Tapewire

NYSE · USD

SM

SM Energy Co

Export transactions ↓
Tapewire entity
3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2022 Filed Sep 2, 2022 22:11 UTC
Vogel Herbert SDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 64,771 $44.07 $2,854,457.97
Disclosure

SEC source: 0000893538-22-000121 · wf-form4_166215668521661.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,950

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:11 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 147,540 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000121 · wf-form4_166215668521661.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 147,540 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:08 UTC
Copeland David WEVP & General Counsel
Tax withholdingCommon Stock, $.01 Par Value 24,518 $44.07 $1,080,508.26
Disclosure

SEC source: 0000893538-22-000119 · wf-form4_166215646827560.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,024

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:08 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 62,296 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000119 · wf-form4_166215646827560.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 62,296 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:06 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 5,319 $44.07 $234,408.33
Disclosure

SEC source: 0000893538-22-000117 · wf-form4_166215634989620.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 50,950

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer and is eligible to receive grants of performance share units.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:06 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 16,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000117 · wf-form4_166215634989620.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 56,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 16,206 shares of the Issuer's common stock had been earned by the Reporting Person's spouse under the terms of a grant of PSUs, based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person's spouse on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer and is eligible to receive grants of performance share units.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:06 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 16,536 $44.07 $728,741.52
Disclosure

SEC source: 0000893538-22-000117 · wf-form4_166215634989620.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,371

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:06 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 37,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000117 · wf-form4_166215634989620.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:03 UTC
Whitcomb David J.VP - Marketing
Tax withholdingCommon Stock, $.01 Par Value 7,878 $44.07 $347,183.46
Disclosure

SEC source: 0000893538-22-000115 · wf-form4_166215618219772.xml · nonDerivative · entry 2

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,861

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:03 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionCommon Stock, $.01 Par Value 22,108 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000115 · wf-form4_166215618219772.xml · nonDerivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 22,108 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:47 UTC
Newton Lehman E IIISVP - Operations
GrantRestricted Stock Units · Derivative 9,536 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000106 · wf-form4_165947322302345.xml · derivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,536

Underlying: Common Stock, $.01 Par Value · 9,536 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:45 UTC
Whitcomb David J.VP - Marketing
GrantRestricted Stock Units · Derivative 4,842 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000105 · wf-form4_165947312710702.xml · derivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,842

Underlying: Common Stock, $.01 Par Value · 4,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:44 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
GrantRestricted Stock Units · Derivative 3,668 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000104 · wf-form4_165947303327104.xml · derivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,668

Underlying: Common Stock, $.01 Par Value · 3,668 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer and is eligible to earn grants of restricted stock units.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:44 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
GrantRestricted Stock Units · Derivative 9,536 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000104 · wf-form4_165947303327104.xml · derivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,536

Underlying: Common Stock, $.01 Par Value · 9,536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:42 UTC
Knott Kenneth J.SVP - Bus Dev & Land
GrantRestricted Stock Units · Derivative 9,536 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000103 · wf-form4_165947295369003.xml · derivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,536

Underlying: Common Stock, $.01 Par Value · 9,536 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:41 UTC
Copeland David WEVP & General Counsel
GrantRestricted Stock Units · Derivative 18,339 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000102 · wf-form4_165947286617027.xml · derivative · entry 1

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,339

Underlying: Common Stock, $.01 Par Value · 18,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:39 UTC
Lytle Patrick AVP - Chief Accounting Officer
GrantRestricted Stock Units · Derivative 3,668 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000101 · wf-form4_165947275038706.xml · derivative · entry 1

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Underlying: Common Stock, $.01 Par Value · 3,668 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:36 UTC
Vogel Herbert SDirector · President & CEO
GrantRestricted Stock Units · Derivative 52,817 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000099 · wf-form4_165947257744094.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, $.01 Par Value · 52,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:34 UTC GrantRestricted Stock Units · Derivative 31,543 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000097 · wf-form4_165947243249352.xml · derivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,543

Underlying: Common Stock, $.01 Par Value · 31,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2022 Filed Jul 6, 2023 20:19 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 7,665 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-23-000060 · wk-form4_1688674733.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 1,502 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · derivative · entry 20

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,006

Underlying: Common Stock, $.01 Par Value · 1,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · derivative · entry 19

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,514

Underlying: Common Stock, $.01 Par Value · 3,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 3,205 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · derivative · entry 18

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,205

Underlying: Common Stock, $.01 Par Value · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F7 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 8,013 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · derivative · entry 17

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,013

Underlying: Common Stock, $.01 Par Value · 8,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 1,801 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · derivative · entry 16

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · derivative · entry 15

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 4,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 435 $34.19 $14,872.65
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 14

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 40,063

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 1,502 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 13

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 40,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 1,086 $34.19 $37,130.34
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 12

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,203

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 11

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 927 $34.19 $31,694.13
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 10

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 38,996

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 3,205 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 9

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 39,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 2,316 $34.19 $79,184.04
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 8

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,533

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 8,013 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 7

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 521 $34.19 $17,812.99
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 6

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 36,718

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 1,801 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 5

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 37,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 1,211 $34.19 $41,404.09
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,836

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:22 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000089 · wf-form4_165714252887806.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · derivative · entry 10

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,514

Underlying: Common Stock, $.01 Par Value · 3,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 8,012 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · derivative · entry 9

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014

Underlying: Common Stock, $.01 Par Value · 8,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · derivative · entry 8

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 4,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 916 $34.19 $31,318.04
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 7

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,299

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 6

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 1,952 $34.19 $66,738.88
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,459

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 8,012 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 1,022 $34.19 $34,942.18
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,399

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 20,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 14

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,814

Underlying: Common Stock, $.01 Par Value · 20,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 65,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 13

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,775

Underlying: Common Stock, $.01 Par Value · 65,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 12

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 16,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.