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Nasdaq · USD

SLNG

Stabilis Solutions, Inc.

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Tapewire entity
6659
SEC CIK
0001043186
Parsed reports
102

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2026 Filed Sep 10, 2026 20:22 UTC PurchaseCommon Stock 5,000 $5.41 $27,050.00
Disclosure

SEC source: 0001437749-26-030079 · rdgdoc.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,839

Read SEC document
May 13, 2026 Filed May 14, 2026 12:42 UTC PurchaseCommon Stock 7,500 $3.89 $29,175.00
Disclosure

SEC source: 0001437749-26-016891 · rdgdoc.xml · nonDerivative · entry 2

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,839

Read SEC document
May 12, 2026 Filed May 14, 2026 12:42 UTC PurchaseCommon Stock 167 $3.60 $601.20
Disclosure

SEC source: 0001437749-26-016891 · rdgdoc.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,339

Read SEC document
May 12, 2026 Filed May 14, 2026 12:38 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 2,000 $3.68 $7,360.00
Disclosure

SEC source: 0001437749-26-016889 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,594

F1 · shares: This transaction was executed in multiple trades at prices ranging from $3.65 to $3.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.65 to $3.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 21:14 UTC PurchaseCommon Stock 4,000 $5.06 $20,240.00
Disclosure

SEC source: 0001437749-25-005723 · rdgdoc.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,172

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:12 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-004359 · rdgdoc.xml · derivative · entry 2

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. The transaction represents the settlement of RSUs in shares of Common Stock.

F2 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the agreement.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. The RSUs were settled for shares of Common Stock.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:12 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004359 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. The transaction represents the settlement of RSUs in shares of Common Stock.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantStock Options · Derivative 442,574 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001437749-25-002721 · rdgdoc.xml · derivative · entry 7

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,574

Underlying: Common Stock · 442,574 shares

Expires 2025-12-31

F7 · kind: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · price: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
Disposition to issuerStock Options · Derivative 442,574 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001437749-25-002721 · rdgdoc.xml · derivative · entry 6

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 442,574 shares

Expires 2026-01-31

F7 · kind: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · price: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantStock Options · Derivative 1,300,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001437749-25-002721 · rdgdoc.xml · derivative · entry 5

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires 2025-12-31

F6 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
Disposition to issuerStock Options · Derivative 1,300,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001437749-25-002721 · rdgdoc.xml · derivative · entry 4

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300,000 shares

Expires 2025-04-30

F6 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,765 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-002721 · rdgdoc.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F4 · derivative.exercise_date: RSUs vested on January 31, 2025.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
Tax withholdingCommon Stock 2,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002721 · rdgdoc.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,740

F3 · price: Value of the shares based on the closing price of the stock on the vesting date of $7.60.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionCommon Stock 7,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002721 · rdgdoc.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Vesting - See additional details in footnotes 2-5.

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
January 31, 2025 Filed Feb 14, 2025 22:34 UTC Amendment GrantStock Options · Derivative 442,574 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001437749-25-004058 · rdgdoc.xml · derivative · entry 7

Ballard Westervelt T. JR · CIK 0001541112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,574

Underlying: Common Stock · 442,574 shares

Expires 2025-12-31

F7 · kind: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · price: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 14, 2025 22:34 UTC Amendment Disposition to issuerStock Options · Derivative 442,574 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001437749-25-004058 · rdgdoc.xml · derivative · entry 6

Ballard Westervelt T. JR · CIK 0001541112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 442,574 shares

Expires 2026-01-31

F7 · kind: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · price: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 14, 2025 22:34 UTC Amendment GrantStock Options · Derivative 1,300,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001437749-25-004058 · rdgdoc.xml · derivative · entry 5

Ballard Westervelt T. JR · CIK 0001541112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires 2025-12-31

F6 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 14, 2025 22:34 UTC Amendment Disposition to issuerStock Options · Derivative 1,300,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001437749-25-004058 · rdgdoc.xml · derivative · entry 4

Ballard Westervelt T. JR · CIK 0001541112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300,000 shares

Expires 2025-04-30

F6 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 14, 2025 22:34 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 7,765 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-004058 · rdgdoc.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F4 · derivative.exercise_date: RSUs vested on January 31, 2025.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
January 31, 2025 Filed Feb 14, 2025 22:34 UTC Amendment Tax withholdingCommon Stock 2,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004058 · rdgdoc.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,740

F3 · price: Value of the shares based on the closing price of the stock on the vesting date of $7.60.

Read SEC document
January 31, 2025 Filed Feb 14, 2025 22:34 UTC Amendment Exercise / conversionCommon Stock 7,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-004058 · rdgdoc.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Vesting - See additional details in footnotes 2-5.

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:09 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 3,000 $4.05 $12,150.00
Disclosure

SEC source: 0001437749-24-028134 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,041

F1 · shares: This transaction was executed in multiple trades 8/29/24 - 8/30/24 at prices ranging from $4.00 to $4.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades 8/29/24 - 8/30/24 at prices ranging from $4.00 to $4.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 20:01 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 2,000 $3.97 $7,940.00
Disclosure

SEC source: 0001437749-24-027665 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,041

F1 · date: This transaction was executed in multiple trades 8/21 - 8/22 at prices ranging from $3.92 to $4.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades 8/21 - 8/22 at prices ranging from $3.92 to $4.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:05 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 423 $4.28 $1,810.44
Disclosure

SEC source: 0001437749-24-027201 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,041

F1 · price: This transaction was executed in multiple trades 8/15 - 8/16 at prices ranging from $4.18 to $4.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 20:03 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 1,000 $4.15 $4,150.00
Disclosure

SEC source: 0001437749-24-019650 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,618

Read SEC document
May 22, 2024 Filed May 23, 2024 22:54 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 1,138 $3.99 $4,540.62
Disclosure

SEC source: 0001437749-24-018233 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,618

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.97 to $4.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2024 Filed May 17, 2024 18:00 UTC PurchaseCommon Stock 3,564 $4.14 $14,753.18
Disclosure

SEC source: 0001437749-24-017422 · rdgdoc.xml · nonDerivative · entry 1

Mitchell Peter C. · CIK 0001578574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
February 19, 2024 Filed Feb 20, 2024 23:14 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004882 · rdgdoc.xml · derivative · entry 2

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,553

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. The transaction represents the settlement of RSUs in shares of Common Stock.

F2 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. The RSUs were settled for shares of Common Stock.

Read SEC document
February 19, 2024 Filed Feb 20, 2024 23:14 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004882 · rdgdoc.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. The transaction represents the settlement of RSUs in shares of Common Stock.

Read SEC document
February 19, 2024 Filed Feb 20, 2024 23:17 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,764 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004886 · rdgdoc.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,765

Underlying: Common Stock · 7,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. This transaction represents the settlement of RSUs in shares of Common Stock.

F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. The RSUs were settled for shares of Common Stock.

Read SEC document
February 19, 2024 Filed Feb 20, 2024 23:17 UTC
Ballard Westervelt T. JRDirector · President and CEO
Tax withholdingCommon Stock 1,965 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004886 · rdgdoc.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,277

F2 · price: Value of shares based on the closing price of the stock on the vesting date, $4.455. Shares withheld by issuer to satisfy tax withholding on vesting of RSU.

Read SEC document
February 19, 2024 Filed Feb 20, 2024 23:17 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionCommon Stock 7,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004886 · rdgdoc.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. This transaction represents the settlement of RSUs in shares of Common Stock.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 13:45 UTC PurchaseCommon Stock 5,000 $4.91 $24,550.00
Disclosure

SEC source: 0001437749-23-031774 · rdgdoc.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,172

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:46 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024689 · rdgdoc.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,529

Underlying: Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F4 · derivative.exercise_date: Awarded 500,000 RSUs on 8/23/21; 250,000 RSUs vested immediately; 125,000 RSUs vested on 8/23/22; and 125,000 RSUs vested on 8/23/23 (presented above). Awarded 23,293 RSUs on 2/18/22 with 3 Year Graded vesting schedule; 7,764 RSUs vested on 2/18/23; the balance, 15,529, vests equally 2/18/24 and 2/18/25.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:46 UTC
Ballard Westervelt T. JRDirector · President and CEO
Tax withholdingCommon Stock 30,438 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024689 · rdgdoc.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,478

F3 · price: Value of the shares based on the closing price of the stock on the vesting date.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:46 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024689 · rdgdoc.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU vesting - See additional details at footnotes 2, 3 and 4

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 20:36 UTC
Ballard Westervelt T. JRDirector · President and CEO
GrantStock Appreciation Rights · Derivative 334,133 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001628280-23-023765 · wf-form4_168798459412867.xml · derivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,133

Underlying: Common Stock · 334,133 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Appreciation Rights ("SARs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. Amended and Restated 2019 Long Term Incentive Plan (the "LTIP"). Each SAR represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock, or, at the option of Stabilis Solutions, Inc., cash or any combination of stock and cash thereof. 100% of SARs vest when the closing price of Stabilis Solutions, Inc. common stock averages $10 over any 10 consecutive trading days, prior to January 1, 2025, subject to the terms and conditions of the award agreement.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 20:34 UTC
Puhala Andrew LewisChief Financial Officer
GrantStock Appreciation Rights · Derivative 81,826 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001628280-23-023761 · wf-form4_168798444115861.xml · derivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,826

Underlying: Common Stock · 81,826 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Appreciation Rights ("SARs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. Amended and Restated 2019 Long Term Incentive Plan (the "LTIP"). Each SAR represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock, or, at the option of Stabilis Solutions, Inc., cash or any combination of stock and cash thereof. 100% of SARs vest when the closing price of Stabilis Solutions, Inc. common stock averages $10 over any 10 consecutive trading days, prior to January 1, 2025, subject to the terms and conditions of the award agreement.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:13 UTC PurchaseCommon Stock 7,000 $3.87 $27,090.00
Disclosure

SEC source: 0001628280-23-020111 · wf-form4_168547758271371.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,172

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.86 to $3.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2023 Filed May 18, 2023 20:01 UTC PurchaseCommon Stock 3,866 $3.51 $13,553.04
Disclosure

SEC source: 0001628280-23-018870 · wf-form4_168444005292938.xml · nonDerivative · entry 2

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
May 16, 2023 Filed May 18, 2023 20:01 UTC PurchaseCommon Stock 4,134 $3.36 $13,872.05
Disclosure

SEC source: 0001628280-23-018870 · wf-form4_168444005292938.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,134

Read SEC document
April 29, 2023 Filed May 2, 2023 21:32 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-014930 · wf-form4_168306313327181.xml · derivative · entry 2

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
April 29, 2023 Filed May 2, 2023 21:32 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-014930 · wf-form4_168306313327181.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU with 3 Year Graded vesting schedule

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:32 UTC PurchaseCommon Stock 7,000 $3.63 $25,410.00
Disclosure

SEC source: 0001628280-23-007869 · wf-form4_167882590225540.xml · nonDerivative · entry 1

KUNTZ EDWARD L · CIK 0001182168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,172

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.596 to $3.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:30 UTC
Puhala Andrew LewisChief Financial Officer
PurchaseCommon Stock 6,000 $3.23 $19,380.00
Disclosure

SEC source: 0001628280-23-007868 · wf-form4_167882581433455.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,260

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.195 to $3.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 18, 2023 Filed Feb 21, 2023 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,764 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004290 · wf-form4_167701363803860.xml · derivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,529

Underlying: Common Stock · 7,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
February 18, 2023 Filed Feb 21, 2023 21:07 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionCommon Stock 7,764 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004290 · wf-form4_167701363803860.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU with 3 Year Graded vesting schedule

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
February 18, 2023 Filed Feb 21, 2023 21:04 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004284 · wf-form4_167701345559945.xml · derivative · entry 2

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,773

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs were awarded to the reporting person pursuant to the LTIP and vest ratably in three annual installments beginning one year from the grant date, subject to the terms and conditions of the award agreement.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document
February 18, 2023 Filed Feb 21, 2023 21:04 UTC
Puhala Andrew LewisChief Financial Officer
Exercise / conversionCommon Stock 1,553 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004284 · wf-form4_167701345559945.xml · nonDerivative · entry 1

Puhala Andrew Lewis · CIK 0001567730 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU with 3 Year Graded vesting schedule

F2 · price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:03 UTC
Ballard Westervelt T. JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023689 · wf-form4_166145778365321.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,293

Underlying: Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F4 · derivative.exercise_date: Awarded 500,000 RSUs. 250,000 vested immediately on 8/23/21; 125,000 RSUs vested on 8/23/22 (presented above) and 125,000 RSUs will vest on 8/23/23. Awarded 23,293 RSUs with 3 Year Graded vesting scheudule.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.