionCommon Shares 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000120 · wf-form4_168064654074478.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:15 UTC
Vines John RDirector
Exercise / conversionDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000119 · wf-form4_168064651060326.xml · derivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:15 UTC
Vines John RDirector
Exercise / conversionCommon Shares 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000119 · wf-form4_168064651060326.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:15 UTC
Aviles EdithDirector
Exercise / conversionDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000118 · wf-form4_168064649293624.xml · derivative · entry 2

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:15 UTC
Aviles EdithDirector
Exercise / conversionCommon Shares 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000118 · wf-form4_168064649293624.xml · nonDerivative · entry 1

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:14 UTC Exercise / conversionDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000117 · wf-form4_168064647549099.xml · derivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:14 UTC Exercise / conversionCommon Shares 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000117 · wf-form4_168064647549099.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 10, 2023 14:13 UTC Amendment Exercise / conversionDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000130 · wf-form4a_168113597615562.xml · derivative · entry 4

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · shares: The original Form 4 showed 3 shares acquired. This amendment displays the correct number which is 3 shares disposed.

F3 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

F3 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 10, 2023 14:13 UTC Amendment Exercise / conversionCommon Shares 3 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000130 · wf-form4a_168113597615562.xml · nonDerivative · entry 3

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:18 UTC Tax withholdingCommon Shares 3,000 $69.74 $209,220.00
Disclosure

SEC source: 0001443984-23-000127 · wf-form4_168064669797258.xml · nonDerivative · entry 2

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,434

Read SEC document
March 31, 2023 Filed Apr 10, 2023 14:13 UTC Amendment Tax withholdingCommon Shares 3,000 $69.74 $209,220.00
Disclosure

SEC source: 0001443984-23-000130 · wf-form4a_168113597615562.xml · nonDerivative · entry 2

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,434

Read SEC document
March 27, 2023 Filed Mar 29, 2023 00:11 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 663.322 $68.33 $45,324.79
Disclosure

SEC source: 0001443984-23-000103 · wf-form4_168004870348970.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,176.742

Underlying: Common Shares · 663.322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 00:11 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 95.544 $68.33 $6,528.52
Disclosure

SEC source: 0001443984-23-000102 · wf-form4_168004868775013.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,965.336

Underlying: Common Shares · 95.544 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 24, 2023 Filed Apr 4, 2023 22:18 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 9.0416 $55.30 $500.00
Disclosure

SEC source: 0001443984-23-000126 · wf-form4_168064667777254.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,893.711

Read SEC document
March 24, 2023 Filed Apr 4, 2023 22:17 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.9241 $55.30 $217.00
Disclosure

SEC source: 0001443984-23-000125 · wf-form4_168064665952750.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,132.0787

Read SEC document
March 24, 2023 Filed Apr 4, 2023 22:17 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 22.4819 $55.30 $1,243.25
Disclosure

SEC source: 0001443984-23-000124 · wf-form4_168064663765738.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,864.8544

Read SEC document
March 10, 2023 Filed Mar 14, 2023 18:00 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.0432 $72.86 $76.01
Disclosure

SEC source: 0001443984-23-000099 · wf-form4_167881682248739.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128.1834

Read SEC document
March 10, 2023 Filed Mar 14, 2023 18:00 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,462.765 $74.02 $108,273.87
Disclosure

SEC source: 0001443984-23-000098 · wf-form4_167881680476841.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,513.42

Underlying: Common Shares · 1,462.765 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 18:00 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 75.0183 $72.86 $5,466.05
Disclosure

SEC source: 0001443984-23-000098 · wf-form4_167881680476841.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,842.3725

Read SEC document
March 10, 2023 Filed Mar 14, 2023 18:00 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 113.325 $74.02 $8,388.32
Disclosure

SEC source: 0001443984-23-000097 · wf-form4_167881678978051.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,869.792

Underlying: Common Shares · 113.325 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 18:00 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 2.8312 $72.86 $206.29
Disclosure

SEC source: 0001443984-23-000097 · wf-form4_167881678978051.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,884.6694

Read SEC document
March 10, 2023 Filed Mar 14, 2023 17:13 UTC GrantDividend Equivalent Rights · Derivative 54 $74.01 $3,996.54
Disclosure

SEC source: 0001443984-23-000092 · wf-form4_167881401047695.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 17:13 UTC GrantDividend Equivalent Rights · Derivative 54 $74.01 $3,996.54
Disclosure

SEC source: 0001443984-23-000093 · wf-form4_167881402350914.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 17:13 UTC GrantDividend Equivalent Rights · Derivative 70 $74.01 $5,180.70
Disclosure

SEC source: 0001443984-23-000091 · wf-form4_167881399534879.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

Underlying: Common Shares · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 17:13 UTC GrantDividend Equivalent Rights · Derivative 47 $74.01 $3,478.47
Disclosure

SEC source: 0001443984-23-000090 · wf-form4_167881397943218.xml · derivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 17:12 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 54 $74.01 $3,996.54
Disclosure

SEC source: 0001443984-23-000089 · wf-form4_167881396469162.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 17:12 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 63 $74.01 $4,662.63
Disclosure

SEC source: 0001443984-23-000088 · wf-form4_167881395066699.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181

Underlying: Common Shares · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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March 10, 2023 Filed Mar 14, 2023 17:12 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 22 $74.01 $1,628.22
Disclosure

SEC source: 0001443984-23-000087 · wf-form4_167881393072281.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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March 10, 2023 Filed Mar 14, 2023 17:12 UTC
Aviles EdithDirector
GrantCommon Shares · Derivative 32 $74.01 $2,368.32
Disclosure

SEC source: 0001443984-23-000086 · wf-form4_167881391239322.xml · derivative · entry 1

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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March 10, 2023 Filed Mar 14, 2023 17:11 UTC
Volas GeraldDirector
GrantDividend Equivalent Rights · Derivative 51 $74.01 $3,774.51
Disclosure

SEC source: 0001443984-23-000085 · wf-form4_167881389536037.xml · derivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131

Underlying: Common Shares · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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March 10, 2023 Filed Mar 14, 2023 17:11 UTC GrantDividend Equivalent Rights · Derivative 54 $74.01 $3,996.54
Disclosure

SEC source: 0001443984-23-000084 · wf-form4_167881387972474.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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March 10, 2023 Filed Mar 14, 2023 17:11 UTC GrantDividend Equivalent Rights · Derivative 54 $74.01 $3,996.54
Disclosure

SEC source: 0001443984-23-000083 · wf-form4_167881386392728.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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March 10, 2023 Filed Apr 4, 2023 18:24 UTC Amendment
Hagedorn ChristopherDivision President
GrantCommon Shares 1.0144 $72.86 $73.91
Disclosure

SEC source: 0001443984-23-000105 · wf-form4a_168063265814271.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,128.1546

F1 · shares: 1. The original Form 4 showed 1.0432 shares acquired. This amendment displays the correct number.

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February 27, 2023 Filed Mar 1, 2023 16:59 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 46.909 $83.94 $3,937.54
Disclosure

SEC source: 0001443984-23-000071 · wf-form4_167768994621106.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,756.467

Underlying: Common Shares · 46.909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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February 24, 2023 Filed Mar 14, 2023 18:00 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.161 $68.65 $217.00
Disclosure

SEC source: 0001443984-23-000099 · wf-form4_167881682248739.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,127.1402

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February 24, 2023 Filed Mar 14, 2023 18:00 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 29.1333 $68.65 $2,000.00
Disclosure

SEC source: 0001443984-23-000098 · wf-form4_167881680476841.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,767.3542

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February 24, 2023 Filed Mar 14, 2023 18:00 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.2833 $68.65 $500.00
Disclosure

SEC source: 0001443984-23-000097 · wf-form4_167881678978051.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,881.8382

Read SEC document
February 24, 2023 Filed Apr 4, 2023 18:24 UTC Amendment
Hagedorn ChristopherDivision President
OtherCommon Shares 3.161 $68.65 $217.00
Disclosure

SEC source: 0001443984-23-000105 · wf-form4a_168063265814271.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,127.1402

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February 16, 2023 Filed Feb 17, 2023 18:44 UTC
STUMP DENISEEVP, Global Human Resources
SaleCommon Shares 2,503 $86.51 $216,541.04
Disclosure

SEC source: 0001443984-23-000069 · wf-form4_167665943652823.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,874.5549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.1705 to $86.9026, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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February 09, 2023 Filed Feb 13, 2023 21:17 UTC SaleCommon Shares 11,682 $80.48 $940,167.36
Disclosure

SEC source: 0001062993-23-002848 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,041,775

F2 · price: The transaction was executed in multiple trades at prices ranging from $80.19 to $81.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 09, 2023 Filed Feb 13, 2023 21:17 UTC SaleCommon Shares 11,318 $79.82 $903,402.76
Disclosure

SEC source: 0001062993-23-002848 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053,457

F1 · price: The transaction was executed in multiple trades at prices ranging from $79.18 to $80.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 07, 2023 Filed Feb 7, 2023 22:43 UTC SaleCommon Shares 18,600 $81.21 $1,510,506.00
Disclosure

SEC source: 0001062993-23-002397 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064,775

F2 · price: The transaction was executed in multiple trades at prices ranging from $80.91 to $81.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 07, 2023 Filed Feb 7, 2023 22:43 UTC SaleCommon Shares 31,400 $80.51 $2,528,014.00
Disclosure

SEC source: 0001062993-23-002397 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,083,375

F1 · price: The transaction was executed in multiple trades at prices ranging from $79.91 to $80.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 07, 2023 Filed Feb 9, 2023 13:48 UTC SaleCommon Shares 935 $80.48 $75,246.09
Disclosure

SEC source: 0001443984-23-000067 · wf-form4_167595050284796.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,856

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.4611 to $80.4987, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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February 03, 2023 Filed Feb 7, 2023 21:36 UTC
Volas GeraldDirector
GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000065 · wf-form4_167580575969186.xml · nonDerivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,968

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.