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Stabilis Solutions, Inc.

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6659
SEC CIK
0001043186
Parsed reports
102

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2022 Filed Aug 25, 2022 20:03 UTC
Ballard Westervelt T. JRDirector · President and CEO
Tax withholdingCommon Stock 18,206 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023689 · wf-form4_166145778365321.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,152

F3 · price: Value of the shares based on the closing price of the stock on the vesting date.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:03 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023689 · wf-form4_166145778365321.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Vesting. See additional details at footnotes 2 and 3.

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 13:04 UTC PurchaseCommon Stock 5,006 $4.37 $21,876.22
Disclosure

SEC source: 0001628280-22-023103 · wf-form4_166074146440925.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,172

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.25 to $4.37 on 8/15 and 8/16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2022 Filed May 12, 2022 22:25 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 423 $4.10 $1,734.30
Disclosure

SEC source: 0001628280-22-014169 · wf-form4_165239428087270.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,707

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.01 to $4.10 on 5/11 and 5/12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 11, 2022 Filed May 11, 2022 20:48 UTC PurchaseCommon Stock 1,000 $4.16 $4,160.00
Disclosure

SEC source: 0001628280-22-013860 · wf-form4_165230211595528.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,166

Read SEC document
May 09, 2022 Filed May 9, 2022 21:36 UTC PurchaseCommon Stock 5,000 $4.13 $20,650.00
Disclosure

SEC source: 0001628280-22-013393 · wf-form4_165213215030613.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,166

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.9 to $4.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2022 Filed May 9, 2022 21:34 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 2,000 $3.79 $7,580.00
Disclosure

SEC source: 0001628280-22-013392 · wf-form4_165213206521120.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,284

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.65 to $3.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2022 Filed May 3, 2022 18:39 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011941 · wf-form4_165160317061031.xml · derivative · entry 2

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,326

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. Amended and Restated 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
April 29, 2022 Filed May 3, 2022 18:39 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011941 · wf-form4_165160317061031.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU with 3 Year Graded vesting schedule

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. Amended and Restated 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 00:11 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 218,843 $4.32 $945,401.76
Disclosure

SEC source: 0001104659-22-034093 · tm229418-2_4seq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,411

Read SEC document
March 15, 2022 Filed Mar 15, 2022 22:20 UTC PurchaseCommon Stock 4,700 $4.22 $19,834.00
Disclosure

SEC source: 0001628280-22-006305 · wf-form4_164738280187375.xml · nonDerivative · entry 2

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,166

Read SEC document
March 15, 2022 Filed Mar 15, 2022 18:07 UTC PurchaseCommon Stock 1,500 $4.00 $6,000.00
Disclosure

SEC source: 0001628280-22-006204 · wf-form4_164736761051500.xml · nonDerivative · entry 1

Broussard Benjamin J. · CIK 0001784631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:20 UTC PurchaseCommon Stock 400 $4.60 $1,840.00
Disclosure

SEC source: 0001628280-22-006305 · wf-form4_164738280187375.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,466

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:02 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantStock Options · Derivative 442,547 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001628280-22-003542 · wf-form4_164565373393540.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742,574

Underlying: Common Stock · 442,547 shares

Expires not disclosed

F6 · derivative.exercise_date: The Stock Options were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the Stock Options expire 10 years from grant date.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:02 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantStock Options · Derivative 1,300,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001628280-22-003542 · wf-form4_164565373393540.xml · derivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The Stock Options were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. Amended and Restated 2019 Long Term Incentive Plan (the "LTIP"). The options vest as follows: (i) 442,000 options on August 23, 2022, (ii) 429,000 options on August 23, 2023, and (iii) 429,000 options on August 23, 2024, conditioned on Mr. Ballard remaining continuously employed through each vesting date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the Stock Options expire 10 years from grant date.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:02 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantRestricted Stock Units · Derivative 23,293 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003542 · wf-form4_164565373393540.xml · derivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,293

Underlying: Common Stock · 23,293 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. Amended and Restated 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F2 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:01 UTC
Puhala Andrew LewisChief Financial Officer
GrantStock Options · Derivative 88,515 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001628280-22-003541 · wf-form4_164565364978871.xml · derivative · entry 2

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,515

Underlying: Common Stock · 88,515 shares

Expires not disclosed

F4 · derivative.exercise_date: The Stock Options were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the Stock Options expire 10 years from grant date.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:01 UTC
Puhala Andrew LewisChief Financial Officer
GrantRestricted Stock Units · Derivative 4,659 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003541 · wf-form4_164565364978871.xml · derivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,993

Underlying: Common Stock · 4,659 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. Amended and Restated 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F2 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 00:02 UTC PurchaseCommon Stock 6,809 $5.98 $40,717.82
Disclosure

SEC source: 0001628280-21-023815 · wf-form4_163728012869922.xml · nonDerivative · entry 2

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.96 to $6.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 00:02 UTC PurchaseCommon Stock 1,191 $5.74 $6,836.34
Disclosure

SEC source: 0001628280-21-023815 · wf-form4_163728012869922.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.67 to $5.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 22:20 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 650 $5.67 $3,685.50
Disclosure

SEC source: 0001628280-21-023571 · wf-form4_163710123005990.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,617

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.62 to $5.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 23:04 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017632 · wf-form4_162993265056684.xml · derivative · entry 4

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F4 · derivative.exercise_date: 250,000 RSUs vested immediately.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 23:04 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017632 · wf-form4_162993265056684.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F2 · derivative.exercise_date: Awarded 500,000 RSUs. 250,000 vest immediately; 125,000 RSUs will vest on August 20, 2022 and 125,000 RSUs will vest on August 20, 2023

F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 23:04 UTC
Ballard Westervelt T. JRDirector · President and CEO
Tax withholdingCommon Stock 56,642 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017632 · wf-form4_162993265056684.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,358

Read SEC document
August 23, 2021 Filed Aug 25, 2021 23:04 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017632 · wf-form4_162993265056684.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
August 22, 2021 Filed Aug 25, 2021 23:01 UTC
Reddinger James CalvinFormer Officer and Director
Exercise / conversionRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017630 · wf-form4_162993250490406.xml · derivative · entry 2

Reddinger James Calvin · CIK 0001784626 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 500,000 RSUs converted to 500,000 shares of common stock

F1 · derivative.exercise_date: 500,000 RSUs converted to 500,000 shares of common stock

F1 · derivative.expiration_date: 500,000 RSUs converted to 500,000 shares of common stock

Read SEC document
August 22, 2021 Filed Aug 25, 2021 23:01 UTC
Reddinger James CalvinFormer Officer and Director
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017630 · wf-form4_162993250490406.xml · nonDerivative · entry 1

Reddinger James Calvin · CIK 0001784626 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,252

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:34 UTC SaleCommon Stock 878 $8.86 $7,779.08
Disclosure

SEC source: 0001628280-21-012406 · wf-form4_162394763237825.xml · nonDerivative · entry 1

Khan Mushahid · CIK 0001784629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,458

Read SEC document
May 21, 2021 Filed May 24, 2021 23:27 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,795 $7.87 $14,130.42
Disclosure

SEC source: 0001104659-21-071409 · tm2116557-3_4seq1.xml · nonDerivative · entry 2

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,588

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F3 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.90 and the low price was $7.85. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:27 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,795 $7.88 $14,145.32
Disclosure

SEC source: 0001104659-21-071409 · tm2116557-3_4seq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,793

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F2 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.90 and the low price was $7.85. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2021 Filed May 19, 2021 21:17 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,548 $7.85 $12,151.80
Disclosure

SEC source: 0001104659-21-069407 · tm2116557-2_4seq1.xml · nonDerivative · entry 3

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,998

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
May 19, 2021 Filed Jun 25, 2021 00:53 UTC Amendment
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,528 $7.85 $11,994.80
Disclosure

SEC source: 0001104659-21-085334 · tm2120685-1_4aseq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,978

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4/A were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F2 · shares: This amendment is being filed to correct an administrative error with regards to the number of shares of common stock purchased by J. Casey Crenshaw as reported on the original Form 4 filed on May 19, 2021. The original Form 4 incorrectly reported a sale that occurred on May 19, 2021 as a total of 1,548 shares purchased, when in fact 1,528 shares of the Issuer's common stock were purchased. As a result of this administrative error, the number of shares beneficially owned by Mr. Crenshaw following the corrected transaction reflects a reduction of 20 shares. No other changes have been made to the original Form 4.

F2 · balance_after: This amendment is being filed to correct an administrative error with regards to the number of shares of common stock purchased by J. Casey Crenshaw as reported on the original Form 4 filed on May 19, 2021. The original Form 4 incorrectly reported a sale that occurred on May 19, 2021 as a total of 1,548 shares purchased, when in fact 1,528 shares of the Issuer's common stock were purchased. As a result of this administrative error, the number of shares beneficially owned by Mr. Crenshaw following the corrected transaction reflects a reduction of 20 shares. No other changes have been made to the original Form 4.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:17 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,528 $7.84 $11,977.23
Disclosure

SEC source: 0001104659-21-069407 · tm2116557-2_4seq1.xml · nonDerivative · entry 2

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,450

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F3 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.90 and the low price was $7.85. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 17, 2021 Filed May 19, 2021 21:17 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,795 $7.82 $14,042.46
Disclosure

SEC source: 0001104659-21-069407 · tm2116557-2_4seq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,922

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F2 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.85 and the low price was $7.80. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 14, 2021 Filed May 14, 2021 22:43 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,528 $7.89 $12,061.27
Disclosure

SEC source: 0001104659-21-067078 · tm2116557-1_4seq1.xml · nonDerivative · entry 3

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,127

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F3 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.90 and the low price was $7.88. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 13, 2021 Filed May 14, 2021 22:43 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 200 $7.74 $1,548.00
Disclosure

SEC source: 0001104659-21-067078 · tm2116557-1_4seq1.xml · nonDerivative · entry 2

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,599

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
May 12, 2021 Filed May 14, 2021 22:43 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,528 $7.97 $12,180.30
Disclosure

SEC source: 0001104659-21-067078 · tm2116557-1_4seq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,399

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F2 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $8.00 and the low price was $7.55. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 11, 2021 Filed May 12, 2021 00:43 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 500 $7.85 $3,924.00
Disclosure

SEC source: 0001104659-21-064721 · tm2116011-1_4seq1.xml · nonDerivative · entry 3

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,871

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F3 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $8.00 and the low price was $7.75. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2021 Filed May 12, 2021 00:43 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 1,528 $7.95 $12,145.16
Disclosure

SEC source: 0001104659-21-064721 · tm2116011-1_4seq1.xml · nonDerivative · entry 2

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,371

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F2 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.99 and the low price was $7.88. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 07, 2021 Filed May 12, 2021 00:43 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 525 $8.00 $4,200.00
Disclosure

SEC source: 0001104659-21-064721 · tm2116011-1_4seq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,843

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
May 05, 2021 Filed May 6, 2021 20:16 UTC
Puhala Andrew LewisChief Financial Officer
Tax withholdingCommon Stock 1,529 $8.52 $13,027.08
Disclosure

SEC source: 0001567730-21-000002 · wf-form4_162033218585458.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.23 to $8.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 29, 2021 Filed Apr 30, 2021 00:21 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 434 $7.86 $3,411.24
Disclosure

SEC source: 0001104659-21-057934 · tm2114713-1_4seq1.xml · nonDerivative · entry 3

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,318

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
April 29, 2021 Filed May 3, 2021 17:58 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001215 · primary_01.xml · derivative · entry 2

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Stabilis Solutions, Inc. Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
April 29, 2021 Filed May 3, 2021 17:58 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionCommon Stock 6,666 $7.79 $51,928.14
Disclosure

SEC source: 0001593968-21-001215 · primary_01.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU with 3 Year Graded vesting schedule

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

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April 28, 2021 Filed Apr 30, 2021 00:21 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 594 $7.75 $4,603.50
Disclosure

SEC source: 0001104659-21-057934 · tm2114713-1_4seq1.xml · nonDerivative · entry 2

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,884

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
April 27, 2021 Filed Apr 30, 2021 00:21 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 500 $7.50 $3,750.00
Disclosure

SEC source: 0001104659-21-057934 · tm2114713-1_4seq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,290

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 01:41 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 518 $7.61 $3,939.86
Disclosure

SEC source: 0001104659-21-055078 · tm2114257-1_4seq1.xml · nonDerivative · entry 3

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,790

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

F2 · price: Represents a weighted average purchase price for the shares of common stock - the high price was $7.62 and the low price was $7.50. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 01:41 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 117 $6.51 $761.67
Disclosure

SEC source: 0001104659-21-055078 · tm2114257-1_4seq1.xml · nonDerivative · entry 2

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,272

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 27, 2021 01:41 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 587 $6.85 $4,020.95
Disclosure

SEC source: 0001104659-21-055078 · tm2114257-1_4seq1.xml · nonDerivative · entry 1

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,155

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 01:15 UTC
JCH Crenshaw Holdings, LLCDirector · 10% owner
Crenshaw J. CaseyDirector · 10% owner
PurchaseCommon Stock 587 $7.20 $4,226.40
Disclosure

SEC source: 0001104659-21-053327 · tm2112790-2_4seq1.xml · nonDerivative · entry 2

JCH Crenshaw Holdings, LLC · CIK 0001545380 · Director · 10% owner

Crenshaw J. Casey · CIK 0001545384 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,568

F1 · kind: The purchases by J. Casey Crenshaw reported in this Form 4 were effected pursuant to a Rule 10b5-1/10b-18 Purchase Plan adopted by Mr. Crenshaw on March 22, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.