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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2024 Filed Sep 10, 2024 18:46 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,899.802 $68.75 $130,615.19
Disclosure

SEC source: 0001443984-24-000212 · wk-form4_1725993968.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,049.54

Underlying: Common Shares · 1,899.802 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 18:46 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 89.4068 $67.97 $6,077.09
Disclosure

SEC source: 0001443984-24-000212 · wk-form4_1725993968.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,369.6519

Read SEC document
September 06, 2024 Filed Sep 10, 2024 18:46 UTC OtherCommon Shares 10.7971 $67.97 $733.89
Disclosure

SEC source: 0001443984-24-000211 · wk-form4_1725993958.xml · nonDerivative · entry 2

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,630.6641

Read SEC document
August 26, 2024 Filed Aug 28, 2024 14:57 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,246.782 $72.45 $90,329.36
Disclosure

SEC source: 0001443984-24-000192 · wk-form4_1724857030.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,149.738

Underlying: Common Shares · 1,246.782 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 14:57 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 35.8423 $55.80 $2,000.00
Disclosure

SEC source: 0001443984-24-000192 · wk-form4_1724857030.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,246.4099

Read SEC document
August 23, 2024 Filed Sep 10, 2024 18:47 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.6711 $59.11 $217.00
Disclosure

SEC source: 0001443984-24-000220 · wk-form4_1725994057.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,699.2421

Read SEC document
August 23, 2024 Filed Sep 10, 2024 18:46 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 33.8352 $59.11 $2,000.00
Disclosure

SEC source: 0001443984-24-000212 · wk-form4_1725993968.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,280.2451

Read SEC document
August 23, 2024 Filed Sep 10, 2024 18:46 UTC OtherCommon Shares 16.9176 $59.11 $1,000.00
Disclosure

SEC source: 0001443984-24-000211 · wk-form4_1725993958.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,619.867

Read SEC document
August 22, 2024 Filed Aug 23, 2024 21:08 UTC
Baxter Nathan EricEVP and COO · 10% owner
SaleCommon Shares 151 $71.09 $10,734.59
Disclosure

SEC source: 0001062993-24-015613 · form4.xml · nonDerivative · entry 4

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 36,993

F4 · price: The transaction was executed in multiple trades at prices ranging from $71.02 to $71.305. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 21:08 UTC
Baxter Nathan EricEVP and COO · 10% owner
SaleCommon Shares 777 $70.47 $54,755.19
Disclosure

SEC source: 0001062993-24-015613 · form4.xml · nonDerivative · entry 3

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 37,144

F3 · price: The transaction was executed in multiple trades at prices ranging from $70.02 to $71.015. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 21:07 UTC SaleCommon Shares 4,301 $71.09 $305,758.09
Disclosure

SEC source: 0001062993-24-015612 · form4.xml · nonDerivative · entry 4

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,581,774

F4 · price: The transaction was executed in multiple trades at prices ranging from $71.02 to $71.305. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 21:07 UTC SaleCommon Shares 22,163 $70.47 $1,561,826.61
Disclosure

SEC source: 0001062993-24-015612 · form4.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,586,075

F3 · price: The transaction was executed in multiple trades at prices ranging from $70.02 to $71.015. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:08 UTC
Baxter Nathan EricEVP and COO · 10% owner
SaleCommon Shares 227 $71.87 $16,314.49
Disclosure

SEC source: 0001062993-24-015613 · form4.xml · nonDerivative · entry 2

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 37,920

F2 · price: The transaction was executed in multiple trades at prices ranging from $71.35 to $72.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:08 UTC
Baxter Nathan EricEVP and COO · 10% owner
SaleCommon Shares 2,761 $70.85 $195,616.85
Disclosure

SEC source: 0001062993-24-015613 · form4.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 38,147

F1 · price: The transaction was executed in multiple trades at prices ranging from $70.35 to $71.34. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:07 UTC SaleCommon Shares 6,451 $71.87 $463,633.37
Disclosure

SEC source: 0001062993-24-015612 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,608,238

F2 · price: The transaction was executed in multiple trades at prices ranging from $71.35 to $72.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:07 UTC SaleCommon Shares 78,679 $70.85 $5,574,407.15
Disclosure

SEC source: 0001062993-24-015612 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,614,689

F1 · price: The transaction was executed in multiple trades at prices ranging from $70.35 to $71.34. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 14:59 UTC SaleCommon Shares 960 $77.95 $74,828.54
Disclosure

SEC source: 0001443984-24-000186 · wk-form4_1722610789.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,940

Read SEC document
July 31, 2024 Filed Aug 28, 2024 14:57 UTC OtherCommon Shares 89.6057 $55.80 $5,000.00
Disclosure

SEC source: 0001443984-24-000191 · wk-form4_1724857020.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,602.9494

Read SEC document
July 31, 2024 Filed Aug 28, 2024 14:56 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.8889 $55.80 $217.00
Disclosure

SEC source: 0001443984-24-000190 · wk-form4_1724857011.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,695.571

Read SEC document
July 26, 2024 Filed Jul 30, 2024 16:50 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,285.154 $70.29 $90,333.47
Disclosure

SEC source: 0001443984-24-000182 · wk-form4_1722358248.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,902.956

Underlying: Common Shares · 1,285.154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Shares 521 $63.49 $33,078.29
Disclosure

SEC source: 0001443984-24-000174 · wk-form4_1719955829.xml · nonDerivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,654

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Shares 521 $63.49 $33,078.29
Disclosure

SEC source: 0001443984-24-000173 · wk-form4_1719955817.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,900

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Shares 521 $63.49 $33,078.29
Disclosure

SEC source: 0001443984-24-000172 · wk-form4_1719955807.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,877

Read SEC document
June 27, 2024 Filed Jul 12, 2024 16:20 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.9177 $55.39 $217.00
Disclosure

SEC source: 0001443984-24-000180 · wk-form4_1720801225.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,691.6821

Read SEC document
June 27, 2024 Filed Jul 12, 2024 16:20 UTC OtherCommon Shares 90.269 $55.39 $5,000.00
Disclosure

SEC source: 0001443984-24-000179 · wk-form4_1720801215.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,510.6601

Read SEC document
June 27, 2024 Filed Jul 12, 2024 16:20 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 36.1076 $55.39 $2,000.00
Disclosure

SEC source: 0001443984-24-000178 · wk-form4_1720801205.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,210.5676

Read SEC document
June 26, 2024 Filed Jun 28, 2024 13:58 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,348.597 $66.98 $90,329.03
Disclosure

SEC source: 0001443984-24-000168 · wk-form4_1719583104.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,617.802

Underlying: Common Shares · 1,348.597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:46 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 80 $68.21 $5,456.80
Disclosure

SEC source: 0001443984-24-000157 · wk-form4_1718045192.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404

Underlying: Common Shares · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:46 UTC GrantDividend Equivalent Rights · Derivative 80 $68.21 $5,456.80
Disclosure

SEC source: 0001443984-24-000156 · wk-form4_1718045179.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404

Underlying: Common Shares · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:46 UTC GrantDividend Equivalent Rights · Derivative 90 $68.21 $6,138.90
Disclosure

SEC source: 0001443984-24-000155 · wk-form4_1718045166.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420

Underlying: Common Shares · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:46 UTC
Aviles EdithDirector
GrantDividend Equivalent Rights · Derivative 63 $68.21 $4,297.23
Disclosure

SEC source: 0001443984-24-000154 · wk-form4_1718045154.xml · derivative · entry 1

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238

Underlying: Common Shares · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:45 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 89 $68.21 $6,070.69
Disclosure

SEC source: 0001443984-24-000153 · wk-form4_1718045142.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Shares · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:45 UTC
DeMuesy JulieSVP, CHIEF HR OFFICER
GrantDividend Equivalent Rights · Derivative 37 $68.21 $2,523.77
Disclosure

SEC source: 0001443984-24-000151 · wk-form4_1718045117.xml · derivative · entry 1

DeMuesy Julie · CIK 0001996333 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:45 UTC GrantDividend Equivalent Rights · Derivative 52 $68.21 $3,546.92
Disclosure

SEC source: 0001443984-24-000152 · wk-form4_1718045130.xml · derivative · entry 1

Kingdon Mark D · CIK 0001985704 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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June 07, 2024 Filed Jun 10, 2024 18:45 UTC GrantDividend Equivalent Rights · Derivative 80 $68.21 $5,456.80
Disclosure

SEC source: 0001443984-24-000150 · wk-form4_1718045105.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404

Underlying: Common Shares · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:44 UTC GrantDividend Equivalent Rights · Derivative 128 $68.21 $8,730.88
Disclosure

SEC source: 0001443984-24-000148 · wk-form4_1718045078.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655

Underlying: Common Shares · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:44 UTC GrantDividend Equivalent Rights · Derivative 101 $68.21 $6,889.21
Disclosure

SEC source: 0001443984-24-000149 · wk-form4_1718045091.xml · derivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466

Underlying: Common Shares · 101 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 18:44 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 17 $68.21 $1,159.57
Disclosure

SEC source: 0001443984-24-000147 · wk-form4_1718045067.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166

Underlying: Common Shares · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:48 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,888.199 $67.12 $126,734.03
Disclosure

SEC source: 0001443984-24-000166 · wk-form4_1718135291.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,269.205

Underlying: Common Shares · 1,888.199 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:48 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 87.6392 $68.22 $5,978.93
Disclosure

SEC source: 0001443984-24-000166 · wk-form4_1718135291.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,174.46

Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:48 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.7711 $68.22 $120.83
Disclosure

SEC source: 0001443984-24-000165 · wk-form4_1718135280.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,687.7644

Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:47 UTC
GARTH MATTHEW EEVP, CFO & Chief Admin Officer
OtherCommon Shares 5.8483 $68.22 $398.98
Disclosure

SEC source: 0001443984-24-000164 · wk-form4_1718135269.xml · nonDerivative · entry 1

GARTH MATTHEW E · CIK 0001695300 · EVP, CFO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,032.3634

Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:47 UTC OtherCommon Shares 8.0657 $68.22 $550.26
Disclosure

SEC source: 0001443984-24-000163 · wk-form4_1718135256.xml · nonDerivative · entry 2

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,420.3911

Read SEC document
May 28, 2024 Filed May 29, 2024 17:45 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
GrantPhantom Stock · Derivative 1,358.318 $66.50 $90,328.15
Disclosure

SEC source: 0001443984-24-000133 · wk-form4_1717004720.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,381.006

Underlying: Common Shares · 1,358.318 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
May 24, 2024 Filed Jun 11, 2024 19:48 UTC
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
OtherCommon Shares 36.1141 $55.38 $2,000.00
Disclosure

SEC source: 0001443984-24-000166 · wk-form4_1718135291.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,086.8208

Read SEC document
May 24, 2024 Filed Jun 11, 2024 19:48 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.9184 $55.38 $217.00
Disclosure

SEC source: 0001443984-24-000165 · wk-form4_1718135280.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,685.9933

Read SEC document
May 24, 2024 Filed Jun 11, 2024 19:47 UTC OtherCommon Shares 90.2853 $55.38 $5,000.00
Disclosure

SEC source: 0001443984-24-000163 · wk-form4_1718135256.xml · nonDerivative · entry 1

Baxter Nathan Eric · CIK 0001785595 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,412.3254

Read SEC document
May 08, 2024 Filed May 9, 2024 22:55 UTC
Hagedorn Partnership, L.P.Director · 10% owner
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Baxter Nathan EricEVP and COO · 10% owner
SaleCommon Shares 5,564 $67.57 $375,959.48
Disclosure

SEC source: 0001062993-24-009816 · form4.xml · nonDerivative · entry 4

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,693,368

F4 · price: The transaction was executed in multiple trades at prices ranging from $67.44 to $67.76. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
May 08, 2024 Filed May 9, 2024 22:55 UTC
Hagedorn Partnership, L.P.Director · 10% owner
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Baxter Nathan EricEVP and COO · 10% owner
SaleCommon Shares 47,080 $66.99 $3,153,889.20
Disclosure

SEC source: 0001062993-24-009816 · form4.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,698,932

F3 · price: The transaction was executed in multiple trades at prices ranging from $66.44 to $67.4399. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
May 07, 2024 Filed May 9, 2024 22:55 UTC
Hagedorn Partnership, L.P.Director · 10% owner
HAGEDORN JAMESDirector · Chairman, CEO and President · 10% owner
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Baxter Nathan EricEVP and COO · 10% owner
SaleCommon Shares 9,625 $70.52 $678,755.00
Disclosure

SEC source: 0001062993-24-009816 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,746,012

F2 · price: The transaction was executed in multiple trades at prices ranging from $69.90 to $70.79. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.