Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 5 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2023 Filed Jun 23, 2023 20:57 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 47 | $1.24 | $58.28 |
DisclosureSEC source: 0001209191-23-039432 · doc4.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,642,812 Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 20:57 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 600 | $1.23 | $738.00 |
DisclosureSEC source: 0001209191-23-039432 · doc4.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,642,765 Read SEC document |
| June 01, 2023 Filed Jun 1, 2023 20:34 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 500 | $1.21 | $602.50 |
DisclosureSEC source: 0000933430-23-000005 · primary_doc.xml · nonDerivative · entry 3 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,321,021 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1739 to $1.2226. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 20:34 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 7,700 | $1.18 | $9,079.07 |
DisclosureSEC source: 0000933430-23-000005 · primary_doc.xml · nonDerivative · entry 2 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,320,521 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 20:34 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 8,200 | $1.18 | $9,646.48 |
DisclosureSEC source: 0000933430-23-000005 · primary_doc.xml · nonDerivative · entry 1 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,312,821 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1125 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| May 26, 2023 Filed Jun 6, 2023 00:02 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 23,410 | $1.19 | $27,857.90 |
DisclosureSEC source: 0001209191-23-034678 · doc4.xml · nonDerivative · entry 5 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,821 Read SEC document |
| May 25, 2023 Filed May 25, 2023 21:18 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 20,000 | $1.14 | $22,800.00 |
DisclosureSEC source: 0001209191-23-032228 · doc4.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,642,165 Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:18 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 3,828 | $1.12 | $4,287.36 |
DisclosureSEC source: 0001209191-23-032228 · doc4.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,622,165 Read SEC document |
| May 19, 2023 Filed May 19, 2023 20:16 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 5,650 | $1.19 | $6,737.06 |
DisclosureSEC source: 0000933430-23-000004 · primary_doc.xml · nonDerivative · entry 3 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,304,621 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1532 to $1.2027. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| May 19, 2023 Filed May 19, 2023 21:56 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 6,000 | $1.05 | $6,300.00 |
DisclosureSEC source: 0001209191-23-031203 · doc4.xml · nonDerivative · entry 4 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,618,337 Read SEC document |
| May 19, 2023 Filed Jun 6, 2023 00:02 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 10,000 | $1.04 | $10,400.00 |
DisclosureSEC source: 0001209191-23-034678 · doc4.xml · nonDerivative · entry 4 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,411 Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:16 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 8,200 | $1.04 | $8,541.12 |
DisclosureSEC source: 0000933430-23-000004 · primary_doc.xml · nonDerivative · entry 2 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,298,971 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.0 to $1.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:56 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 12,840 | $0.97 | $12,454.80 |
DisclosureSEC source: 0001209191-23-031203 · doc4.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,612,337 Read SEC document |
| May 18, 2023 Filed Jun 6, 2023 00:02 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 15,590 | $1.04 | $16,213.60 |
DisclosureSEC source: 0001209191-23-034678 · doc4.xml · nonDerivative · entry 3 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,411 Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:16 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 53,040 | $0.77 | $40,920.36 |
DisclosureSEC source: 0000933430-23-000004 · primary_doc.xml · nonDerivative · entry 1 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,290,771 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5798 to $1.0279. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:56 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 14,934 | $0.85 | $12,649.10 |
DisclosureSEC source: 0001209191-23-031203 · doc4.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,599,497 Read SEC document |
| May 17, 2023 Filed Jun 6, 2023 00:02 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 1,000 | $0.92 | $920.00 |
DisclosureSEC source: 0001209191-23-034678 · doc4.xml · nonDerivative · entry 2 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,821 Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 13,333 | $0.45 Strike: $0.45 | $5,999.85 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · derivative · entry 21 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 20,000 shares Expires 2027-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to certain rights and restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 10,000 | $0.51 Strike: $0.51 | $5,100.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · derivative · entry 20 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2029-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to certain rights and restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 8,100 | $0.42 Strike: $0.42 | $3,402.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · derivative · entry 10 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,100 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Subject to certain rights and restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 9,000 | $0.44 Strike: $0.44 | $3,960.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · derivative · entry 9 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Subject to certain rights and restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 10,000 | $0.52 Strike: $0.52 | $5,200.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · derivative · entry 8 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock | 13,333 | $0.45 | $5,999.85 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · nonDerivative · entry 6 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,584,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.51 | $5,100.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · nonDerivative · entry 5 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,571,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock | 8,100 | $0.42 | $3,402.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · nonDerivative · entry 4 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,561,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock | 9,000 | $0.44 | $3,996.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,553,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2023 Filed May 2, 2023 00:16 UTC |
WHITMORE R JANETDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.52 | $5,200.00 |
DisclosureSEC source: 0001209191-23-026375 · doc4.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,544,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 16:27 UTC |
JANKOWSKI JESSDirector · President, CEO
|
GrantCommon Stock (right to purchase) · Derivative | 72,000 | $1.17 Strike: $1.17 | $83,880.00 |
DisclosureSEC source: 0001209191-22-062393 · doc4.xml · derivative · entry 11 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 72,000 shares Expires 2029-12-20 F2 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 16:25 UTC |
Cureton KevinChief Operating Officer
|
GrantCommon Stock (right to purchase) · Derivative | 72,000 | $1.17 Strike: $1.17 | $83,880.00 |
DisclosureSEC source: 0001209191-22-062392 · doc4.xml · derivative · entry 10 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 72,000 shares Expires 2029-12-20 F1 · derivative.exercise_date: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 16:24 UTC |
Beres Laura MDirector
|
GrantCommon Stock (option to purchase) · Derivative | 15,000 | $1.17 Strike: $1.17 | $17,475.00 |
DisclosureSEC source: 0001209191-22-062391 · doc4.xml · derivative · entry 3 Beres Laura M · CIK 0001826480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-12-20 F1 · derivative.exercise_date: Beginning on this date, and subject to certain restrictions, options vest in three equal annual installments. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 16:21 UTC |
WHITMORE R JANETDirector
|
GrantCommon Stock (right to purchase) · Derivative | 20,000 | $1.17 Strike: $1.17 | $23,300.00 |
DisclosureSEC source: 0001209191-22-062390 · doc4.xml · derivative · entry 18 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-12-20 F4 · derivative.exercise_date: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 16:20 UTC |
SIEGEL RICHARD WDirector
|
GrantCommon Stock (right to purchase) · Derivative | 15,000 | $1.17 Strike: $1.17 | $17,475.00 |
DisclosureSEC source: 0001209191-22-062389 · doc4.xml · derivative · entry 19 SIEGEL RICHARD W · CIK 0001195154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-12-20 F5 · derivative.exercise_date: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 02:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 1,338 | $1.13 | $1,511.94 |
DisclosureSEC source: 0001209191-22-062284 · doc4.xml · nonDerivative · entry 4 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534,130 Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 02:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,850 | $1.10 | $5,335.00 |
DisclosureSEC source: 0001209191-22-062284 · doc4.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,792 Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 23:26 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 1,338 | $1.13 | $1,511.94 |
DisclosureSEC source: 0001209191-22-062224 · doc4.xml · nonDerivative · entry 4 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534,130 Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 23:26 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,850 | $1.10 | $5,335.00 |
DisclosureSEC source: 0001209191-22-062224 · doc4.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,792 Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,600 | $1.10 | $5,060.00 |
DisclosureSEC source: 0001209191-22-062284 · doc4.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,942 Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 23:26 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,600 | $1.10 | $5,060.00 |
DisclosureSEC source: 0001209191-22-062224 · doc4.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,942 Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:22 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 300,488 | $1.10 | $330,596.90 |
DisclosureSEC source: 0000933430-22-000010 · primary_doc.xml · nonDerivative · entry 1 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,237,731 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.195. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 15:17 UTC Amendment |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 300,488 | $1.10 | $330,596.90 |
DisclosureSEC source: 0000933430-22-000011 · primary_doc.xml · nonDerivative · entry 1 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,237,731 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.195. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 02:00 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 1,514 | $0.42 Strike: $0.42 | $628.31 |
DisclosureSEC source: 0001209191-22-061552 · doc4.xml · derivative · entry 8 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 Underlying: Common Stock · 5,810 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: These stock options are set to expire on 02/14/2023. Mr. Jankowski converted and sold these shares through a 10b5-1 Plan that has been established with an independent broker. His goal is to have this broker sell shares from this grant, under fixed guidleines, in a regular and measured manner designed to avoid both forfeiture of shares due to expiration, and impacting the stock price due to excessive trading volume. His Plan was approved in advance by the Compensation & Governance Committee of the Nanophase Board of Directors. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 02:00 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 1,514 | $1.24 | $1,877.36 |
DisclosureSEC source: 0001209191-22-061552 · doc4.xml · nonDerivative · entry 6 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 F2 · date: If not sold through a 10b5-1 Plan, Nanophase trading blackout periods run from the 25th of the last day of any given quarter until 3 days after earnings are released. In example, for options expiring during the 1st quarter of any given year, trading would be prohibited from December 25th of the prior year, through the release of annual earnings plus 3 business days. Typically, this would reopen trading in early-to-mid March, through March 24th. The next blackout period would begin on March 25th, etc. F4 · price: These shares were sold in eleven separate transactions, ranging from $1.20 and $1.30 per share. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 02:00 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 1,514 | $0.42 | $628.31 |
DisclosureSEC source: 0001209191-22-061552 · doc4.xml · nonDerivative · entry 5 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: These stock options are set to expire on 02/14/2023. Mr. Jankowski established a 10b5-1 Plan with an independent broker with a goal of having his broker sell shares from this grant, under fixed guidleines, in a regular and measured manner designed to avoid both forfeiture of shares due to expiration, and impacting the stock price due to excessive trading volume. His Plan was approved in advance by the Compensation & Governance Committee of the Nanophase Board of Directors. F1 · price: These stock options are set to expire on 02/14/2023. Mr. Jankowski established a 10b5-1 Plan with an independent broker with a goal of having his broker sell shares from this grant, under fixed guidleines, in a regular and measured manner designed to avoid both forfeiture of shares due to expiration, and impacting the stock price due to excessive trading volume. His Plan was approved in advance by the Compensation & Governance Committee of the Nanophase Board of Directors. Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 02:00 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 400 | $0.42 Strike: $0.42 | $166.00 |
DisclosureSEC source: 0001209191-22-061552 · doc4.xml · derivative · entry 7 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,810 Underlying: Common Stock · 6,210 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: These stock options are set to expire on 02/14/2023. Mr. Jankowski converted and sold these shares through a 10b5-1 Plan that has been established with an independent broker. His goal is to have this broker sell shares from this grant, under fixed guidleines, in a regular and measured manner designed to avoid both forfeiture of shares due to expiration, and impacting the stock price due to excessive trading volume. His Plan was approved in advance by the Compensation & Governance Committee of the Nanophase Board of Directors. Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 02:00 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 400 | $1.35 | $540.00 |
DisclosureSEC source: 0001209191-22-061552 · doc4.xml · nonDerivative · entry 4 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 F2 · date: If not sold through a 10b5-1 Plan, Nanophase trading blackout periods run from the 25th of the last day of any given quarter until 3 days after earnings are released. In example, for options expiring during the 1st quarter of any given year, trading would be prohibited from December 25th of the prior year, through the release of annual earnings plus 3 business days. Typically, this would reopen trading in early-to-mid March, through March 24th. The next blackout period would begin on March 25th, etc. F3 · price: These shares were sold in three separate transactions, ranging from $1.34 and $1.37 per share. Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 02:00 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock | 400 | $0.42 | $166.00 |
DisclosureSEC source: 0001209191-22-061552 · doc4.xml · nonDerivative · entry 3 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: These stock options are set to expire on 02/14/2023. Mr. Jankowski established a 10b5-1 Plan with an independent broker with a goal of having his broker sell shares from this grant, under fixed guidleines, in a regular and measured manner designed to avoid both forfeiture of shares due to expiration, and impacting the stock price due to excessive trading volume. His Plan was approved in advance by the Compensation & Governance Committee of the Nanophase Board of Directors. F1 · price: These stock options are set to expire on 02/14/2023. Mr. Jankowski established a 10b5-1 Plan with an independent broker with a goal of having his broker sell shares from this grant, under fixed guidleines, in a regular and measured manner designed to avoid both forfeiture of shares due to expiration, and impacting the stock price due to excessive trading volume. His Plan was approved in advance by the Compensation & Governance Committee of the Nanophase Board of Directors. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 01:55 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 9,000 | $1.13 | $10,170.00 |
DisclosureSEC source: 0001209191-22-060428 · doc4.xml · nonDerivative · entry 6 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,537,342 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 01:55 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 5,000 | $1.15 | $5,750.00 |
DisclosureSEC source: 0001209191-22-060428 · doc4.xml · nonDerivative · entry 5 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,342 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 01:10 UTC |
JANKOWSKI JESSDirector · President, CEO
|
Exercise / conversionCommon Stock (right to purchase) · Derivative | 15,100 | $0.42 Strike: $0.42 | $6,266.50 |
DisclosureSEC source: 0001209191-22-060425 · doc4.xml · derivative · entry 8 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,210 Underlying: Common Stock · 21,310 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 01:10 UTC |
JANKOWSKI JESSDirector · President, CEO
|
SaleCommon Stock | 15,100 | $1.18 | $17,818.00 |
DisclosureSEC source: 0001209191-22-060425 · doc4.xml · nonDerivative · entry 6 JANKOWSKI JESS · CIK 0001184478 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 F2 · date: If not sold through a 10b5-1 Plan, Nanophase trading blackout periods run from the 25th of the last day of any given quarter until 3 days after earnings are released. In example, for options expiring during the 1st quarter of any given year, trading would be prohibited from December 25th of the prior year, through the release of annual earnings plus 3 business days. Typically, this would reopen trading in early-to-mid March, through March 24th. The next blackout period would begin on March 25th, etc. F4 · price: These shares were sold in six separate transactions, all at $1.18 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.