Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 5 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2022 Filed Jun 22, 2022 22:43 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 25,000 | $0.30 | $7,500.00 |
DisclosureSEC source: 0001209191-22-038759 · doc4.xml · nonDerivative · entry 3 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. F1 · price: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:01 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 12,485 | $0.30 Strike: $0.30 | $3,745.50 |
DisclosureSEC source: 0001209191-22-037945 · doc4.xml · derivative · entry 8 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,560 Underlying: Common Stock · 56,045 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:01 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 12,485 | $3.00 | $37,455.00 |
DisclosureSEC source: 0001209191-22-037945 · doc4.xml · nonDerivative · entry 6 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:01 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 12,485 | $0.30 | $3,745.50 |
DisclosureSEC source: 0001209191-22-037945 · doc4.xml · nonDerivative · entry 5 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| June 13, 2022 Filed Jun 17, 2022 21:01 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 7,800 | $0.30 Strike: $0.30 | $2,340.00 |
DisclosureSEC source: 0001209191-22-037945 · doc4.xml · derivative · entry 7 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,045 Underlying: Common Stock · 63,845 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. F3 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| June 13, 2022 Filed Jun 17, 2022 21:01 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 7,800 | $3.00 | $23,400.00 |
DisclosureSEC source: 0001209191-22-037945 · doc4.xml · nonDerivative · entry 4 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Read SEC document |
| June 13, 2022 Filed Jun 17, 2022 21:01 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 7,800 | $0.30 | $2,340.00 |
DisclosureSEC source: 0001209191-22-037945 · doc4.xml · nonDerivative · entry 3 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction was communicated to the reporting person on June 17th due to a clerical error. F2 · price: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 21,100 | $0.30 Strike: $0.30 | $6,330.00 |
DisclosureSEC source: 0001209191-22-036393 · doc4.xml · derivative · entry 5 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,845 Underlying: Common Stock · 84,945 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 21,100 | $3.01 | $63,511.00 |
DisclosureSEC source: 0001209191-22-036393 · doc4.xml · nonDerivative · entry 4 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 21,100 | $0.30 | $6,330.00 |
DisclosureSEC source: 0001209191-22-036393 · doc4.xml · nonDerivative · entry 3 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 1,500 | $0.30 Strike: $0.30 | $450.00 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · derivative · entry 11 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,945 Underlying: Common Stock · 86,445 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 1,500 | $3.00 | $4,500.00 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · nonDerivative · entry 8 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 1,500 | $0.30 | $450.00 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · nonDerivative · entry 7 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 100 | $0.30 Strike: $0.30 | $30.00 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · derivative · entry 10 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 100 | $3.00 | $300.00 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · nonDerivative · entry 6 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 100 | $0.30 | $30.00 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · nonDerivative · entry 5 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 11,455 | $0.30 Strike: $0.30 | $3,436.50 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · derivative · entry 9 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,455 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 11,455 | $3.03 | $34,708.65 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · nonDerivative · entry 4 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:16 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 11,455 | $0.30 | $3,436.50 |
DisclosureSEC source: 0001209191-22-035173 · doc4.xml · nonDerivative · entry 3 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 18:07 UTC |
SIEGEL RICHARD WDirector
|
GrantCommon Stock (right to purchase) · Derivative | 15,000 | $4.17 Strike: $4.17 | $62,550.00 |
DisclosureSEC source: 0001209191-21-071587 · doc4.xml · derivative · entry 19 SIEGEL RICHARD W · CIK 0001195154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-12-28 F5 · derivative.exercise_date: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 18:06 UTC |
Beres Laura MDirector
|
GrantCommon Stock (option to purchase) · Derivative | 15,000 | $4.17 Strike: $4.17 | $62,550.00 |
DisclosureSEC source: 0001209191-21-071586 · doc4.xml · derivative · entry 2 Beres Laura M · CIK 0001826480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-12-28 F1 · derivative.exercise_date: Beginning on this date, and subject to certain restrictions, options vest in three equal annual installments. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 18:04 UTC |
WHITMORE R JANETDirector
|
GrantCommon Stock (right to purchase) · Derivative | 20,000 | $4.17 Strike: $4.17 | $83,400.00 |
DisclosureSEC source: 0001209191-21-071585 · doc4.xml · derivative · entry 19 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-12-28 F5 · derivative.exercise_date: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 17:43 UTC |
Cureton KevinChief Operating Officer
|
GrantCommon Stock (right to purchase) · Derivative | 90,000 | $4.17 Strike: $4.17 | $375,300.00 |
DisclosureSEC source: 0001209191-21-071579 · doc4.xml · derivative · entry 9 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2028-12-28 Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 17:43 UTC |
JANKOWSKI JESSDirector · President, CEO
|
GrantCommon Stock (right to purchase) · Derivative | 90,000 | $4.17 Strike: $4.17 | $375,300.00 |
DisclosureSEC source: 0001209191-21-071578 · doc4.xml · derivative · entry 12 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2028-12-28 F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal installments. Read SEC document |
| December 28, 2021 Filed Jul 25, 2022 20:00 UTC |
SIEGEL RICHARD WDirector
|
GrantCommon Stock (right to purchase) · Derivative | 15,000 | $4.17 Strike: $4.17 | $62,550.00 |
DisclosureSEC source: 0001209191-22-043088 · doc4.xml · derivative · entry 20 SIEGEL RICHARD W · CIK 0001195154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-12-28 F5 · derivative.exercise_date: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments. Read SEC document |
| December 28, 2021 Filed Jul 25, 2022 20:00 UTC |
WHITMORE R JANETDirector
|
GrantCommon Stock (right to purchase) · Derivative | 20,000 | $4.17 Strike: $4.17 | $83,400.00 |
DisclosureSEC source: 0001209191-22-043087 · doc4.xml · derivative · entry 20 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-12-28 F5 · derivative.exercise_date: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 21:28 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 7,731,573 | $4.19 | $32,361,271.95 |
DisclosureSEC source: 0000933430-21-000008 · primary_doc.xml · nonDerivative · entry 2 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Strandler, LLC Disclosed balance after: 7,731,573 F1 · ownership.direct: As sole manager and sole voting member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 7,731,573 shares of Common Stock. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 21:28 UTC |
WHITMORE BRADFORD T10% owner
|
SaleCommon Stock | 7,731,573 | $4.19 | $32,361,271.95 |
DisclosureSEC source: 0000933430-21-000008 · primary_doc.xml · nonDerivative · entry 1 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,893,717 Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 25,000 | $0.52 Strike: $0.52 | $13,000.00 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · derivative · entry 8 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 50,000 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Following the recently reported exercise of 12,393 shares (11/24/21), and the 2nd exercise of 12,607 shares (11/26/21, reported above) this line item represents the 3rd exercise, of 25,000 shares of the total initial grant of 75,000 shares, leaving a balance of 25,000 shares remaining relating to this grant. F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 24,000 | $0.42 Strike: $0.42 | $9,960.00 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · derivative · entry 6 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Following recently reported exercises of 11,668 (11/22/21) and 12,332 (11/24/21) shares, this line item represents the 3rd exercise, of 24,000 shares of the total initial grant of 48,000 shares, leaving a balance of 0 shares remaining relating to this grant. F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 23,829 | $3.79 | $90,311.91 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · nonDerivative · entry 5 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,821 Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 25,000 | $0.52 | $13,000.00 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · nonDerivative · entry 4 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 24,000 | $0.42 | $9,960.00 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · nonDerivative · entry 3 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock · Derivative | 12,607 | $0.52 Strike: $0.52 | $6,555.64 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · derivative · entry 7 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,607 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Following the recently reported exercise of 12,393 shares (11/24/21), this line item represents the 2nd exercise, of 12,607 shares of a total initial grant of 75,000 shares, leaving a balance of 50,000 shares remaining relating to this grant, prior to the 11/30/21 exercise reported below. F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 12,607 | $3.50 | $44,124.50 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · nonDerivative · entry 2 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,650 Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:09 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 12,607 | $0.52 | $6,555.64 |
DisclosureSEC source: 0001209191-21-067223 · doc4.xml · nonDerivative · entry 1 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 12,393 | $0.52 Strike: $0.52 | $6,444.36 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · derivative · entry 8 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,607 Underlying: Common Stock · 75,000 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| November 24, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 12,332 | $0.42 Strike: $0.42 | $5,117.78 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · derivative · entry 7 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 36,332 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This line item represents the 2nd sale, of 12,332 shares of a total initial grant of 48,000 shares, leaving a balance of 24,000 shares remaining relating to this grant. F3 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| November 24, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 24,725 | $3.77 | $93,213.25 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · nonDerivative · entry 5 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,650 Read SEC document |
| November 24, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 12,393 | $0.52 | $6,444.36 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · nonDerivative · entry 4 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 12,332 | $0.42 | $5,117.78 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · nonDerivative · entry 3 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 11,668 | $0.42 Strike: $0.42 | $4,842.22 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · derivative · entry 6 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,668 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This line item represents the 1st sale of 11,668 shares of a total grant of 48,000 shares, leaving a balance of 36,332 shares remaining relating to this grant. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 11,668 | $3.92 | $45,743.23 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · nonDerivative · entry 2 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,650 Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:52 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 11,668 | $0.42 | $4,842.22 |
DisclosureSEC source: 0001209191-21-066811 · doc4.xml · nonDerivative · entry 1 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 22:07 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 1,200 | $2.26 | $2,712.00 |
DisclosureSEC source: 0001209191-21-056457 · doc4.xml · nonDerivative · entry 5 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,650 F2 · date: Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings. Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 22:07 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 17,000 | $2.22 | $37,740.00 |
DisclosureSEC source: 0001209191-21-056457 · doc4.xml · nonDerivative · entry 4 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,850 F2 · date: Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 22:07 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 5,350 | $2.30 | $12,305.00 |
DisclosureSEC source: 0001209191-21-056457 · doc4.xml · nonDerivative · entry 3 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,850 F2 · date: Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 22:07 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 52,000 | $0.30 Strike: $0.30 | $15,600.00 |
DisclosureSEC source: 0001209191-21-056457 · doc4.xml · derivative · entry 6 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,000 shares Expires 2022-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. Subsequent to exercise, he plans to sell some of the shares exercised in order to satisfy the costs of exercise and the required income tax withholdings. F4 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 22:07 UTC |
Cureton KevinChief Operating Officer
|
SaleCommon Stock | 2,800 | $2.30 | $6,440.00 |
DisclosureSEC source: 0001209191-21-056457 · doc4.xml · nonDerivative · entry 2 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,200 F2 · date: Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 22:07 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 52,000 | $0.30 | $15,600.00 |
DisclosureSEC source: 0001209191-21-056457 · doc4.xml · nonDerivative · entry 1 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. Subsequent to exercise, he plans to sell some of the exercised shares reported herein in order to satisfy the costs of exercise and the required income tax withholdings. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.