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SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionRestricted Stock Units · Derivative 1,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · derivative · entry 11

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460

Underlying: Common Stock, $.01 Par Value · 1,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionRestricted Stock Units · Derivative 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · derivative · entry 10

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 4,146 $3.75 $15,547.50
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 9

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,901

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 17,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 8

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 17,025 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 976 $3.75 $3,660.00
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,022

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 4,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 356 $3.75 $1,335.00
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,991

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 1,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 492 $3.75 $1,845.00
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,887

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · derivative · entry 12

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

Underlying: Common Stock, $.01 Par Value · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · derivative · entry 11

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Stock, $.01 Par Value · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · derivative · entry 10

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 5,442 $3.75 $20,407.50
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 9

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,186

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 22,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 8

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 22,345 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 1,021 $3.75 $3,828.75
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 7

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,283

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 6

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 416 $3.75 $1,560.00
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,115

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 645 $3.75 $2,418.75
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,828

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 1,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 26

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,602

Underlying: Common Stock, $.01 Par Value · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 25

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

Underlying: Common Stock, $.01 Par Value · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 24

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,168

Underlying: Common Stock, $.01 Par Value · 1,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 23

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Stock, $.01 Par Value · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 22

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionRestricted Stock Units · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 21

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 2,281 $3.75 $8,553.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 20

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 34,837

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 9,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 19

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 37,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 9,364 shares of the Issuer's common stock had been earned by the Reporting Person's spouse under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person's spouse on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 5,442 $3.75 $20,407.50
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 18

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,640

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 22,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 17

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 22,345 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 439 $3.75 $1,646.25
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 16

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 27,754

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 1,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 15

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 28,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 1,021 $3.75 $3,828.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 14

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,737

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 13

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 285 $3.75 $1,068.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 12

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 26,393

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 11

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 26,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 415 $3.75 $1,556.25
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 10

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,569

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 9

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 271 $3.75 $1,016.25
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 8

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 25,510

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 7

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 25,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 645 $3.75 $2,418.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 6

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,281

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 5

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 22,768 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · derivative · entry 12

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,538

Underlying: Common Stock, $.01 Par Value · 22,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 15,570 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · derivative · entry 11

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,571

Underlying: Common Stock, $.01 Par Value · 15,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 25,207 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · derivative · entry 10

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 25,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 93,590 $3.75 $350,962.50
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 9

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,560

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 212,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 8

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 212,800 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 10,014 $3.75 $37,552.50
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 7

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,350

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:45 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 22,768 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000104 · wf-form4_159406832807211.xml · nonDerivative · entry 6

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.