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SCOTTS MIRACLE-GRO CO

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4142
SEC CIK
0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2023 Filed Dec 13, 2023 00:47 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 95.4439 $60.47 $5,771.90
Disclosure

SEC source: 0001443984-23-000373 · wk-form4_1702428434.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,794.1951

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:44 UTC
GARTH MATTHEW EEVP, CFO & Chief Admin Officer
OtherCommon Shares 4.9251 $60.47 $297.84
Disclosure

SEC source: 0001443984-23-000369 · wk-form4_1702428275.xml · nonDerivative · entry 1

GARTH MATTHEW E · CIK 0001695300 · EVP, CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,080.6933

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:43 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.6885 $60.47 $102.11
Disclosure

SEC source: 0001443984-23-000367 · wk-form4_1702428194.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,680.0422

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:41 UTC OtherCommon Shares 2.7174 $60.47 $164.33
Disclosure

SEC source: 0001443984-23-000365 · wk-form4_1702428069.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,032.6505

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:34 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 27 $60.60 $1,636.20
Disclosure

SEC source: 0001443984-23-000359 · wk-form4_1702388033.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207

Underlying: Common Shares · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:32 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 56 $60.60 $3,393.60
Disclosure

SEC source: 0001443984-23-000357 · wk-form4_1702387968.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:31 UTC GrantDividend Equivalent Rights · Derivative 56 $60.60 $3,393.60
Disclosure

SEC source: 0001443984-23-000355 · wk-form4_1702387904.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:30 UTC GrantDividend Equivalent Rights · Derivative 56 $60.60 $3,393.60
Disclosure

SEC source: 0001443984-23-000353 · wk-form4_1702387841.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:29 UTC GrantDividend Equivalent Rights · Derivative 56 $60.60 $3,393.60
Disclosure

SEC source: 0001443984-23-000351 · wk-form4_1702387772.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:27 UTC GrantDividend Equivalent Rights · Derivative 89 $60.60 $5,393.40
Disclosure

SEC source: 0001443984-23-000347 · wk-form4_1702387648.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479

Underlying: Common Shares · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:28 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 69 $60.60 $4,181.40
Disclosure

SEC source: 0001443984-23-000349 · wk-form4_1702387710.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383

Underlying: Common Shares · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:24 UTC GrantDividend Equivalent Rights · Derivative 61 $60.60 $3,696.60
Disclosure

SEC source: 0001443984-23-000343 · wk-form4_1702387475.xml · derivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268

Underlying: Common Shares · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:26 UTC GrantDividend Equivalent Rights · Derivative 56 $60.60 $3,393.60
Disclosure

SEC source: 0001443984-23-000345 · wk-form4_1702387567.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:22 UTC
Aviles EdithDirector
GrantDividend Equivalent Rights · Derivative 29 $60.60 $1,757.40
Disclosure

SEC source: 0001443984-23-000341 · wk-form4_1702387358.xml · derivative · entry 1

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Shares · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 13:21 UTC GrantDividend Equivalent Rights · Derivative 17 $60.60 $1,030.20
Disclosure

SEC source: 0001443984-23-000339 · wk-form4_1702387285.xml · derivative · entry 1

Kingdon Mark D · CIK 0001985704 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Shares · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2023 Filed Dec 14, 2023 21:03 UTC SaleCommon Shares 1,000 $60.25 $60,250.00
Disclosure

SEC source: 0001443984-23-000384 · wk-form4_1702587809.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,712

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:09 UTC
Hagedorn Partnership, L.P.Director · 10% owner
HAGEDORN JAMESDirector · CEO and President · 10% owner
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 46,525 $61.23 $2,848,725.75
Disclosure

SEC source: 0001062993-23-022313 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 13,923,770

F1 · price: The transaction was executed in multiple trades at prices ranging from $60.77 to $61.8352. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 18:58 UTC
GARTH MATTHEW EEVP, CFO & Chief Admin Officer
Tax withholdingCommon Shares 3,098 $58.15 $180,148.70
Disclosure

SEC source: 0001443984-23-000336 · wk-form4_1701802710.xml · nonDerivative · entry 1

GARTH MATTHEW E · CIK 0001695300 · EVP, CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,075.7682

Read SEC document
November 27, 2023 Filed Nov 29, 2023 18:44 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,617.839 $55.84 $90,340.13
Disclosure

SEC source: 0001443984-23-000328 · wk-form4_1701283476.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,344.31

Underlying: Common Shares · 1,617.839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
November 24, 2023 Filed Dec 4, 2023 21:08 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 42.7807 $46.75 $2,000.00
Disclosure

SEC source: 0001443984-23-000334 · wk-form4_1701724120.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,698.7512

Read SEC document
November 24, 2023 Filed Dec 4, 2023 21:05 UTC OtherCommon Shares 106.9519 $46.75 $5,000.00
Disclosure

SEC source: 0001443984-23-000332 · wk-form4_1701723941.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,029.9331

Read SEC document
November 24, 2023 Filed Dec 4, 2023 21:04 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 4.6417 $46.75 $217.00
Disclosure

SEC source: 0001443984-23-000330 · wk-form4_1701723831.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,678.3537

Read SEC document
November 20, 2023 Filed Nov 21, 2023 16:52 UTC
DeMuesy JulieSVP, CHIEF HR OFFICER
SaleCommon Shares 2,109 $56.72 $119,613.41
Disclosure

SEC source: 0001443984-23-000326 · wk-form4_1700585528.xml · nonDerivative · entry 1

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,245

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.65 to $56.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
November 17, 2023 Filed Nov 20, 2023 17:55 UTC
DeMuesy JulieSVP, CHIEF HR OFFICER
Tax withholdingCommon Shares 881 $57.88 $50,992.28
Disclosure

SEC source: 0001443984-23-000314 · wk-form4_1700502942.xml · nonDerivative · entry 1

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,354

Read SEC document
November 16, 2023 Filed Nov 20, 2023 18:04 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantStock Option (right to buy) · Derivative 277,947 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001443984-23-000324 · wk-form4_1700503444.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,947

Underlying: Common Shares · 277,947 shares

Expires 2033-11-16

Read SEC document
November 16, 2023 Filed Nov 20, 2023 18:03 UTC GrantStock Option (right to buy) · Derivative 68,652 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001443984-23-000322 · wk-form4_1700503376.xml · derivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,652

Underlying: Common Shares · 68,652 shares

Expires 2033-11-16

Read SEC document
November 16, 2023 Filed Nov 20, 2023 18:00 UTC
Todorov DimiterEVP, GC & CORPORATE SECRETARY
GrantStock Option (right to buy) · Derivative 29,618 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001443984-23-000318 · wk-form4_1700503223.xml · derivative · entry 1

Todorov Dimiter · CIK 0001956982 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,618

Underlying: Common Shares · 29,618 shares

Expires 2033-11-16

Read SEC document
November 16, 2023 Filed Nov 20, 2023 18:01 UTC
GARTH MATTHEW EEVP, CFO & Chief Admin Officer
GrantStock Option (right to buy) · Derivative 79,982 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001443984-23-000320 · wk-form4_1700503307.xml · derivative · entry 1

GARTH MATTHEW E · CIK 0001695300 · EVP, CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,982

Underlying: Common Shares · 79,982 shares

Expires 2033-11-16

Read SEC document
November 16, 2023 Filed Nov 20, 2023 17:59 UTC
Hagedorn ChristopherDivision President
GrantStock Option (right to buy) · Derivative 57,033 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001443984-23-000316 · wk-form4_1700503149.xml · derivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,033

Underlying: Common Shares · 57,033 shares

Expires 2033-11-16

Read SEC document
November 16, 2023 Filed Nov 20, 2023 17:59 UTC
Hagedorn ChristopherDivision President
GrantCommon Shares 16,507 $56.87 $938,753.09
Disclosure

SEC source: 0001443984-23-000316 · wk-form4_1700503149.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,673.712

Read SEC document
November 16, 2023 Filed Nov 20, 2023 17:55 UTC
DeMuesy JulieSVP, CHIEF HR OFFICER
GrantStock Option (right to buy) · Derivative 15,189 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001443984-23-000314 · wk-form4_1700502942.xml · derivative · entry 2

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,189

Underlying: Common Shares · 15,189 shares

Expires 2033-11-16

Read SEC document
November 03, 2023 Filed Nov 6, 2023 17:52 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
SaleCommon Shares 9,784 $54.63 $534,525.36
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,655.9705

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.2000 to $55.0300, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
November 03, 2023 Filed Nov 6, 2023 17:52 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
SaleCommon Shares 6,648 $53.87 $358,103.16
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,439.9705

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.200 to $54.1900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 02, 2023 Filed Nov 6, 2023 17:52 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
SaleCommon Shares 1,239 $53.04 $65,715.32
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,087.9705

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.0300 to $53.0500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 02, 2023 Filed Nov 6, 2023 17:52 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
SaleCommon Shares 63,021 $52.68 $3,320,015.60
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,326.9705

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.0300 to $53.0200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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October 26, 2023 Filed Oct 30, 2023 18:01 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 2,011.537 $44.91 $90,338.13
Disclosure

SEC source: 0001443984-23-000304 · wk-form4_1698688909.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,726.471

Underlying: Common Shares · 2,011.537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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October 25, 2023 Filed Nov 6, 2023 17:53 UTC OtherCommon Shares 132.4854 $37.74 $5,000.00
Disclosure

SEC source: 0001443984-23-000308 · wk-form4_1699293226.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,922.9812

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October 25, 2023 Filed Nov 6, 2023 17:57 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 5.7499 $37.74 $217.00
Disclosure

SEC source: 0001443984-23-000310 · wk-form4_1699293418.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,166.712

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October 25, 2023 Filed Nov 6, 2023 17:52 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 52.9942 $37.74 $2,000.00
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,347.9705

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October 02, 2023 Filed Oct 4, 2023 23:22 UTC
DeMuesy JulieSVP, CHIEF HUMAN RESOURCES
GrantStock Option (right to buy) · Derivative 47,379 $0.00 Strike: $47.62 $0.00
Disclosure

SEC source: 0001443984-23-000292 · wk-form4_1696461753.xml · derivative · entry 2

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HUMAN RESOURCES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,379

Underlying: Common Shares · 47,379 shares

Expires 2033-10-02

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October 02, 2023 Filed Oct 4, 2023 23:22 UTC
DeMuesy JulieSVP, CHIEF HUMAN RESOURCES
GrantCommon Shares 3,793 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000292 · wk-form4_1696461753.xml · nonDerivative · entry 1

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HUMAN RESOURCES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,235

Read SEC document
October 02, 2023 Filed Oct 17, 2023 23:42 UTC Amendment
DeMuesy JulieSVP, CHIEF HR OFFICER
GrantStock Option (right to buy) · Derivative 49,116 $0.00 Strike: $47.62 $0.00
Disclosure

SEC source: 0001443984-23-000302 · wk-form4a_1697586148.xml · derivative · entry 1

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,116

Underlying: Common Shares · 49,116 shares

Expires 2033-10-02

F1 · shares: On October 4, 2023, the reporting person filed a Form 4, based on information provied by issuer/company, which inadvertently reported that she had received a grant of 47,379 options. In fact, as reported in this amendment, the reporting person received a grant of 49,116 options.

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October 01, 2023 Filed Oct 3, 2023 16:22 UTC
Aviles EdithDirector
Exercise / conversionDividend Equivalent Rights · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000288 · wk-form4_1696350136.xml · derivative · entry 2

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83

Underlying: Common Shares · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

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October 01, 2023 Filed Oct 3, 2023 16:22 UTC
Aviles EdithDirector
Exercise / conversionCommon Shares 14 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-23-000288 · wk-form4_1696350136.xml · nonDerivative · entry 1

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:20 UTC Exercise / conversionDividend Equivalent Rights · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000286 · wk-form4_1696350039.xml · derivative · entry 2

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Shares · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:20 UTC Exercise / conversionCommon Shares 14 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-23-000286 · wk-form4_1696350039.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:18 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000284 · wk-form4_1696349920.xml · derivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Shares · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:18 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 14 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-23-000284 · wk-form4_1696349920.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:17 UTC Exercise / conversionDividend Equivalent Rights · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000282 · wk-form4_1696349844.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Shares · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

F2 · derivative.expiration_date: On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:17 UTC Exercise / conversionCommon Shares 14 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-23-000282 · wk-form4_1696349844.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.