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SM

SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 11

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 9,179 $34.19 $313,830.01
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 10

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,181

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 20,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 9

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 28,876 $34.19 $987,270.44
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 8

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,453

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 65,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 7

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 7,197 $34.19 $246,065.43
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 6

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,554

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 16,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 5

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 8,781 $34.19 $300,222.39
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 4

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,357

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC
Vogel Herbert SDirector · President & CEO
Exercise / conversionCommon Stock, $.01 Par Value 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,502 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · derivative · entry 10

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,006

Underlying: Common Stock, $.01 Par Value · 1,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · derivative · entry 9

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Common Stock, $.01 Par Value · 2,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · derivative · entry 8

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Tax withholdingCommon Stock, $.01 Par Value 435 $34.19 $14,872.65
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · nonDerivative · entry 7

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,463

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Exercise / conversionCommon Stock, $.01 Par Value 1,502 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · nonDerivative · entry 6

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Tax withholdingCommon Stock, $.01 Par Value 605 $34.19 $20,684.95
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · nonDerivative · entry 5

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,396

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Exercise / conversionCommon Stock, $.01 Par Value 2,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · nonDerivative · entry 4

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Tax withholdingCommon Stock, $.01 Par Value 392 $34.19 $13,402.48
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · nonDerivative · entry 3

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,911

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:19 UTC
Lytle Patrick AVP - Chief Accounting Officer
Exercise / conversionCommon Stock, $.01 Par Value 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000087 · wf-form4_165714237050858.xml · nonDerivative · entry 2

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 7,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · derivative · entry 10

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,027

Underlying: Common Stock, $.01 Par Value · 7,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 13,238 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · derivative · entry 9

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,240

Underlying: Common Stock, $.01 Par Value · 13,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,922 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · derivative · entry 8

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 6,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Tax withholdingCommon Stock, $.01 Par Value 2,957 $34.19 $101,099.83
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · nonDerivative · entry 7

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,246

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 7,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · nonDerivative · entry 6

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Tax withholdingCommon Stock, $.01 Par Value 4,354 $34.19 $148,863.26
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · nonDerivative · entry 5

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,690

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 13,238 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · nonDerivative · entry 4

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Tax withholdingCommon Stock, $.01 Par Value 1,686 $34.19 $57,644.34
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · nonDerivative · entry 3

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,806

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:15 UTC
Copeland David WEVP & General Counsel
Exercise / conversionCommon Stock, $.01 Par Value 6,922 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000086 · wf-form4_165714212549411.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 13,066 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · derivative · entry 10

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,134

Underlying: Common Stock, $.01 Par Value · 13,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 27,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · derivative · entry 9

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,871

Underlying: Common Stock, $.01 Par Value · 27,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 14,572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · derivative · entry 8

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 14,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Tax withholdingCommon Stock, $.01 Par Value 5,736 $34.19 $196,113.84
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · nonDerivative · entry 7

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,312

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Exercise / conversionCommon Stock, $.01 Par Value 13,066 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · nonDerivative · entry 6

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Tax withholdingCommon Stock, $.01 Par Value 12,236 $34.19 $418,348.84
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · nonDerivative · entry 5

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,982

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Exercise / conversionCommon Stock, $.01 Par Value 27,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · nonDerivative · entry 4

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Tax withholdingCommon Stock, $.01 Par Value 5,686 $34.19 $194,404.34
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · nonDerivative · entry 3

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,347

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:14 UTC Exercise / conversionCommon Stock, $.01 Par Value 14,572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000085 · wf-form4_165714205530184.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionRestricted Stock Units · Derivative 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · derivative · entry 10

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,514

Underlying: Common Stock, $.01 Par Value · 3,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionRestricted Stock Units · Derivative 7,664 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · derivative · entry 9

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,665

Underlying: Common Stock, $.01 Par Value · 7,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionRestricted Stock Units · Derivative 4,008 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · derivative · entry 8

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 4,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 915 $34.19 $31,283.85
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,971

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 1,867 $34.19 $63,832.73
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,130

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 7,664 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 976 $34.19 $33,369.44
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,333

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 4,008 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:12 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionRestricted Stock Units · Derivative 2,058 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000083 · wf-form4_165714192027671.xml · derivative · entry 10

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,116

Underlying: Common Stock, $.01 Par Value · 2,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:12 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionRestricted Stock Units · Derivative 4,390 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000083 · wf-form4_165714192027671.xml · derivative · entry 9

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock, $.01 Par Value · 4,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:12 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionRestricted Stock Units · Derivative 2,457 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000083 · wf-form4_165714192027671.xml · derivative · entry 8

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:12 UTC
Whitcomb David J.VP - Marketing
Tax withholdingCommon Stock, $.01 Par Value 595 $34.19 $20,343.05
Disclosure

SEC source: 0000893538-22-000083 · wf-form4_165714192027671.xml · nonDerivative · entry 7

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,631

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:12 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionCommon Stock, $.01 Par Value 2,058 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000083 · wf-form4_165714192027671.xml · nonDerivative · entry 6

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.