Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 5 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2024 Filed Sep 23, 2024 22:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 2,000 | $1.56 | $3,120.00 |
DisclosureSEC source: 0000950170-24-108836 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,953,909 Read SEC document |
| September 19, 2024 Filed Sep 23, 2024 22:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 200 | $1.57 | $314.00 |
DisclosureSEC source: 0000950170-24-108836 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,951,909 Read SEC document |
| September 09, 2024 Filed Sep 9, 2024 21:08 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,488 | $1.51 | $6,776.88 |
DisclosureSEC source: 0000950170-24-104811 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,951,709 Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 20:01 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 9,019 | $1.50 | $13,528.50 |
DisclosureSEC source: 0000950170-24-103961 · ownership.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,947,221 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:01 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 144 | $1.48 | $213.12 |
DisclosureSEC source: 0000950170-24-103961 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,938,202 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:01 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 100 | $1.47 | $147.00 |
DisclosureSEC source: 0000950170-24-103961 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,938,058 Read SEC document |
| August 27, 2024 Filed Sep 3, 2024 20:05 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 1,177 | $1.52 | $1,789.04 |
DisclosureSEC source: 0000950170-24-102797 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,937,958 Read SEC document |
| August 22, 2024 Filed Aug 22, 2024 23:15 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 100 | $1.60 | $160.00 |
DisclosureSEC source: 0000950170-24-099976 · ownership.xml · nonDerivative · entry 7 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,936,781 Read SEC document |
| August 22, 2024 Filed Aug 22, 2024 23:15 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 5,900 | $1.59 | $9,381.00 |
DisclosureSEC source: 0000950170-24-099976 · ownership.xml · nonDerivative · entry 6 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,936,681 Read SEC document |
| August 22, 2024 Filed Aug 22, 2024 23:15 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 100 | $1.60 | $160.00 |
DisclosureSEC source: 0000950170-24-099976 · ownership.xml · nonDerivative · entry 5 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,930,781 Read SEC document |
| August 22, 2024 Filed Aug 22, 2024 23:15 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 9,822 | $1.60 | $15,715.20 |
DisclosureSEC source: 0000950170-24-099976 · ownership.xml · nonDerivative · entry 4 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,930,681 Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 23:15 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 100 | $1.57 | $157.00 |
DisclosureSEC source: 0000950170-24-099976 · ownership.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,920,859 Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 23:15 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 118 | $1.59 | $187.62 |
DisclosureSEC source: 0000950170-24-099976 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,920,759 Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 23:15 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,900 | $1.57 | $7,693.00 |
DisclosureSEC source: 0000950170-24-099976 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,920,641 Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 20:12 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 7,100 | $1.50 | $10,650.00 |
DisclosureSEC source: 0000950170-24-099093 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,915,741 Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:21 UTC |
WHITMORE BRADFORD T10% owner
|
ConversionCommon Stock | 15,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000933430-24-000007 · primary_doc.xml · nonDerivative · entry 2 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by Strandler, LLC Disclosed balance after: 23,684,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon conversion of the 15,000 shares of Series X Preferred Stock. F2 · ownership.direct: As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 23,684,270 shares of Common Stock. Read SEC document |
| June 24, 2024 Filed Jun 25, 2024 23:32 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 4,575 | $1.50 | $6,853.35 |
DisclosureSEC source: 0000950170-24-077505 · ownership.xml · nonDerivative · entry 6 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,496 Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 23:32 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 5,100 | $1.49 | $7,599.00 |
DisclosureSEC source: 0000950170-24-077505 · ownership.xml · nonDerivative · entry 5 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,921 Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 23:32 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 1,000 | $1.49 | $1,488.50 |
DisclosureSEC source: 0000950170-24-077505 · ownership.xml · nonDerivative · entry 4 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,821 Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 23:32 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 800 | $1.48 | $1,181.44 |
DisclosureSEC source: 0000950170-24-077505 · ownership.xml · nonDerivative · entry 3 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,821 Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 23:32 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 100 | $1.46 | $146.25 |
DisclosureSEC source: 0000950170-24-077505 · ownership.xml · nonDerivative · entry 2 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,021 Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 23:32 UTC |
Cureton KevinChief Operating Officer
|
PurchaseCommon Stock | 100 | $1.45 | $145.00 |
DisclosureSEC source: 0000950170-24-077505 · ownership.xml · nonDerivative · entry 1 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,921 Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:57 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 320 | $1.46 | $467.20 |
DisclosureSEC source: 0000950170-24-072583 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,908,641 Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 21:57 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 18,049 | $1.44 | $26,019.44 |
DisclosureSEC source: 0000950170-24-072583 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,908,321 F1 · shares: These shares were made through eight separate trades ranging from 100 shares to 5,000 shares in quantity, and ranging from $1.40 to 1.48 per share in price. The average price for this day's trades was $1.4416. F1 · price: These shares were made through eight separate trades ranging from 100 shares to 5,000 shares in quantity, and ranging from $1.40 to 1.48 per share in price. The average price for this day's trades was $1.4416. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 22:49 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 10,669 | $1.57 | $16,715.12 |
DisclosureSEC source: 0000950170-24-068967 · ownership.xml · nonDerivative · entry 4 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,890,272 Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:49 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 400 | $1.60 | $640.00 |
DisclosureSEC source: 0000950170-24-068967 · ownership.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,879,603 Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:49 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 5,000 | $1.60 | $7,996.00 |
DisclosureSEC source: 0000950170-24-068967 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,879,203 Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 22:49 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,718 | $1.60 | $7,548.80 |
DisclosureSEC source: 0000950170-24-068967 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,874,203 F1 · balance_after: This total includes 182,433 shares of Nanophase common stock purchased by Ms. Whitmore through the Company's Rights Offering. This transaction was recorded and filed in a Form 4 on 2/13/2024, but the new shares were not included in subsequent cumulative shares owned subsequent to that time. Read SEC document |
| May 24, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 100 | $1.35 | $134.50 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 9 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,687,052 Read SEC document |
| May 24, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,820 | $1.37 | $6,603.40 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 8 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,686,952 Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 725 | $1.37 | $993.25 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 7 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,682,132 Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 1,000 | $1.37 | $1,368.00 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 6 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,681,407 Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,000 | $1.37 | $5,480.00 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 5 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,680,407 Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 100 | $1.35 | $134.50 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 4 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,676,407 Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,900 | $1.34 | $6,566.00 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,676,307 Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 100 | $1.35 | $135.00 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,671,407 Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:13 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 3,295 | $1.38 | $4,547.10 |
DisclosureSEC source: 0000950170-24-064742 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,671,307 Read SEC document |
| May 20, 2024 Filed May 21, 2024 21:19 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 1,300 | $1.47 | $1,911.00 |
DisclosureSEC source: 0000950170-24-063065 · ownership.xml · nonDerivative · entry 3 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,668,012 Read SEC document |
| May 20, 2024 Filed May 21, 2024 21:19 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 5,100 | $1.48 | $7,548.00 |
DisclosureSEC source: 0000950170-24-063065 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,666,712 Read SEC document |
| May 17, 2024 Filed May 21, 2024 21:19 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 2,437 | $1.40 | $3,411.80 |
DisclosureSEC source: 0000950170-24-063065 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,661,612 Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:12 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 6,900 | $1.34 | $9,211.50 |
DisclosureSEC source: 0000950170-24-061649 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,659,175 F3 · shares: These shares were accumulated through eleven smaller trades. F4 · price: This price represents the average price of the feleven combined trades on this day. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:12 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 1,663 | $1.37 | $2,278.31 |
DisclosureSEC source: 0000950170-24-061649 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,652,275 F1 · shares: These shares were accumulated through four smaller trades. F2 · price: This price represents the average price of the four combined trades on this day. Read SEC document |
| May 10, 2024 Filed May 13, 2024 20:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 400 | $1.40 | $560.00 |
DisclosureSEC source: 0000950170-24-058605 · ownership.xml · nonDerivative · entry 2 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,650,612 Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 4,900 | $1.40 | $6,860.00 |
DisclosureSEC source: 0000950170-24-058605 · ownership.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,650,212 Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 20:57 UTC |
Cureton KevinChief Operating Officer
|
Disposition to issuerCommon Stock (right to purchase) · Derivative | 50,000 | $0.44 Strike: $0.44 | $22,000.00 |
DisclosureSEC source: 0000950170-24-035990 · ownership.xml · derivative · entry 3 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-02-18 Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 20:57 UTC |
Cureton KevinChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $0.44 | $22,000.00 |
DisclosureSEC source: 0000950170-24-035990 · ownership.xml · nonDerivative · entry 1 Cureton Kevin · CIK 0001563513 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:06 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseSeries X Preferred Stock · Derivative | 15,000 | $400.00 Strike: $0.40 | $6,000,000.00 |
DisclosureSEC source: 0000933430-24-000005 · primary_doc.xml · derivative · entry 5 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by Strandler, LLC Disclosed balance after: 15,000 Underlying: Common Stock · 15,000,000 shares Expires not disclosed F3 · derivative.exercise_date: The Preferred Stock will be exercisable if and when the Company has filed the Certificate Amendment pursuant to which the Company's authorized shares of Common Stock are increased by an amount sufficient to satisfy the conversion rights under the Preferred Stock. If the amendment is not filed by August 1, 2024, holder shall thereafter have the right at any time to demand redemption of all or part of its Preferred Stock at a price per share of $420.00. F4 · derivative.expiration_date: Series X Preferred Stock has no expiration date. F5 · ownership.direct: As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 15,000 shares of Series X Preferred Stock. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 21:00 UTC |
WHITMORE R JANETDirector
|
PurchaseCommon Stock | 182,433 | $0.40 | $72,973.20 |
DisclosureSEC source: 0001209191-24-003168 · doc4.xml · nonDerivative · entry 1 WHITMORE R JANET · CIK 0001173970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,827,745 F1 · price: These shares were purchased as part of the Company's recent shareholder rights offering. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:58 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 6,337 | $0.40 | $2,534.80 |
DisclosureSEC source: 0000933430-24-000002 · primary_doc.xml · nonDerivative · entry 4 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by daughter Disclosed balance after: 57,791 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:58 UTC |
WHITMORE BRADFORD T10% owner
|
PurchaseCommon Stock | 74,105 | $0.40 | $29,642.00 |
DisclosureSEC source: 0000933430-24-000002 · primary_doc.xml · nonDerivative · entry 3 WHITMORE BRADFORD T · CIK 0000933430 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by Grace Investments, LP Disclosed balance after: 675,515 F2 · ownership.direct: As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.