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SLDB

Solid Biosciences Inc.

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4915
SEC CIK
0001707502
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381

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0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202603
Feb 2026020
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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2022 Filed Jan 31, 2022 22:35 UTC
Schneider Joel Solomon ZevChief Operating Officer
GrantRestricted Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005695 · doc4.xml · derivative · entry 2

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on January 27, 2022 and vest on the same schedule as set forth in footnote (1) above.

F3 · derivative.expiration_date: The restricted stock units were granted on January 27, 2022 and vest on the same schedule as set forth in footnote (1) above.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:35 UTC
Schneider Joel Solomon ZevChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 180,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001209191-22-005695 · doc4.xml · derivative · entry 1

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2032-01-27

F1 · derivative.exercise_date: This option was granted on January 27, 2022 and vests in four equal annual installments on the anniversary of the grant date.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:29 UTC
Brennan Erin PowersChief Legal Officer, Secretary
GrantRestricted Stock Units · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005683 · doc4.xml · derivative · entry 3

Brennan Erin Powers · CIK 0001764644 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on January 27, 2022 and vest on the same schedule as set forth in footnote (1) above.

F4 · derivative.expiration_date: The restricted stock units were granted on January 27, 2022 and vest on the same schedule as set forth in footnote (1) above.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:29 UTC
Brennan Erin PowersChief Legal Officer, Secretary
GrantRestricted Stock Units · Derivative 63,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005683 · doc4.xml · derivative · entry 2

Brennan Erin Powers · CIK 0001764644 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on January 27, 2022 and vest on the same schedule as set forth in footnote (1) above.

F3 · derivative.expiration_date: The restricted stock units were granted on January 27, 2022 and vest on the same schedule as set forth in footnote (1) above.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:29 UTC
Brennan Erin PowersChief Legal Officer, Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 127,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001209191-22-005683 · doc4.xml · derivative · entry 1

Brennan Erin Powers · CIK 0001764644 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,000

Underlying: Common Stock · 127,000 shares

Expires 2032-01-27

F1 · derivative.exercise_date: This option was granted on January 27, 2022 and vests in four equal annual installments on the anniversary of the grant date.

Read SEC document
January 27, 2022 Filed Feb 1, 2022 21:45 UTC Amendment
Brennan Erin PowersChief Legal Officer, Secretary
GrantRestricted Stock Units · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005932 · doc4a.xml · derivative · entry 1

Brennan Erin Powers · CIK 0001764644 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers common stock.

F2 · derivative.exercise_date: This amendment to the Form 4 filed on January 31, 2022 (the "Original Form 4") is being filed to correct the vesting information on a transaction reported on the Original Form 4. The restricted stock units were granted on January 27, 2022 and vest on the second anniversary of the grant date.

F2 · derivative.expiration_date: This amendment to the Form 4 filed on January 31, 2022 (the "Original Form 4") is being filed to correct the vesting information on a transaction reported on the Original Form 4. The restricted stock units were granted on January 27, 2022 and vest on the second anniversary of the grant date.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:22 UTC
SMITH IAN FDirector
GrantRestricted Stock Units · Derivative 97,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001816 · doc4.xml · derivative · entry 2

SMITH IAN F · CIK 0001197032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,250

Underlying: Common Stock · 97,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on January 3, 2022 and vest on the same schedule as set forth in footnote (1) above.

F3 · derivative.expiration_date: The restricted stock units were granted on January 3, 2022 and vest on the same schedule as set forth in footnote (1) above.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:22 UTC
SMITH IAN FDirector
GrantDirector Stock Option (Right to Buy) · Derivative 194,500 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001209191-22-001816 · doc4.xml · derivative · entry 1

SMITH IAN F · CIK 0001197032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,500

Underlying: Common Stock · 194,500 shares

Expires 2032-01-03

F1 · derivative.exercise_date: This option was granted on January 3, 2022 pursuant to a services agreement between the reporting person and the Issuer and will vest in equal quarterly installments beginning three months from the date of the grant, with the final installment vesting 12 months from the date of the grant, subject to continued service as a director, and in the event of a change in control, the vesting schedule of the option will accelerate in full.

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June 16, 2021 Filed Jun 21, 2021 20:00 UTC GrantDirector Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001209191-21-041936 · doc4.xml · derivative · entry 1

Huffines Robert Luther · CIK 0001728221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-16

F1 · derivative.exercise_date: This option was granted on June 16, 2021 and vests in full on the earlier to occur of the one-year anniversary of the grant date and immediately prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and will vest automatically as to 100% of the unvested portion of such option upon specified change in control events.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 21:15 UTC
Koppel AdamDirector
GrantDirector Stock Option (Right To Buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0000899243-21-025027 · doc4.xml · derivative · entry 1

Koppel Adam · CIK 0001578965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-16

F1 · derivative.exercise_date: This option was granted on June 16, 2021 and vests in full on the earlier to occur of the one-year anniversary of the grant date and immediately prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and will vest automatically as to 100% of the unvested portion of such option upon specified change in control events.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:00 UTC GrantDirector Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001209191-21-041939 · doc4.xml · derivative · entry 1

Sullivan Lynne Marie · CIK 0001727640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-16

F1 · derivative.exercise_date: This option was granted on June 16, 2021 and vests in full on the earlier to occur of the one-year anniversary of the grant date and immediately prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and will vest automatically as to 100% of the unvested portion of such option upon specified change in control events.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:00 UTC
SMITH IAN FDirector
GrantDirector Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001209191-21-041938 · doc4.xml · derivative · entry 1

SMITH IAN F · CIK 0001197032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-16

F1 · derivative.exercise_date: This option was granted on June 16, 2021 and vests in full on the earlier to occur of the one-year anniversary of the grant date and immediately prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and will vest automatically as to 100% of the unvested portion of such option upon specified change in control events.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:00 UTC GrantDirector Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001209191-21-041935 · doc4.xml · derivative · entry 1

Freed Martin I · CIK 0001676653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-16

F1 · derivative.exercise_date: This option was granted on June 16, 2021 and vests in full on the earlier to occur of the one-year anniversary of the grant date and immediately prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and will vest automatically as to 100% of the unvested portion of such option upon specified change in control events.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:00 UTC GrantDirector Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001209191-21-041934 · doc4.xml · derivative · entry 1

Nagendran Sukumar · CIK 0001665124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-16

F1 · derivative.exercise_date: This option was granted on June 16, 2021 and vests in full on the earlier to occur of the one-year anniversary of the grant date and immediately prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and will vest automatically as to 100% of the unvested portion of such option upon specified change in control events.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:00 UTC
Shah Rajeev M.Director · 10% owner
GrantDirector Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001209191-21-041937 · doc4.xml · derivative · entry 1

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-16

F1 · derivative.exercise_date: This option was granted on June 16, 2021 and vests in full on the earlier to occur of the one-year anniversary of the grant date and immediately prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and will vest automatically as to 100% of the unvested portion of such option upon specified change in control events.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

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April 27, 2021 Filed Apr 29, 2021 23:30 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001209191-21-029114 · doc4.xml · derivative · entry 1

Freed Martin I · CIK 0001676653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-04-27

F1 · derivative.exercise_date: This option was granted on April 27, 2021 and will vest in equal quarterly installments over the 12 month period following the grant date, subject to the continued service as a director or consultant.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:33 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
OtherCommon Stock 663,720 $5.53 $3,670,371.60
Disclosure

SEC source: 0001104659-21-046607 · tm2112163-6_4seq1.xml · nonDerivative · entry 2

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,580,287

F2 · kind: Acquired pursuant to the Reorganization.

F2 · price: Acquired pursuant to the Reorganization.

F3 · ownership.nature: Held directly by the Fund.

F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:33 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
OtherCommon Stock 787,586 $5.53 $4,355,350.58
Disclosure

SEC source: 0001104659-21-046607 · tm2112163-6_4seq1.xml · nonDerivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 787,586

F1 · kind: On April 1, 2021, RA Capital Healthcare Fund, L.P. (the "Fund") acquired a participation interest in the reported shares as part of a reorganization of the assets of a separately managed account (the "Reorganization"). The Fund disclaims beneficial ownership of the reported shares, except to the extent of its pecuniary interest therein.

F1 · price: On April 1, 2021, RA Capital Healthcare Fund, L.P. (the "Fund") acquired a participation interest in the reported shares as part of a reorganization of the assets of a separately managed account (the "Reorganization"). The Fund disclaims beneficial ownership of the reported shares, except to the extent of its pecuniary interest therein.

F1 · ownership.nature: On April 1, 2021, RA Capital Healthcare Fund, L.P. (the "Fund") acquired a participation interest in the reported shares as part of a reorganization of the assets of a separately managed account (the "Reorganization"). The Fund disclaims beneficial ownership of the reported shares, except to the extent of its pecuniary interest therein.

F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 21:19 UTC
PERCEPTIVE ADVISORS LLCDirector · 10% owner
EDELMAN JOSEPHDirector · 10% owner
PurchaseCommon Stock 2,608,695 $5.75 $14,999,996.25
Disclosure

SEC source: 0001062993-21-002952 · form4.xml · nonDerivative · entry 1

PERCEPTIVE ADVISORS LLC · CIK 0001224962 · Director · 10% owner

PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · Director · 10% owner

EDELMAN JOSEPH · CIK 0001164426 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,412,552

F1 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:30 UTC
Koppel AdamDirector
GrantCommon Stock 869,565 $5.75 $4,999,998.75
Disclosure

SEC source: 0000899243-21-013476 · doc4.xml · nonDerivative · entry 1

Koppel Adam · CIK 0001578965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,929,918

F3 · kind: On March 23, 2021, BCLS purchased 869,565 shares of common stock of the Issuer at a price per share of $5.75, pursuant to an underwritten public offering.

F3 · shares: On March 23, 2021, BCLS purchased 869,565 shares of common stock of the Issuer at a price per share of $5.75, pursuant to an underwritten public offering.

F1 · ownership.nature: Represents shares of common stock held directly by BCLS SB Investco, LP ("BCLS").

F2 · ownership.nature: Bain Capital Life Sciences Investors, LLC, whose managers are Jeffrey Schwartz and Adam Koppel, is the general partner of Bain Capital Life Sciences Partners, LP, which is the general partner of BCLS. As a result, Dr. Koppel may be deemed to share voting and dispositive power with respect to the shares of common stock held by BCLS. Dr. Koppel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:30 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
PurchaseCommon Stock 2,206,685 $5.75 $12,688,438.75
Disclosure

SEC source: 0001104659-21-040327 · tm2110617-1_4seq1.xml · nonDerivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,916,567

F1 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The securities reported on this Form 4 are held directly by the Fund. Mr. Shah is a member of the board of directors of the Issuer. The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, or Dr. Kolchinsky is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the reported securities, and they disclaim beneficial ownership of any of the reported securities, except to the extent of any pecuniary interest therein.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 16:05 UTC
Morris Carl AshleyChief Scientific Officer
SaleCommon Stock 11,699 $8.85 $103,488.18
Disclosure

SEC source: 0001209191-21-020433 · doc4.xml · nonDerivative · entry 2

Morris Carl Ashley · CIK 0001727571 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,602

F1 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units. The shares were sold pursuant to a written instruction under Rule 10b5-1(c)(1) adopted by the reporting person on May 15, 2020.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 16:05 UTC
Morris Carl AshleyChief Scientific Officer
SaleCommon Stock 11,699 $8.84 $103,458.94
Disclosure

SEC source: 0001209191-21-020433 · doc4.xml · nonDerivative · entry 1

Morris Carl Ashley · CIK 0001727571 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,301

F1 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units. The shares were sold pursuant to a written instruction under Rule 10b5-1(c)(1) adopted by the reporting person on May 15, 2020.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:05 UTC
Schneider Joel Solomon ZevChief Operating Officer
SaleCommon Stock 11,699 $8.84 $103,451.92
Disclosure

SEC source: 0001209191-21-020432 · doc4.xml · nonDerivative · entry 2

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,774

F1 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units. The shares were sold pursuant to a written instruction under Rule 10b5-1(c)(1) adopted by the reporting person on May 12, 2020.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:05 UTC
Schneider Joel Solomon ZevChief Operating Officer
SaleCommon Stock 11,699 $8.84 $103,468.30
Disclosure

SEC source: 0001209191-21-020432 · doc4.xml · nonDerivative · entry 1

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,473

F1 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units. The shares were sold pursuant to a written instruction under Rule 10b5-1(c)(1) adopted by the reporting person on May 12, 2020.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:48 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001209191-21-017948 · doc4.xml · derivative · entry 1

Keresty Georgia · CIK 0001773532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-03-02

F1 · derivative.exercise_date: This option was granted on March 2, 2021 and vests in three equal annual installments on the anniversary of the grant date, subject to continued service as a director, and in the event of a change in control, the vesting schedule of the option will accelerate in full.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC
Kahn ClareDirector
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001209191-21-017929 · doc4.xml · derivative · entry 1

Kahn Clare · CIK 0001849236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-03-02

F1 · derivative.exercise_date: This option was granted on March 2, 2021 and vests in three equal annual installments on the anniversary of the grant date, subject to continued service as a director, and in the event of a change in control, the vesting schedule of the option will accelerate in full.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:21 UTC
Schneider Joel Solomon ZevChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001209191-21-017903 · doc4.xml · derivative · entry 1

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-03-02

F1 · derivative.exercise_date: This option was granted on March 2, 2021 and vests in four equal annual installments on the anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:15 UTC
Brennan Erin PowersChief Legal Officer, Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 325,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-21-016849 · doc4.xml · derivative · entry 1

Brennan Erin Powers · CIK 0001764644 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2031-03-01

F1 · derivative.exercise_date: This option was granted on March 1, 2021 and vests in four equal annual installments on the anniversary of the grant date.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:00 UTC
Ganot IlanDirector · CEO & President
SaleCommon Stock 457 $7.66 $3,501.12
Disclosure

SEC source: 0001209191-21-010690 · doc4.xml · nonDerivative · entry 1

Ganot Ilan · CIK 0001727460 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 3,026

F1 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units.

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January 28, 2021 Filed Jan 29, 2021 21:00 UTC
Ganot IlanDirector · CEO & President
SaleCommon Stock 10,713 $6.14 $65,775.68
Disclosure

SEC source: 0001209191-21-006067 · doc4.xml · nonDerivative · entry 2

Ganot Ilan · CIK 0001727460 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,821

F3 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units.

F4 · ownership.direct: Represents 1,139,190 shares held by Mr. Ganot as an individual, and 60,631 shares held by Mr. Ganot and Annie Ganot as joint tenants with right of survivorship.

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January 28, 2021 Filed Jan 29, 2021 16:00 UTC
Morris Carl AshleyChief Scientific Officer
SaleCommon Stock 3,459 $6.14 $21,237.91
Disclosure

SEC source: 0001209191-21-006068 · doc4.xml · nonDerivative · entry 2

Morris Carl Ashley · CIK 0001727571 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,000

F2 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units.

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January 28, 2021 Filed Jan 29, 2021 21:00 UTC
Schneider Joel Solomon ZevChief Technology Officer
SaleCommon Stock 3,443 $6.14 $21,145.18
Disclosure

SEC source: 0001209191-21-006070 · doc4.xml · nonDerivative · entry 2

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,172

F2 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units.

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January 28, 2021 Filed Jan 29, 2021 21:00 UTC
Ziolkowski Jennifer LynnCFO, Treasurer & Asst. Secy
SaleCommon Stock 3,473 $6.14 $21,327.35
Disclosure

SEC source: 0001209191-21-006069 · doc4.xml · nonDerivative · entry 2

Ziolkowski Jennifer Lynn · CIK 0001727410 · CFO, Treasurer & Asst. Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,636

F2 · shares: This sale was made to cover withholding taxes following the vesting of the previously granted restricted stock units.

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January 27, 2021 Filed Jan 29, 2021 21:00 UTC
Ganot IlanDirector · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 35,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006067 · doc4.xml · derivative · entry 5

Ganot Ilan · CIK 0001727460 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On January 27, 2020, the reporting person was granted 71,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date.

F6 · derivative.expiration_date: On January 27, 2020, the reporting person was granted 71,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date.

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January 27, 2021 Filed Jan 29, 2021 21:00 UTC
Ganot IlanDirector · CEO & President
Exercise / conversionCommon Stock 35,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006067 · doc4.xml · nonDerivative · entry 1

Ganot Ilan · CIK 0001727460 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

F2 · ownership.direct: Represents 1,149,903 shares held by Mr. Ganot as an individual, and 60,631 shares held by Mr. Ganot and Annie Ganot as joint tenants with right of survivorship.

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January 27, 2021 Filed Jan 29, 2021 16:00 UTC
Morris Carl AshleyChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 11,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006068 · doc4.xml · derivative · entry 3

Morris Carl Ashley · CIK 0001727571 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 27, 2020, the reporting person was granted 23,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date

F3 · derivative.expiration_date: On January 27, 2020, the reporting person was granted 23,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date

Read SEC document
January 27, 2021 Filed Jan 29, 2021 16:00 UTC
Morris Carl AshleyChief Scientific Officer
Exercise / conversionCommon Stock 11,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006068 · doc4.xml · nonDerivative · entry 1

Morris Carl Ashley · CIK 0001727571 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:00 UTC
Schneider Joel Solomon ZevChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 11,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006070 · doc4.xml · derivative · entry 3

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 27, 2020, the reporting person was granted 23,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date

F3 · derivative.expiration_date: On January 27, 2020, the reporting person was granted 23,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:00 UTC
Schneider Joel Solomon ZevChief Technology Officer
Exercise / conversionCommon Stock 11,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006070 · doc4.xml · nonDerivative · entry 1

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:00 UTC
Ziolkowski Jennifer LynnCFO, Treasurer & Asst. Secy
Exercise / conversionRestricted Stock Units · Derivative 11,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006069 · doc4.xml · derivative · entry 3

Ziolkowski Jennifer Lynn · CIK 0001727410 · CFO, Treasurer & Asst. Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 27, 2020, the reporting person was granted 23,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 27, 2020, the reporting person was granted 23,000 restricted stock units, vesting in two equal installments. Fifty percent vested six months after the grant date with the remaining fifty percent vesting on the first anniversary of the grant date.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:00 UTC
Ziolkowski Jennifer LynnCFO, Treasurer & Asst. Secy
Exercise / conversionCommon Stock 11,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006069 · doc4.xml · nonDerivative · entry 1

Ziolkowski Jennifer Lynn · CIK 0001727410 · CFO, Treasurer & Asst. Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:00 UTC
Ganot IlanDirector · CEO & President
GrantEmployee Stock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001209191-21-005639 · doc4.xml · derivative · entry 2

Ganot Ilan · CIK 0001727460 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option was granted on January 25, 2021 and vests in four equal annual installments on the anniversary of the grant date.

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January 25, 2021 Filed Jan 27, 2021 21:00 UTC
Ganot IlanDirector · CEO & President
GrantEmployee Stock Option (Right to Buy) · Derivative 438,000 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001209191-21-005639 · doc4.xml · derivative · entry 1

Ganot Ilan · CIK 0001727460 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,000

Underlying: Common Stock · 438,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option was granted on January 25, 2021 and vests in four equal annual installments on the anniversary of the grant date.

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January 25, 2021 Filed Jan 27, 2021 16:00 UTC
Morris Carl AshleyChief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001209191-21-005638 · doc4.xml · derivative · entry 1

Morris Carl Ashley · CIK 0001727571 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option was granted on January 25, 2021 and vests in four equal annual installments on the anniversary of the grant date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:00 UTC
Schneider Joel Solomon ZevChief Technology Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0001209191-21-005640 · doc4.xml · derivative · entry 1

Schneider Joel Solomon Zev · CIK 0001727649 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option was granted on January 25, 2021 and vests in four equal annual installments on the anniversary of the grant date.

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January 04, 2021 Filed Jan 6, 2021 21:06 UTC
SMITH IAN FDirector
GrantStock Option (Right to Buy) · Derivative 389,000 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0001209191-21-001966 · doc4.xml · derivative · entry 1

SMITH IAN F · CIK 0001197032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,000

Underlying: Common Stock · 389,000 shares

Expires 2031-01-04

F1 · derivative.exercise_date: This option was granted on January 4, 2021 and will vest in equal quarterly installments beginning three months from the date of the grant with the final installment vesting date being the later of the completion of a specified service requirement under his consulting agreement or 12 months from the date of the grant, subject to continued service as a director or consultant, and in the event of a change in control, the vesting schedule of the option will accelerate in full.

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December 10, 2020 Filed Dec 11, 2020 21:30 UTC
Koppel AdamDirector
GrantCommon Stock 3,189,189 $3.70 $11,799,999.30
Disclosure

SEC source: 0000899243-20-033569 · doc4.xml · nonDerivative · entry 1

Koppel Adam · CIK 0001578965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,060,353

F3 · kind: On December 10, 2020, BCLS purchased 3,189,189 shares of common stock directly from the Issuer at a price per share of $3.70.

F3 · shares: On December 10, 2020, BCLS purchased 3,189,189 shares of common stock directly from the Issuer at a price per share of $3.70.

F1 · ownership.nature: Represents shares of common stock held directly by BCLS SB Investco, LP ("BCLS").

F2 · ownership.nature: Bain Capital Life Sciences Investors, LLC, whose managers are Jeffrey Schwartz and Adam Koppel, is the general partner of Bain Capital Life Sciences Partners, LP, which is the general partner of BCLS. As a result, Dr. Koppel may be deemed to share voting and dispositive power with respect to the shares of common stock held by BCLS. Dr. Koppel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 10, 2020 Filed Dec 14, 2020 21:22 UTC
Ganot IlanDirector · CEO & President
GrantCommon Stock 27,027 $3.70 $99,999.90
Disclosure

SEC source: 0001209191-20-063216 · doc4.xml · nonDerivative · entry 1

Ganot Ilan · CIK 0001727460 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,034

F1 · ownership.direct: Represents 1,114,403 shares held by Mr. Ganot as an individual. Represents 60,631 shares held by Mr. Ganot and Annie Ganot as joint tenants with a right of survivorship.

Read SEC document
December 10, 2020 Filed Dec 15, 2020 01:33 UTC
Shah Rajeev M.Director · 10% owner
GrantCommon Stock 4,938,282 $3.70 $18,271,643.40
Disclosure

SEC source: 0001104659-20-135400 · tm2038490-1_form4.xml · nonDerivative · entry 1

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,709,882

F1 · balance_after: The securities reported on this Form 4 exclude 799,564 shares held in an account owned by a separately managed account (the "Account") that were reported on the previous Form 4 filed by Mr. Shah. RA Capital Management, L.P. (the "Adviser") is the investment adviser of the Account. The shares held by the Account have been excluded from the securities reported on this Form 4 pursuant to Rule 16a-1(a)(2)(ii)(C).

F2 · ownership.nature: The Adviser is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The filing of this Form 4 shall not be construed as an admission that Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of the reported securities, and he disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.