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SCOTTS MIRACLE-GRO CO

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4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2024 Filed Feb 13, 2024 21:44 UTC
Vines John RDirector
GrantCommon Shares 3,765 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000057 · wk-form4_1707860617.xml · nonDerivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,806

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:42 UTC GrantCommon Shares 3,765 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000055 · wk-form4_1707860502.xml · nonDerivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,999

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:40 UTC
Hanft AdamDirector
GrantCommon Shares 3,765 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000053 · wk-form4_1707860407.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,253

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:37 UTC GrantCommon Shares 3,765 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000049 · wk-form4_1707860218.xml · nonDerivative · entry 2

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,295

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:31 UTC GrantCommon Shares 593 $55.78 $33,077.54
Disclosure

SEC source: 0001443984-24-000047 · wk-form4_1707859873.xml · nonDerivative · entry 3

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,895

F2 · price: Deferred Stock Units in the amount of $33,063 were issued to the reporting person in lieu of a cash retainer including a 15% enhancement to the retainer amount pursuant to the reporting person's election to receive shares in lieu of cash.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:31 UTC GrantCommon Shares 4,662 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000047 · wk-form4_1707859873.xml · nonDerivative · entry 2

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,302

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:28 UTC GrantCommon Shares 593 $55.78 $33,077.54
Disclosure

SEC source: 0001443984-24-000045 · wk-form4_1707859677.xml · nonDerivative · entry 2

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,672

F1 · price: Deferred Stock Units in the amount of $33,063 were issued to the reporting person in lieu of a cash retainer including a 15% enhancement to the retainer amount pursuant to the reporting person's election to receive shares in lieu of cash.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:28 UTC GrantCommon Shares 3,765 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000045 · wk-form4_1707859677.xml · nonDerivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,079

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:26 UTC GrantCommon Shares 593 $55.78 $33,077.54
Disclosure

SEC source: 0001443984-24-000043 · wk-form4_1707859553.xml · nonDerivative · entry 3

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,312

F2 · price: Deferred Stock Units in the amount of $33,063 were issued to the reporting person in lieu of a cash retainer including a 15% enhancement to the retainer amount pursuant to the reporting person's election to receive shares in lieu of cash.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:26 UTC GrantCommon Shares 3,765 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000043 · wk-form4_1707859553.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,719

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:08 UTC
DeMuesy JulieSVP, CHIEF HR OFFICER
Tax withholdingCommon Shares 148 $53.53 $7,922.44
Disclosure

SEC source: 0001443984-24-000041 · wk-form4_1707340108.xml · nonDerivative · entry 1

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,097

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:07 UTC
Hagedorn ChristopherDivision President
Tax withholdingCommon Shares 807 $53.53 $43,198.71
Disclosure

SEC source: 0001443984-24-000039 · wk-form4_1707340027.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,175.5824

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:05 UTC
Todorov DimiterEVP, GC & CORPORATE SECRETARY
Tax withholdingCommon Shares 149 $53.53 $7,975.97
Disclosure

SEC source: 0001443984-24-000037 · wk-form4_1707339930.xml · nonDerivative · entry 1

Todorov Dimiter · CIK 0001956982 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,113

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:04 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
Tax withholdingCommon Shares 3,147 $53.53 $168,458.91
Disclosure

SEC source: 0001443984-24-000035 · wk-form4_1707339867.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,144.9071

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:44 UTC
Vines John RDirector
Exercise / conversionDividend Equivalent Rights · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000057 · wk-form4_1707860617.xml · derivative · entry 3

Vines John R · CIK 0001582749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291

Underlying: Common Shares · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 931 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 931 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:44 UTC
Vines John RDirector
Exercise / conversionCommon Shares 92 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000057 · wk-form4_1707860617.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:42 UTC Exercise / conversionDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000055 · wk-form4_1707860502.xml · derivative · entry 3

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:42 UTC Exercise / conversionCommon Shares 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000055 · wk-form4_1707860502.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:40 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000053 · wk-form4_1707860407.xml · derivative · entry 3

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:40 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000053 · wk-form4_1707860407.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:38 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000051 · wk-form4_1707860319.xml · derivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

Underlying: Common Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:38 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionCommon Shares 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000051 · wk-form4_1707860319.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:37 UTC Exercise / conversionDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000049 · wk-form4_1707860218.xml · derivative · entry 3

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:37 UTC Exercise / conversionCommon Shares 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000049 · wk-form4_1707860218.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:31 UTC Exercise / conversionDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000047 · wk-form4_1707859873.xml · derivative · entry 4

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404

Underlying: Common Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:31 UTC Exercise / conversionCommon Shares 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-24-000047 · wk-form4_1707859873.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:26 UTC Exercise / conversionDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000043 · wk-form4_1707859553.xml · derivative · entry 4

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

Read SEC document
February 05, 2024 Filed Feb 13, 2024 21:26 UTC Exercise / conversionCommon Shares 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000043 · wk-form4_1707859553.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 15:09 UTC Exercise / conversionDividend Equivalent Rights · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000033 · wk-form4_1706886533.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On October 1, 2021, the reporting person was granted 43 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2021.

F2 · derivative.expiration_date: On October 1, 2021, the reporting person was granted 43 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2021.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 15:09 UTC Exercise / conversionCommon Shares 2 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000033 · wk-form4_1706886533.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 26, 2024 Filed Jan 29, 2024 21:28 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,423.482 $58.54 $83,330.64
Disclosure

SEC source: 0001443984-24-000023 · wk-form4_1706563703.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,446.569

Underlying: Common Shares · 1,423.482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
January 25, 2024 Filed Feb 1, 2024 19:36 UTC OtherCommon Shares 104.1016 $48.03 $5,000.00
Disclosure

SEC source: 0001443984-24-000031 · wk-form4_1706816179.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,701.4305

Read SEC document
January 25, 2024 Filed Feb 1, 2024 19:34 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 4.518 $48.03 $217.00
Disclosure

SEC source: 0001443984-24-000029 · wk-form4_1706816087.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,982.5824

Read SEC document
January 25, 2024 Filed Feb 1, 2024 19:28 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 41.6406 $48.03 $2,000.00
Disclosure

SEC source: 0001443984-24-000027 · wk-form4_1706815716.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,291.9071

Read SEC document
January 23, 2024 Filed Jan 25, 2024 17:18 UTC
Todorov DimiterEVP, GC & CORPORATE SECRETARY
GrantCommon Shares 5,106 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000021 · wk-form4_1706203129.xml · nonDerivative · entry 1

Todorov Dimiter · CIK 0001956982 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,262

F1 · date: On February 3, 2023, the Issuer made a grant to the Reporting Person of 5,106 performance units (the "2023 grant"). Under the award agreement, the 2023 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 100% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan performance period. On January 23, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2023 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant. The grant continues to be subject to service based vesting requirements that will be fully satisfied on February 3, 2026.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 17:17 UTC
Hagedorn ChristopherDivision President
GrantCommon Shares 7,294 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000019 · wk-form4_1706203043.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,978.0644

F1 · date: On February 3, 2023, the Issuer made a grant to the Reporting Person of 7,294 performance units (the "2023 grant"). Under the award agreement, the 2023 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 100% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan performance period. On January 23, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2023 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant. The grant continues to be subject to service based vesting requirements that will be fully satisfied on February 3, 2026.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 17:16 UTC
GARTH MATTHEW EEVP, CFO & Chief Admin Officer
GrantCommon Shares 10,940 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000017 · wk-form4_1706202990.xml · nonDerivative · entry 1

GARTH MATTHEW E · CIK 0001695300 · EVP, CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,020.6933

F1 · date: On February 3, 2023, the Issuer made a grant to the Reporting Person of 10,940 performance units (the "2023 grant"). Under the award agreement, the 2023 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 100% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan performance period. On January 23, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2023 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant. The grant continues to be subject to service based vesting requirements that will be fully satisfied on February 3, 2026.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 17:15 UTC GrantCommon Shares 13,472 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000015 · wk-form4_1706202927.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,597.3289

F1 · date: On April 28, 2023, the Issuer made a grant to the Reporting Person of 13,472 performance units (the "2023 grant"). Under the award agreement, the 2023 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 100% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan performance period. On January 23, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2023 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant. The grant continues to be subject to service based vesting requirements that will be fully satisfied on April 28, 2026.

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January 23, 2024 Filed Jan 25, 2024 17:14 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantCommon Shares 43,759 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000013 · wk-form4_1706202856.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,250.2665

F1 · date: On February 3, 2023, the Issuer made a grant to the Reporting Person of 43,759 performance units (the "2023 grant"). Under the award agreement, the 2023 grant included an issuance provision under which the Reporting Person would receive a range of 50% to 100% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan performance period. On January 23, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2023 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant. The grant continues to be subject to service based vesting requirements that will be fully satisfied on February 3, 2026.

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January 02, 2024 Filed Jan 4, 2024 16:31 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
Exercise / conversionPhantom Stock · Derivative 660.184 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000002 · wk-form4_1704385903.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,023.087

Underlying: Common Shares · 660.184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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January 02, 2024 Filed Jan 4, 2024 16:31 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
Exercise / conversionCommon Shares 660 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-24-000002 · wk-form4_1704385903.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,491.2665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On January 2, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Partial shares were paid out in cash.

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December 26, 2023 Filed Dec 28, 2023 14:22 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,398.814 $64.58 $90,335.41
Disclosure

SEC source: 0001443984-23-000386 · wk-form4_1703773334.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,683.271

Underlying: Common Shares · 1,398.814 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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December 22, 2023 Filed Jan 4, 2024 16:34 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 4.0222 $53.95 $217.00
Disclosure

SEC source: 0001443984-24-000006 · wk-form4_1704386043.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,684.0644

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December 22, 2023 Filed Jan 4, 2024 16:33 UTC OtherCommon Shares 92.6784 $53.95 $5,000.00
Disclosure

SEC source: 0001443984-24-000004 · wk-form4_1704385972.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,125.3289

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December 22, 2023 Filed Jan 4, 2024 16:31 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 37.0714 $53.95 $2,000.00
Disclosure

SEC source: 0001443984-24-000002 · wk-form4_1704385903.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,831.2665

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December 14, 2023 Filed Dec 14, 2023 21:03 UTC SaleCommon Shares 3,200 $61.61 $197,140.16
Disclosure

SEC source: 0001443984-23-000384 · wk-form4_1702587809.xml · nonDerivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,512

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.30 to $62.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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December 13, 2023 Filed Dec 14, 2023 20:54 UTC SaleCommon Shares 4,910 $56.65 $278,151.50
Disclosure

SEC source: 0001443984-23-000382 · wk-form4_1702587273.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,159

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.64 to $56.755, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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December 08, 2023 Filed Dec 11, 2023 21:09 UTC
Hagedorn Partnership, L.P.Director · 10% owner
HAGEDORN JAMESDirector · CEO and President · 10% owner
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 27,402 $60.86 $1,667,685.72
Disclosure

SEC source: 0001062993-23-022313 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 13,896,368

F2 · price: The transaction was executed in multiple trades at prices ranging from $59.95 to $61.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

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December 08, 2023 Filed Dec 13, 2023 00:46 UTC
DeMuesy JulieSVP, CHIEF HR OFFICER
GrantDividend Equivalent Rights · Derivative 41 $60.60 $2,484.60
Disclosure

SEC source: 0001443984-23-000371 · wk-form4_1702428357.xml · derivative · entry 1

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 08, 2023 Filed Dec 13, 2023 00:47 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,940.147 $61.48 $119,280.24
Disclosure

SEC source: 0001443984-23-000373 · wk-form4_1702428434.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,284.457

Underlying: Common Shares · 1,940.147 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.