Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2021 Filed Apr 22, 2021 01:15 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 587 | $6.54 | $3,838.98 |
DisclosureSEC source: 0001104659-21-053327 · tm2112790-2_4seq1.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,981 F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021. Read SEC document |
| April 16, 2021 Filed Apr 17, 2021 01:24 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 901 | $6.67 | $6,009.67 |
DisclosureSEC source: 0001104659-21-051545 · tm2113320-1_4seq1.xml · nonDerivative · entry 2 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,394 F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 01:24 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 50 | $6.50 | $325.00 |
DisclosureSEC source: 0001104659-21-051545 · tm2113320-1_4seq1.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,493 F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 22:12 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 1,762 | $6.83 | $12,043.09 |
DisclosureSEC source: 0001104659-21-049411 · tm2112790-1_4seq1.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,443 F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021. F2 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $6.84 and the low price was $6.83. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 01:17 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 6,181 | $7.20 | $44,523.60 |
DisclosureSEC source: 0001104659-21-037936 · tm219842-3_4seq1.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,681 F1 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.30 and the low price was $7.05. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:42 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 43,500 | $7.21 | $313,791.60 |
DisclosureSEC source: 0001104659-21-036533 · tm219842-2_4seq1.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,500 F1 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $9.07 and the low price was $5.50. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:41 UTC |
Broussard Benjamin J.Director
|
PurchaseCommon Stock | 500 | $6.15 | $3,075.00 |
DisclosureSEC source: 0001104659-21-036531 · tm219842-1_4seq1.xml · nonDerivative · entry 1 Broussard Benjamin J. · CIK 0001784631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 20:01 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 350 | $2.82 | $987.00 |
DisclosureSEC source: 0001784626-20-000009 · wf-form4_160693926540925.xml · nonDerivative · entry 1 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,252 Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 21:57 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 350 | $2.75 | $962.50 |
DisclosureSEC source: 0001784626-20-000007 · wf-form4_160677341070896.xml · nonDerivative · entry 1 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,902 Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:04 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 100 | $1.99 | $199.00 |
DisclosureSEC source: 0001784626-20-000004 · wf-form4_158922746277448.xml · nonDerivative · entry 1 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552 Read SEC document |
| April 29, 2020 Filed May 2, 2020 00:27 UTC |
Puhala Andrew LewisChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567730-20-000002 · wf-form4_158837923887575.xml · derivative · entry 1 Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F2 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement. F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. Read SEC document |
| April 29, 2020 Filed May 2, 2020 00:24 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001784626-20-000002 · wf-form4_158837907638930.xml · derivative · entry 1 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F2 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest three years from the grant date, subject to the terms and conditions of the award agreement. F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:09 UTC |
KUNTZ EDWARD LDirector
|
GrantRestricted Stock Units · Derivative | 13,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001043186-20-000007 · wf-form4_158164616533111.xml · derivative · entry 3 KUNTZ EDWARD L · CIK 0001182168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,624 Underlying: Common Stock · 13,624 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F2 · price: Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest one year from the grant date, subject to the terms and conditions of the award agreement. F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:09 UTC |
KUNTZ EDWARD LDirector
|
GrantCommon Stock | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001043186-20-000007 · wf-form4_158164616533111.xml · nonDerivative · entry 2 KUNTZ EDWARD L · CIK 0001182168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,442 F1 · kind: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:08 UTC |
Mitchell Peter C.Director
|
GrantRestricted Stock Units · Derivative | 13,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001578574-20-000002 · wf-form4_158164606981268.xml · derivative · entry 2 Mitchell Peter C. · CIK 0001578574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,624 Underlying: Common Stock · 13,624 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F2 · price: Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest one year from the grant date, subject to the terms and conditions of the award agreement. F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:08 UTC |
Mitchell Peter C.Director
|
GrantCommon Stock | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001578574-20-000002 · wf-form4_158164606981268.xml · nonDerivative · entry 1 Mitchell Peter C. · CIK 0001578574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 F1 · kind: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:06 UTC |
Khan MushahidDirector
|
GrantRestricted Stock Units · Derivative | 13,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001784629-20-000002 · wf-form4_158164598271783.xml · derivative · entry 2 Khan Mushahid · CIK 0001784629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,624 Underlying: Common Stock · 13,624 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F2 · price: Each RSU represents the right to receive upon vesting, one share of Stabilis Energy, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest one year from the grant date, subject to the terms and conditions of the award agreement. F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:06 UTC |
Khan MushahidDirector
|
GrantCommon Stock | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001784629-20-000002 · wf-form4_158164598271783.xml · nonDerivative · entry 1 Khan Mushahid · CIK 0001784629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,712 F1 · kind: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| February 12, 2020 Filed Apr 17, 2020 16:03 UTC Amendment |
Mitchell Peter C.Director
|
GrantCommon Stock | 13,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001578574-20-000004 · wf-form4a_158713940179754.xml · nonDerivative · entry 2 Mitchell Peter C. · CIK 0001578574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,436 F2 · kind: Represents shares of time based restricted stock granted under the LTIP, which will vest on February 12, 2021, subject to the terms and conditions of the award agreement. Read SEC document |
| February 12, 2020 Filed Apr 17, 2020 16:03 UTC Amendment |
Mitchell Peter C.Director
|
GrantCommon Stock | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001578574-20-000004 · wf-form4a_158713940179754.xml · nonDerivative · entry 1 Mitchell Peter C. · CIK 0001578574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 F1 · kind: The shares of restricted stock were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| February 12, 2020 Filed Apr 17, 2020 15:56 UTC Amendment |
KUNTZ EDWARD LDirector
|
GrantCommon Stock | 13,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001043186-20-000022 · wf-form4a_158713895262937.xml · nonDerivative · entry 3 KUNTZ EDWARD L · CIK 0001182168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,066 F2 · kind: Represents shares of time based restricted stock granted under the LTIP, which will vest on February 12, 2021, subject to the terms and conditions of the award agreement. Read SEC document |
| February 12, 2020 Filed Apr 17, 2020 15:56 UTC Amendment |
KUNTZ EDWARD LDirector
|
GrantCommon Stock | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001043186-20-000022 · wf-form4a_158713895262937.xml · nonDerivative · entry 2 KUNTZ EDWARD L · CIK 0001182168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,442 F1 · kind: The shares of restricted stock were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| February 12, 2020 Filed Apr 17, 2020 15:51 UTC Amendment |
Khan MushahidDirector
|
GrantCommon Stock | 13,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001784629-20-000004 · wf-form4a_158713867929486.xml · nonDerivative · entry 2 Khan Mushahid · CIK 0001784629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,336 F2 · kind: Represents shares of time based restricted stock granted under the LTIP, which will vest on February 12, 2021, subject to the terms and conditions of the award agreement. Read SEC document |
| February 12, 2020 Filed Apr 17, 2020 15:51 UTC Amendment |
Khan MushahidDirector
|
GrantCommon Stock | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001784629-20-000004 · wf-form4a_158713867929486.xml · nonDerivative · entry 1 Khan Mushahid · CIK 0001784629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,712 F1 · kind: The shares of restricted stock were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 02:09 UTC |
KUNTZ EDWARD LDirector
|
GrantCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001043186-20-000007 · wf-form4_158164616533111.xml · nonDerivative · entry 1 KUNTZ EDWARD L · CIK 0001182168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,630 F1 · kind: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| February 11, 2020 Filed Apr 17, 2020 15:56 UTC Amendment |
KUNTZ EDWARD LDirector
|
GrantCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001043186-20-000022 · wf-form4a_158713895262937.xml · nonDerivative · entry 1 KUNTZ EDWARD L · CIK 0001182168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,630 F1 · kind: The shares of restricted stock were awarded to the reporting person pursuant to the Stabilis Energy, Inc. 2019 Long Term Incentive Plan (the "LTIP") and vested immediately. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:56 UTC |
Aivalis James GeorgeDirector
|
PurchaseCommon Stock | 1,100 | $4.64 | $5,104.00 |
DisclosureSEC source: 0001784635-19-000002 · wf-form4_157627415321269.xml · nonDerivative · entry 1 Aivalis James George · CIK 0001784635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.60 to $4.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: On September 30, 2019, the reporting person ceased to be the Managing Member of AEGIS NG, LLC and, as a result, may no longer be deemed to have voting and dispositive power over the issuer securities held by AEGIS NG LLC. The reporting person will no longer report beneficial ownership of the issuer's securities owned by such entity. Read SEC document |
| December 03, 2019 Filed Dec 3, 2019 21:23 UTC |
Khan MushahidDirector
|
PurchaseCommon Stock | 900 | $5.45 | $4,905.00 |
DisclosureSEC source: 0001784629-19-000002 · wf-form4_157540818094797.xml · nonDerivative · entry 1 Khan Mushahid · CIK 0001784629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 16:02 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 100 | $5.00 | $500.00 |
DisclosureSEC source: 0001784626-19-000006 · wf-form4_157487054810090.xml · nonDerivative · entry 1 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 15:48 UTC |
KUNTZ EDWARD LDirector
|
PurchaseCommon Stock | 250 | $4.99 | $1,247.50 |
DisclosureSEC source: 0001043186-19-000016 · wf-form4_157443771794598.xml · nonDerivative · entry 1 KUNTZ EDWARD L · CIK 0001182168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 15:08 UTC |
Mitchell Peter C.Director
|
PurchaseCommon Stock | 500 | $4.92 | $2,460.00 |
DisclosureSEC source: 0001578574-19-000003 · wf-form4_157443531902419.xml · nonDerivative · entry 2 Mitchell Peter C. · CIK 0001578574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.81 to $5.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 20:18 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 200 | $5.01 | $1,002.00 |
DisclosureSEC source: 0001784626-19-000004 · wf-form4_157436750538056.xml · nonDerivative · entry 2 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 15:08 UTC |
Mitchell Peter C.Director
|
PurchaseCommon Stock | 500 | $4.81 | $2,405.00 |
DisclosureSEC source: 0001578574-19-000003 · wf-form4_157443531902419.xml · nonDerivative · entry 1 Mitchell Peter C. · CIK 0001578574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 20:18 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 202 | $4.76 | $961.52 |
DisclosureSEC source: 0001784626-19-000004 · wf-form4_157436750538056.xml · nonDerivative · entry 1 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.51 to $5.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 17:35 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 11,000 | $4.88 | $53,674.50 |
DisclosureSEC source: 0001104659-19-065343 · a4.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $5.0000 and the low price was $4.8000. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 16:12 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 450 | $4.77 | $2,146.50 |
DisclosureSEC source: 0001784626-19-000002 · wf-form4_157417996114369.xml · nonDerivative · entry 2 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.66 to $4.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:35 UTC |
Broussard Benjamin J.Director
|
PurchaseCommon Stock | 1,000 | $4.55 | $4,549.50 |
DisclosureSEC source: 0001104659-19-065344 · a4.xml · nonDerivative · entry 1 Broussard Benjamin J. · CIK 0001784631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $4.5500 and the low price was $4.5492. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 16:12 UTC |
Reddinger James CalvinDirector · Chief Executive Officer
|
PurchaseCommon Stock | 500 | $4.38 | $2,190.00 |
DisclosureSEC source: 0001784626-19-000002 · wf-form4_157417996114369.xml · nonDerivative · entry 1 Reddinger James Calvin · CIK 0001784626 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.25 to $4.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 01:34 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 1,000,000 | $5.00 Strike: $2.26 | $5,000,000.00 |
DisclosureSEC source: 0001104659-19-042711 · a4.xml · derivative · entry 3 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 276,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: The Series A Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. F1 · derivative.underlying_shares: On July 29, 2019, the issuer effected a 1-for-8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · derivative.underlying_shares: For each share of Series A Convertible Preferred Stock converted, JCH Crenshaw Holdings, LLC ("JCH") received a number of shares of common stock equal to the quotient of $5.00 divided by $2.26. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 01:34 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
PurchaseCommon Stock | 12,580,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-042711 · a4.xml · nonDerivative · entry 2 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,949,320 F1 · shares: On July 29, 2019, the issuer effected a 1-for-8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F3 · shares: In connection with a change in control transaction, LNG Investment Company, LLC ("Holdings") received 100,646,468 shares of common stock of the issuer (12,580,808 shares after giving effect to the Reverse Stock Split). As sole manager of Holdings, J. Casey Crenshaw has sole voting and investment power over such shares. Mr. Crenshaw disclaims any beneficial ownership of the shares owned by Holdings in excess of his pecuniary interest in such shares. F3 · price: In connection with a change in control transaction, LNG Investment Company, LLC ("Holdings") received 100,646,468 shares of common stock of the issuer (12,580,808 shares after giving effect to the Reverse Stock Split). As sole manager of Holdings, J. Casey Crenshaw has sole voting and investment power over such shares. Mr. Crenshaw disclaims any beneficial ownership of the shares owned by Holdings in excess of his pecuniary interest in such shares. F1 · balance_after: On July 29, 2019, the issuer effected a 1-for-8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F4 · ownership.nature: J. Casey Crenshaw is the sole manager of Holdings and the sole managing member of JCH. As a result, Mr. Crenshaw may be deemed to share the power to vote and to dispose of the shares of common stock held by those entities, thus he may also be deemed to be the beneficial owner of these shares of common stock. Mr. Crenshaw disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Crenshaw is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 01:34 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
ConversionCommon Stock | 276,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-042711 · a4.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 29, 2019, the issuer effected a 1-for-8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: For each share of Series A Convertible Preferred Stock converted, JCH Crenshaw Holdings, LLC ("JCH") received a number of shares of common stock equal to the quotient of $5.00 divided by $2.26. F1 · balance_after: On July 29, 2019, the issuer effected a 1-for-8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| April 22, 2019 Filed May 3, 2019 21:19 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
OtherCommon Stock | 86,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-026870 · a4.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,705 F1 · kind: American Electric Technologies, Inc. ("AETI") declared a common stock dividend attributable to quarter ended March 31, 2019, payable to all holders of record of Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Convertible Preferred Stock") on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 86,485 shares of common stock as of April 22, 2019. F1 · shares: American Electric Technologies, Inc. ("AETI") declared a common stock dividend attributable to quarter ended March 31, 2019, payable to all holders of record of Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Convertible Preferred Stock") on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 86,485 shares of common stock as of April 22, 2019. Read SEC document |
| January 04, 2019 Filed Feb 15, 2019 00:31 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
OtherCommon Stock | 85,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-008869 · a4.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,220 F1 · kind: American Electric Technologies, Inc. ("AETI") declared a common stock dividend attributable to quarter ended December 31, 2018, payable to all holders of record of Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Convertible Preferred Stock"), on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 85,559 shares of common stock as of January 4, 2019, consisting of (i) 85,499 shares of common stock attributable to the quarter ended December 31, 2018 and (ii) 60 shares of common stock attributable to the quarter ended September 30, 2018. F1 · shares: American Electric Technologies, Inc. ("AETI") declared a common stock dividend attributable to quarter ended December 31, 2018, payable to all holders of record of Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Convertible Preferred Stock"), on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 85,559 shares of common stock as of January 4, 2019, consisting of (i) 85,499 shares of common stock attributable to the quarter ended December 31, 2018 and (ii) 60 shares of common stock attributable to the quarter ended September 30, 2018. Read SEC document |
| November 08, 2018 Filed Nov 28, 2018 00:07 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
OtherCommon Stock | 99,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-070153 · a4.xml · nonDerivative · entry 1 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,721 F1 · kind: American Electric Technologies, Inc. ("AETI") declared a common stock dividend attributable to quarter ended September 30, 2018, payable to all holders of record of Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Convertible Preferred Stock"), on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 99,833 shares of common stock as of November 21, 2018 and is entitled to receive an additional 60 shares of common stock. F1 · shares: American Electric Technologies, Inc. ("AETI") declared a common stock dividend attributable to quarter ended September 30, 2018, payable to all holders of record of Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Convertible Preferred Stock"), on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 99,833 shares of common stock as of November 21, 2018 and is entitled to receive an additional 60 shares of common stock. Read SEC document |
| June 29, 2018 Filed Jul 13, 2018 21:29 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
OtherCommon Stock | 59,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-045066 · a4.xml · nonDerivative · entry 6 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,828 F6 · kind: AETI declared a common stock dividend attributable to quarter ended June 30, 2018, payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 59,524 shares of common stock as of June 29, 2018. Read SEC document |
| April 30, 2018 Filed Jul 13, 2018 21:29 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
OtherCommon Stock | 71,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-045066 · a4.xml · nonDerivative · entry 5 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,304 F5 · kind: AETI declared a common stock dividend attributable to quarter ended March 31, 2018, payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 71,702 shares of common stock as of April 30, 2018. Read SEC document |
| February 01, 2018 Filed Jul 13, 2018 21:29 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
OtherCommon Stock | 50,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-045066 · a4.xml · nonDerivative · entry 4 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,608 F4 · kind: AETI declared a common stock dividend attributable to quarter ended December 31, 2017 payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 50,799 shares of common stock as of February 1, 2018. Read SEC document |
| October 06, 2017 Filed Jul 13, 2018 21:29 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
OtherCommon Stock | 48,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-045066 · a4.xml · nonDerivative · entry 3 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,803 F3 · kind: AETI declared a common stock dividend attributable to quarter ended September 30, 2017, payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 48,387 shares of common stock as of October 6, 2017. Read SEC document |
| August 01, 2017 Filed Jul 13, 2018 21:29 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
GrantWarrants (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $3.17 | $200.00 |
DisclosureSEC source: 0001104659-18-045066 · a4.xml · derivative · entry 12 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2020-05-02 F9 · kind: The Series B Warrants were repriced pursuant to the Repricing Agreement to decrease the exercise price from $7.00 per share to $3.17 per share. Read SEC document |
| August 01, 2017 Filed Jul 13, 2018 21:29 UTC |
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
|
Disposition to issuerWarrants (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $7.00 | $200.00 |
DisclosureSEC source: 0001104659-18-045066 · a4.xml · derivative · entry 11 JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2020-05-02 F9 · kind: The Series B Warrants were repriced pursuant to the Repricing Agreement to decrease the exercise price from $7.00 per share to $3.17 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.