Tapewire

OTC · USD

SKAS

Saker Aviation Services, Inc.

Export transactions ↓
Tapewire entity
8161
SEC CIK
0001128281
Parsed reports
59

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2023 Filed Nov 28, 2023 20:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · derivative · entry 9

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2026-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2023 Filed Nov 28, 2023 20:57 UTC Tax withholdingCommon Stock 1,666 $6.90 $11,495.40
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · nonDerivative · entry 6

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,357

Read SEC document
November 21, 2023 Filed Nov 28, 2023 20:57 UTC Exercise / conversionCommon Stock 3,333 $3.45 $11,498.85
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · nonDerivative · entry 5

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 16:19 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001437749-22-028525 · rdgdoc.xml · derivative · entry 6

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2027-12-01

F2 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 16:19 UTC
Goldstein Samuel D.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001437749-22-028524 · rdgdoc.xml · derivative · entry 5

Goldstein Samuel D. · CIK 0001788880 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2027-12-01

F1 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 16:18 UTC GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001437749-22-028522 · rdgdoc.xml · derivative · entry 5

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2027-12-01

F1 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 16:18 UTC
WACHTEL WILLIAM BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001437749-22-028521 · rdgdoc.xml · derivative · entry 6

WACHTEL WILLIAM B · CIK 0001236945 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2027-12-01

F1 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
May 01, 2022 Filed May 6, 2022 19:02 UTC
RAAB MARK NActing Principal Fin. Officer
GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-22-011319 · rdgdoc.xml · derivative · entry 1

RAAB MARK N · CIK 0001156905 · Acting Principal Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-05-01

F1 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 22:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-22-007113 · rdgdoc.xml · derivative · entry 8

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2025-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 22:02 UTC Tax withholdingCommon Stock 2,077 $4.14 $8,598.78
Disclosure

SEC source: 0001437749-22-007113 · rdgdoc.xml · nonDerivative · entry 3

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,081

F2 · kind: Shares withheld to cover exercise price of the stock option.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 22:02 UTC Exercise / conversionCommon Stock 3,333 $2.58 $8,599.14
Disclosure

SEC source: 0001437749-22-007113 · rdgdoc.xml · nonDerivative · entry 2

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 22:02 UTC SaleCommon Stock 1,300 $3.97 $5,154.50
Disclosure

SEC source: 0001437749-22-007113 · rdgdoc.xml · nonDerivative · entry 1

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

Read SEC document
December 01, 2021 Filed Mar 18, 2022 13:20 UTC
WACHTEL WILLIAM BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001437749-22-006663 · rdgdoc.xml · derivative · entry 8

WACHTEL WILLIAM B · CIK 0001236945 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2026-12-01

F1 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2021 Filed Mar 18, 2022 13:18 UTC GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001437749-22-006662 · rdgdoc.xml · derivative · entry 6

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2026-12-01

F1 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2021 Filed Mar 18, 2022 13:17 UTC
Goldstein Samuel D.Director · Acting Principal Exec. Officer
GrantStock Option (Right to Buy) · Derivative Not disclosed $0.00 Strike: $3.45 $3,333.00
Disclosure

SEC source: 0001437749-22-006661 · rdgdoc.xml · derivative · entry 4

Goldstein Samuel D. · CIK 0001788880 · Director · Acting Principal Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2026-12-01

F1 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2021 Filed Mar 18, 2022 13:16 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001437749-22-006660 · rdgdoc.xml · derivative · entry 6

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2026-12-01

F2 · price: This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
November 23, 2021 Filed Dec 3, 2021 20:45 UTC
RICCIARDI RONALD JDirector · President
Disposition to issuerCommon Stock 5,557 $3.80 $21,116.60
Disclosure

SEC source: 0001437749-21-027812 · rdgdoc.xml · nonDerivative · entry 2

RICCIARDI RONALD J · CIK 0001287752 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 17, 2021 Filed Dec 3, 2021 20:45 UTC
RICCIARDI RONALD JDirector · President
Disposition to issuerCommon Stock 48,232 $3.80 $183,281.60
Disclosure

SEC source: 0001437749-21-027812 · rdgdoc.xml · nonDerivative · entry 1

RICCIARDI RONALD J · CIK 0001287752 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557

Read SEC document
December 01, 2020 Filed Dec 4, 2020 22:33 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-024876 · rdgdoc.xml · derivative · entry 5

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2025-12-01

F2 · price: - This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · ownership.nature: - ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 22:32 UTC GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-024875 · rdgdoc.xml · derivative · entry 3

Goldstein Samuel D. · CIK 0001788880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2025-12-01

F1 · price: - This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 22:32 UTC GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-024874 · rdgdoc.xml · derivative · entry 5

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2025-12-01

F1 · price: - This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 22:31 UTC
WACHTEL WILLIAM BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-024873 · rdgdoc.xml · derivative · entry 7

WACHTEL WILLIAM B · CIK 0001236945 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2025-12-01

F1 · price: - This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 01, 2020 Filed Mar 29, 2021 10:05 UTC Amendment
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-21-007343 · rdgdoc.xml · derivative · entry 5

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2025-12-01

F2 · price: - This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · ownership.nature: - ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
September 17, 2020 Filed Dec 4, 2020 22:33 UTC
RICCIARDI RONALD JDirector · President
GrantCommon Stock 5,119 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-024877 · rdgdoc.xml · nonDerivative · entry 1

RICCIARDI RONALD J · CIK 0001287752 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,787

F1 · price: These shares were granted to the reporting person pursuant to the Issuer's 2019 Stock Incentive Plan in a transaction exempt pursuant to Rule 16b-3.

Read SEC document
January 31, 2020 Filed Nov 28, 2023 20:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · derivative · entry 8

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Nov 28, 2023 20:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · derivative · entry 7

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Nov 28, 2023 20:57 UTC Tax withholdingCommon Stock 1,301 $6.15 $8,001.15
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · nonDerivative · entry 4

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,734

Read SEC document
January 31, 2020 Filed Nov 28, 2023 20:57 UTC Exercise / conversionCommon Stock 3,333 $2.40 $7,999.20
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · nonDerivative · entry 3

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Nov 28, 2023 20:57 UTC Tax withholdingCommon Stock 1,756 $6.15 $10,799.40
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · nonDerivative · entry 2

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,702

Read SEC document
January 31, 2020 Filed Nov 28, 2023 20:57 UTC Exercise / conversionCommon Stock 3,333 $3.24 $10,798.92
Disclosure

SEC source: 0001437749-23-033098 · rdgdoc.xml · nonDerivative · entry 1

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Jan 17, 2020 17:08 UTC
RICCIARDI RONALD JDirector · President
GrantCommon Stock 5,036 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-000772 · rdgdoc.xml · nonDerivative · entry 1

RICCIARDI RONALD J · CIK 0001287752 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,668

F1 · price: These shares were obtained in connection with the signing of Mr. Ricciardi's employment agreement in a transaction exempt pursuant to Rule 16b-3.

Read SEC document
December 16, 2019 Filed Jan 17, 2020 17:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001437749-20-000770 · rdgdoc.xml · derivative · entry 3

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

Read SEC document
December 16, 2019 Filed Jan 17, 2020 17:07 UTC Tax withholdingCommon Stock 1,267 $5.92 $7,500.64
Disclosure

SEC source: 0001437749-20-000770 · rdgdoc.xml · nonDerivative · entry 2

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,125

F1 · shares: Shares withheld to cover payment of exercise price upon the cashless exercise of an option.

Read SEC document
December 16, 2019 Filed Jan 17, 2020 17:07 UTC Exercise / conversionCommon Stock 3,333 $2.25 $7,499.25
Disclosure

SEC source: 0001437749-20-000770 · rdgdoc.xml · nonDerivative · entry 1

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Jan 17, 2020 17:07 UTC GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001437749-20-000770 · rdgdoc.xml · derivative · entry 6

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2024-12-05

F2 · price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

Read SEC document
December 05, 2019 Filed Jan 17, 2020 17:08 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001437749-20-000773 · rdgdoc.xml · derivative · entry 4

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2024-12-05

F2 · price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
December 05, 2019 Filed Jan 17, 2020 17:07 UTC
WACHTEL WILLIAM BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001437749-20-000771 · rdgdoc.xml · derivative · entry 6

WACHTEL WILLIAM B · CIK 0001236945 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2024-12-05

F1 · price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

Read SEC document
December 05, 2019 Filed Jan 17, 2020 17:06 UTC GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001437749-20-000769 · rdgdoc.xml · derivative · entry 2

Goldstein Samuel D. · CIK 0001788880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2024-12-05

F1 · price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:57 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001437749-19-020074 · rdgdoc.xml · derivative · entry 6

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F3 · kind: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F3 · derivative.underlying_shares: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F3 · balance_after: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:57 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001437749-19-020074 · rdgdoc.xml · derivative · entry 5

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F3 · kind: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F3 · derivative.underlying_shares: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F3 · balance_after: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:57 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
Tax withholdingCommon Stock 1,364 $5.50 $7,502.00
Disclosure

SEC source: 0001437749-19-020074 · rdgdoc.xml · nonDerivative · entry 4

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,848

F2 · shares: Shares withheld to cover payment of exercise price upon the cashless exercise of an option.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:57 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
Exercise / conversionCommon Stock 3,333 $2.25 $7,499.25
Disclosure

SEC source: 0001437749-19-020074 · rdgdoc.xml · nonDerivative · entry 3

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 105,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:57 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
Tax withholdingCommon Stock 1,454 $5.50 $7,997.00
Disclosure

SEC source: 0001437749-19-020074 · rdgdoc.xml · nonDerivative · entry 2

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 101,879

F2 · shares: Shares withheld to cover payment of exercise price upon the cashless exercise of an option.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:57 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (1)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (1)
Arvice Capital Management, LLC10% owner · See Footnote (1)
Exercise / conversionCommon Stock 3,333 $2.40 $7,999.20
Disclosure

SEC source: 0001437749-19-020074 · rdgdoc.xml · nonDerivative · entry 1

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (1)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (1)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 15:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001437749-19-019897 · rdgdoc.xml · derivative · entry 3

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F2 · kind: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F2 · derivative.underlying_shares: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

F2 · balance_after: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 15:38 UTC Tax withholdingCommon Stock 1,441 $5.55 $7,997.55
Disclosure

SEC source: 0001437749-19-019897 · rdgdoc.xml · nonDerivative · entry 2

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

F1 · shares: Shares withheld to cover payment of exercise price upon the cashless exercise of an option.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 15:38 UTC Exercise / conversionCommon Stock 3,333 $2.40 $7,999.20
Disclosure

SEC source: 0001437749-19-019897 · rdgdoc.xml · nonDerivative · entry 1

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Oct 3, 2019 20:14 UTC
ACM Value Opportunities Fund I, LP10% owner · See Footnote (2)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (2)
Arvice Capital Management, LLC10% owner · See Footnote (2)
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001437749-19-019614 · rdgdoc.xml · derivative · entry 2

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (2)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (2)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (2)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2023-12-01

F3 · derivative.exercise_price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F3 · kind: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F3 · derivative.underlying_shares: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F3 · balance_after: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F2 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document
December 31, 2018 Filed Oct 3, 2019 20:13 UTC GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001437749-19-019613 · rdgdoc.xml · derivative · entry 2

Moskowitz Roy · CIK 0001647161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2023-12-01

F2 · derivative.exercise_price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F2 · kind: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F2 · derivative.underlying_shares: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F2 · balance_after: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

Read SEC document
December 31, 2018 Filed Oct 4, 2019 15:37 UTC Amendment
ACM Value Opportunities Fund I, LP10% owner · See Footnote (2)
Chodock MarcDirector · 10% owner
ACM Value Opportunities Fund I GP, LLC10% owner · See Footnote (2)
Arvice Capital Management, LLC10% owner · See Footnote (2)
GrantStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001437749-19-019692 · rdgdoc.xml · derivative · entry 2

ACM Value Opportunities Fund I, LP · CIK 0001647366 · 10% owner · See Footnote (2)

Chodock Marc · CIK 0001424431 · Director · 10% owner

ACM Value Opportunities Fund I GP, LLC · CIK 0001647269 · 10% owner · See Footnote (2)

Arvice Capital Management, LLC · CIK 0001647278 · 10% owner · See Footnote (2)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2023-12-01

F3 · derivative.exercise_price: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F3 · kind: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F3 · derivative.underlying_shares: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F3 · balance_after: This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3 and is reported on a post-Reverse Split basis.

F2 · ownership.nature: ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.