Tapewire

Nasdaq · USD

SKWD

Skyward Specialty Insurance Group, Inc.

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Tapewire entity
4400
SEC CIK
0001519449
Parsed reports
210

Last 12 months

Inside the activity.

11 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202651
Mar 202630
Apr 202600
May 202633
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2023 Filed Jan 17, 2023 21:13 UTC
Duffy Sean WEVP & CHIEF CLAIMS OFFICER
Grant2023 Stock Options (Right-to-Buy) · Derivative 40,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001022 · form4-01172023_090157.xml · derivative · entry 4

Duffy Sean W · CIK 0001936008 · EVP & CHIEF CLAIMS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:13 UTC
Duffy Sean WEVP & CHIEF CLAIMS OFFICER
Grant2023 RSU Grant (4-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001022 · form4-01172023_090157.xml · derivative · entry 3

Duffy Sean W · CIK 0001936008 · EVP & CHIEF CLAIMS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:13 UTC
Duffy Sean WEVP & CHIEF CLAIMS OFFICER
Grant2023 RSU Grant (3-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001022 · form4-01172023_090157.xml · derivative · entry 2

Duffy Sean W · CIK 0001936008 · EVP & CHIEF CLAIMS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:16 UTC
Bodnar Dan PKCHIEF INFORMATION OFFICER
Grant2023 Stock Options (Right-to-Buy) · Derivative 40,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001026 · form4-01172023_090118.xml · derivative · entry 5

Bodnar Dan PK · CIK 0001937549 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F6 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F6 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:16 UTC
Bodnar Dan PKCHIEF INFORMATION OFFICER
Grant2023 RSU Grant (4-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001026 · form4-01172023_090118.xml · derivative · entry 4

Bodnar Dan PK · CIK 0001937549 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:16 UTC
Bodnar Dan PKCHIEF INFORMATION OFFICER
Grant2023 RSU Grant (3-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001026 · form4-01172023_090118.xml · derivative · entry 3

Bodnar Dan PK · CIK 0001937549 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:16 UTC
Bodnar Dan PKCHIEF INFORMATION OFFICER
ConversionPreferred Series A Stock · Derivative 549 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001026 · form4-01172023_090118.xml · derivative · entry 2

Bodnar Dan PK · CIK 0001937549 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Preferred Series A Stock · 549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person owned 549 shares of the Company's Preferred Series A Stock, which converted to 4,544 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 549 shares of the Company's Preferred Series A Stock, which converted to 4,544 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.exercise_date: The reporting person owned 549 shares of the Company's Preferred Series A Stock, which converted to 4,544 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.expiration_date: The reporting person owned 549 shares of the Company's Preferred Series A Stock, which converted to 4,544 shares of Common Stock upon the consummation of the Company's IPO.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:16 UTC
Bodnar Dan PKCHIEF INFORMATION OFFICER
ConversionCommon Stock 4,544 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001026 · form4-01172023_090118.xml · nonDerivative · entry 1

Bodnar Dan PK · CIK 0001937549 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person owned 549 shares of the Company's Preferred Series A Stock, which converted to 4,544 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 549 shares of the Company's Preferred Series A Stock, which converted to 4,544 shares of Common Stock upon the consummation of the Company's IPO.

F2 · balance_after: Includes a Restricted Stock Award in the amount of 2,532 shares granted on January 1, 2022. Each share is equivalent to one share of the Company's common stock. This award fully vests on January 1, 2025.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 16:20 UTC
Hill KirbyPRESIDENT - INDUSTRY SOLUTIONS
Grant2023 Stock Options (Right-to-Buy) · Derivative 53,330 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001031 · form4-01172023_090149.xml · derivative · entry 5

Hill Kirby · CIK 0001935898 · PRESIDENT - INDUSTRY SOLUTIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,330

Underlying: Common Stock · 53,330 shares

Expires not disclosed

F6 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F6 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 16:20 UTC
Hill KirbyPRESIDENT - INDUSTRY SOLUTIONS
Grant2023 RSU Grant (4-Year) · Derivative 13,330 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001031 · form4-01172023_090149.xml · derivative · entry 4

Hill Kirby · CIK 0001935898 · PRESIDENT - INDUSTRY SOLUTIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

Underlying: Common Stock · 13,330 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 16:20 UTC
Hill KirbyPRESIDENT - INDUSTRY SOLUTIONS
Grant2023 RSU Grant (3-Year) · Derivative 13,330 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001031 · form4-01172023_090149.xml · derivative · entry 3

Hill Kirby · CIK 0001935898 · PRESIDENT - INDUSTRY SOLUTIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

Underlying: Common Stock · 13,330 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 16:20 UTC
Hill KirbyPRESIDENT - INDUSTRY SOLUTIONS
ConversionPreferred Series A Stock · Derivative 581.935 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001031 · form4-01172023_090149.xml · derivative · entry 2

Hill Kirby · CIK 0001935898 · PRESIDENT - INDUSTRY SOLUTIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Preferred Series A Stock · 581.935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person owned 581.935 shares of the Company's Series-A Convertible Preferred stock, which was converted into 4,817 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 581.935 shares of the Company's Series-A Convertible Preferred stock, which was converted into 4,817 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.exercise_date: The reporting person owned 581.935 shares of the Company's Series-A Convertible Preferred stock, which was converted into 4,817 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.expiration_date: The reporting person owned 581.935 shares of the Company's Series-A Convertible Preferred stock, which was converted into 4,817 shares of Common Stock upon the consummation of the Company's IPO.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 16:20 UTC
Hill KirbyPRESIDENT - INDUSTRY SOLUTIONS
ConversionCommon Stock 4,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001031 · form4-01172023_090149.xml · nonDerivative · entry 1

Hill Kirby · CIK 0001935898 · PRESIDENT - INDUSTRY SOLUTIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person owned 581.935 shares of the Company's Series-A Convertible Preferred stock, which was converted into 4,817 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 581.935 shares of the Company's Series-A Convertible Preferred stock, which was converted into 4,817 shares of Common Stock upon the consummation of the Company's IPO.

F2 · balance_after: Includes a Restricted Stock Award in the amount of 5,445 shares granted on January 1, 2022. Each share is equivalent to one share of the Company's common stock. This award fully vests on January 1, 2025.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:20 UTC ConversionPreferred Series A Stock · Derivative 46,289.62 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001030 · form4-01172023_090154.xml · derivative · entry 5

Hays James Charles · CIK 0001757909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marquis Lafayette, LLC

Disclosed balance after: 0

Underlying: Preferred Series A Stock · 46,289.62 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO.

F3 · price: The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO.

F3 · derivative.exercise_date: The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO.

F3 · derivative.expiration_date: The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:20 UTC ConversionPreferred Series A Stock · Derivative 262,842.919 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001030 · form4-01172023_090154.xml · derivative · entry 4

Hays James Charles · CIK 0001757909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JWayne, LLC

Disclosed balance after: 0

Underlying: Preferred Series A Stock · 262,842.919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.exercise_date: The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.expiration_date: The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:20 UTC ConversionCommon Stock 383,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001030 · form4-01172023_090154.xml · nonDerivative · entry 2

Hays James Charles · CIK 0001757909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marquis Lafayette, LLC

Disclosed balance after: 805,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO.

F3 · price: The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO.

F2 · ownership.nature: The reporting person is the controlling member of the entity.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:20 UTC ConversionCommon Stock 2,175,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001030 · form4-01172023_090154.xml · nonDerivative · entry 1

Hays James Charles · CIK 0001757909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JWayne, LLC

Disclosed balance after: 2,175,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO.

F2 · ownership.nature: The reporting person is the controlling member of the entity.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:14 UTC GrantCommon Stock 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001023 · form4-01172023_090147.xml · nonDerivative · entry 1

Dall Marcia A · CIK 0001460624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

F1 · shares: On January 12, 2023, the reporting person was granted a Restricted Stock Award in the amount of 1,666 shares of common stock. This award will fully vest on November 1, 2023.

F1 · price: On January 12, 2023, the reporting person was granted a Restricted Stock Award in the amount of 1,666 shares of common stock. This award will fully vest on November 1, 2023.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:17 UTC
Robinson Andrew SDirector · CEO & PRESIDENT
Grant2023 Stock Options (Right-to-Buy) · Derivative 400,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001027 · form4-01172023_090102.xml · derivative · entry 4

Robinson Andrew S · CIK 0001415833 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:17 UTC
Robinson Andrew SDirector · CEO & PRESIDENT
Grant2023 RSU Grant (4-Year) · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001027 · form4-01172023_090102.xml · derivative · entry 3

Robinson Andrew S · CIK 0001415833 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:17 UTC
Robinson Andrew SDirector · CEO & PRESIDENT
Grant2023 RSU Grant (3-Year) · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001027 · form4-01172023_090102.xml · derivative · entry 2

Robinson Andrew S · CIK 0001415833 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:19 UTC Grant2023 Stock Options (Right to Buy) · Derivative 53,330 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001029 · form4-01172023_090156.xml · derivative · entry 5

HAUSHILL MARK W · CIK 0001211319 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,330

Underlying: Common Stock · 53,330 shares

Expires not disclosed

F6 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F6 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:19 UTC Grant2023 RSU Grant (4-Year) · Derivative 13,330 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001029 · form4-01172023_090156.xml · derivative · entry 4

HAUSHILL MARK W · CIK 0001211319 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

Underlying: Common Stock · 13,330 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:19 UTC Grant2023 RSU Grant (3-Year) · Derivative 13,330 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001029 · form4-01172023_090156.xml · derivative · entry 3

HAUSHILL MARK W · CIK 0001211319 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

Underlying: Common Stock · 13,330 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:19 UTC ConversionPreferred Series A Stock · Derivative 17,312.361 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001029 · form4-01172023_090156.xml · derivative · entry 2

HAUSHILL MARK W · CIK 0001211319 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Preferred Series A Stock · 17,312.361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person owned 17,312.361 shares of the Company's Preferred Series A Stock, which converted to 143,314 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 17,312.361 shares of the Company's Preferred Series A Stock, which converted to 143,314 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.exercise_date: The reporting person owned 17,312.361 shares of the Company's Preferred Series A Stock, which converted to 143,314 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.expiration_date: The reporting person owned 17,312.361 shares of the Company's Preferred Series A Stock, which converted to 143,314 shares of Common Stock upon the consummation of the Company's IPO.

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January 12, 2023 Filed Jan 17, 2023 21:19 UTC ConversionCommon Stock 143,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001029 · form4-01172023_090156.xml · nonDerivative · entry 1

HAUSHILL MARK W · CIK 0001211319 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person owned 17,312.361 shares of the Company's Preferred Series A Stock, which converted to 143,314 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 17,312.361 shares of the Company's Preferred Series A Stock, which converted to 143,314 shares of Common Stock upon the consummation of the Company's IPO.

F2 · balance_after: Includes a Restricted Stock Award in the amount of 5,699 shares granted on January 1, 2022. Each share is equivalent to one share of the Company's common stock. This award fully vests on January 1, 2025.

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January 12, 2023 Filed Jan 17, 2023 21:14 UTC ConversionPreferred Series A Stock · Derivative 1,530.798 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001024 · form4-01172023_090137.xml · derivative · entry 2

Creager Robert E. · CIK 0001517566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Preferred Series A Stock · 1,530.798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person owned 1,530.798 shares of the Company's Series-A Convertible Preferred stock, which was converted into 12,672 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 1,530.798 shares of the Company's Series-A Convertible Preferred stock, which was converted into 12,672 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.exercise_date: The reporting person owned 1,530.798 shares of the Company's Series-A Convertible Preferred stock, which was converted into 12,672 shares of Common Stock upon the consummation of the Company's IPO.

F1 · derivative.expiration_date: The reporting person owned 1,530.798 shares of the Company's Series-A Convertible Preferred stock, which was converted into 12,672 shares of Common Stock upon the consummation of the Company's IPO.

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January 12, 2023 Filed Jan 17, 2023 21:14 UTC ConversionCommon Stock 12,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001024 · form4-01172023_090137.xml · nonDerivative · entry 1

Creager Robert E. · CIK 0001517566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person owned 1,530.798 shares of the Company's Series-A Convertible Preferred stock, which was converted into 12,672 shares of Common Stock upon the consummation of the Company's IPO.

F1 · price: The reporting person owned 1,530.798 shares of the Company's Series-A Convertible Preferred stock, which was converted into 12,672 shares of Common Stock upon the consummation of the Company's IPO.

F2 · balance_after: On January 1, 2021, the reporting person was granted a Restricted Stock Award in the amount of 7,582 shares of common stock. This award fully vests on December 31, 2023. Also includes a Restricted Stock Award in the amount of 8,450 shares of common stock granted on January 1, 2021. This award fully vests on December 31, 2023.

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January 12, 2023 Filed Jan 17, 2023 21:23 UTC
Kapadia Sandip AEVP, CHIEF ACTUARY
Grant2023 Stock Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001034 · form4-01172023_090135.xml · derivative · entry 4

Kapadia Sandip A · CIK 0001937132 · EVP, CHIEF ACTUARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:23 UTC
Kapadia Sandip AEVP, CHIEF ACTUARY
Grant2023 RSU Grant (4-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001034 · form4-01172023_090135.xml · derivative · entry 3

Kapadia Sandip A · CIK 0001937132 · EVP, CHIEF ACTUARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:23 UTC
Kapadia Sandip AEVP, CHIEF ACTUARY
Grant2023 RSU Grant (3-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001034 · form4-01172023_090135.xml · derivative · entry 2

Kapadia Sandip A · CIK 0001937132 · EVP, CHIEF ACTUARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:21 UTC
Schmitt Thomas NCHIEF PEOPLE & ADMIN. OFFICER
Grant2023 Stock Options (Right-to-Buy) · Derivative 40,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001032 · form4-01172023_090134.xml · derivative · entry 4

Schmitt Thomas N · CIK 0001937316 · CHIEF PEOPLE & ADMIN. OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:21 UTC
Schmitt Thomas NCHIEF PEOPLE & ADMIN. OFFICER
Grant2023 RSU Grant (4-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001032 · form4-01172023_090134.xml · derivative · entry 3

Schmitt Thomas N · CIK 0001937316 · CHIEF PEOPLE & ADMIN. OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:21 UTC
Schmitt Thomas NCHIEF PEOPLE & ADMIN. OFFICER
Grant2023 RSU Grant (3-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001032 · form4-01172023_090134.xml · derivative · entry 2

Schmitt Thomas N · CIK 0001937316 · CHIEF PEOPLE & ADMIN. OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:22 UTC
Shaunty LeslieGENERAL COUNSEL & SECRETARY
Grant2023 Stock Options (Right-to-Buy) · Derivative 40,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001033 · form4-01172023_090142.xml · derivative · entry 4

Shaunty Leslie · CIK 0001937463 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:22 UTC
Shaunty LeslieGENERAL COUNSEL & SECRETARY
Grant2023 RSU Grant (4-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001033 · form4-01172023_090142.xml · derivative · entry 3

Shaunty Leslie · CIK 0001937463 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:22 UTC
Shaunty LeslieGENERAL COUNSEL & SECRETARY
Grant2023 RSU Grant (3-Year) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001033 · form4-01172023_090142.xml · derivative · entry 2

Shaunty Leslie · CIK 0001937463 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:18 UTC GrantCommon Stock 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001028 · form4-01172023_090157.xml · nonDerivative · entry 1

Terry Katharine · CIK 0001936853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

F1 · shares: On January 12, 2023, the reporting person was granted a Restricted Stock Award in the amount of 1,666 shares of common stock. This award will fully vest on November 1, 2023.

F1 · price: On January 12, 2023, the reporting person was granted a Restricted Stock Award in the amount of 1,666 shares of common stock. This award will fully vest on November 1, 2023.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:15 UTC
Burkhart John A IIIPRESIDENT - SPECIALTY LINES
Grant2023 Stock Options (Right-to-Buy) · Derivative 53,330 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001415889-23-001025 · form4-01172023_090129.xml · derivative · entry 4

Burkhart John A III · CIK 0001936023 · PRESIDENT - SPECIALTY LINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,330

Underlying: Common Stock · 53,330 shares

Expires not disclosed

F5 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F5 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the options will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:15 UTC
Burkhart John A IIIPRESIDENT - SPECIALTY LINES
Grant2023 RSU Grant (4-Year) · Derivative 13,330 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001025 · form4-01172023_090129.xml · derivative · entry 3

Burkhart John A III · CIK 0001936023 · PRESIDENT - SPECIALTY LINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

Underlying: Common Stock · 13,330 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

F4 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs will vest on January 12, 2026, and the remaining 50% will vest on January 12, 2027.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:15 UTC
Burkhart John A IIIPRESIDENT - SPECIALTY LINES
Grant2023 RSU Grant (3-Year) · Derivative 13,330 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001025 · form4-01172023_090129.xml · derivative · entry 2

Burkhart John A III · CIK 0001936023 · PRESIDENT - SPECIALTY LINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

Underlying: Common Stock · 13,330 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service through the vesting date, 50% of the RSUs shall vest on January 12, 2025, and the remaining 50% will vest on January 12, 2026.

Read SEC document
January 12, 2023 Filed Jul 21, 2023 19:59 UTC
WESTAIM Corp10% owner
ConversionPreferred Series A Stock · Derivative 880,071.479 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-083140 · tm2321828-1_4seq1.xml · derivative · entry 3

WESTAIM CORP · CIK 0001108828 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,285,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.

F1 · price: The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.

F1 · derivative.exercise_date: The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.

F1 · derivative.expiration_date: The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.

Read SEC document
January 12, 2023 Filed Jul 21, 2023 19:59 UTC
WESTAIM Corp10% owner
ConversionCommon Stock 7,285,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-083140 · tm2321828-1_4seq1.xml · nonDerivative · entry 1

WESTAIM CORP · CIK 0001108828 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,285,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.

F1 · price: The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.

F1 · balance_after: The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.