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SM

SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 6,848 $3.75 $25,680.00
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 5

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,596

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 15,570 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 4

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 11,087 $3.75 $41,576.25
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 3

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,874

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 25,207 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 2

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 16,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · derivative · entry 11

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Common Stock, $.01 Par Value · 16,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · derivative · entry 10

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,488

Underlying: Common Stock, $.01 Par Value · 6,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 11,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · derivative · entry 9

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 11,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Tax withholdingCommon Stock, $.01 Par Value 28,368 $3.75 $106,380.00
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 8

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,277

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Exercise / conversionCommon Stock, $.01 Par Value 97,888 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 7

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 97,888 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Tax withholdingCommon Stock, $.01 Par Value 7,210 $3.75 $27,037.50
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 6

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,757

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Exercise / conversionCommon Stock, $.01 Par Value 16,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 5

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Tax withholdingCommon Stock, $.01 Par Value 2,380 $3.75 $8,925.00
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 4

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,574

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Exercise / conversionCommon Stock, $.01 Par Value 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC Exercise / conversionCommon Stock, $.01 Par Value 11,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 14,572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · derivative · entry 12

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,144

Underlying: Common Stock, $.01 Par Value · 14,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · derivative · entry 11

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,488

Underlying: Common Stock, $.01 Par Value · 6,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 10,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · derivative · entry 10

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 10,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Tax withholdingCommon Stock, $.01 Par Value 24,669 $3.75 $92,508.75
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 9

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,831

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Exercise / conversionCommon Stock, $.01 Par Value 85,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 8

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 85,121 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Tax withholdingCommon Stock, $.01 Par Value 4,223 $3.75 $15,836.25
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 7

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,379

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Exercise / conversionCommon Stock, $.01 Par Value 14,572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 6

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Tax withholdingCommon Stock, $.01 Par Value 1,881 $3.75 $7,053.75
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 5

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,030

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Exercise / conversionCommon Stock, $.01 Par Value 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 4

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Tax withholdingCommon Stock, $.01 Par Value 2,923 $3.75 $10,961.25
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 3

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,423

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:42 UTC Exercise / conversionCommon Stock, $.01 Par Value 10,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Exercise / conversionRestricted Stock Units · Derivative 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · derivative · entry 13

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,706

Underlying: Common Stock, $.01 Par Value · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Exercise / conversionRestricted Stock Units · Derivative 753 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · derivative · entry 12

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Underlying: Common Stock, $.01 Par Value · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Exercise / conversionRestricted Stock Units · Derivative 1,210 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · derivative · entry 11

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Tax withholdingCommon Stock, $.01 Par Value 329 $3.75 $1,233.75
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 10

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,042

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Exercise / conversionCommon Stock, $.01 Par Value 1,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 9

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 1,135 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

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July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Tax withholdingCommon Stock, $.01 Par Value 393 $3.75 $1,473.75
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 8

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,236

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Exercise / conversionCommon Stock, $.01 Par Value 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 7

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Tax withholdingCommon Stock, $.01 Par Value 219 $3.75 $821.25
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 6

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,276

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Exercise / conversionCommon Stock, $.01 Par Value 753 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 5

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Tax withholdingCommon Stock, $.01 Par Value 351 $3.75 $1,316.25
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 4

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
Exercise / conversionCommon Stock, $.01 Par Value 1,210 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 3

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,921 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · derivative · entry 8

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,844

Underlying: Common Stock, $.01 Par Value · 6,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,757 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · derivative · entry 7

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,758

Underlying: Common Stock, $.01 Par Value · 2,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,529 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · derivative · entry 6

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 3,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 29,792 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · nonDerivative · entry 5

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 29,792 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 6,921 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · nonDerivative · entry 4

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 2,757 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · nonDerivative · entry 3

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 3,529 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,639

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,362

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,826

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 24,672

F5 · kind: The Reporting Person's spouse purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,279

F4 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,754

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 20:44 UTC OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,871

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.