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Nasdaq · USD

SIRI

SIRIUS XM HOLDINGS INC.

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Tapewire entity
3564
SEC CIK
0000908937
Parsed reports
1,136

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2018 Filed May 24, 2018 20:11 UTC
Greenstein Scott AndrewPres. & Chief Content Officer
SaleCommon Stock 951,554 $6.92 $6,583,040.88
Disclosure

SEC source: 0001225208-18-009819 · doc4.xml · nonDerivative · entry 2

Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631,213

F1 · price: Represents the weighted average sales price for the price increments ranging from $6.87 to $6.97. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:11 UTC
Greenstein Scott AndrewPres. & Chief Content Officer
Exercise / conversionCommon Stock 3,601,867 $3.96 $14,263,393.32
Disclosure

SEC source: 0001225208-18-009819 · doc4.xml · nonDerivative · entry 1

Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,582,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 25,503 $0.95 Strike: $0.95 $24,212.55
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 19

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,503 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 29,952 $2.28 Strike: $2.28 $68,140.80
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 18

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,952 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 19,875 $3.96 Strike: $3.96 $78,705.00
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 17

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,625

Underlying: Common Stock · 19,875 shares

Expires 2026-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 57,596 $1.91 Strike: $1.91 $110,008.36
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 16

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,596 shares

Expires 2022-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 49,059 $3.52 Strike: $3.52 $172,442.39
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 15

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,059 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 57,075 $3.90 Strike: $3.90 $222,592.50
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 14

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,025

Underlying: Common Stock · 57,075 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 61,634 $3.16 Strike: $3.16 $194,455.27
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 13

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,634 shares

Expires 2024-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 12,200 $4.86 Strike: $4.86 $59,292.00
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · derivative · entry 12

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 12,200 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
SaleCommon Stock 179,865 $6.94 $1,248,838.67
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 10

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,076

F2 · price: Represents the weighted average sales price for the price increments ranging from $6.93 to $6.95. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Tax withholdingCommon Stock 133,029 $6.99 $929,872.71
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 9

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,941

F1 · price: Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 12,200 $4.86 $59,292.00
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 8

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 19,875 $3.96 $78,705.00
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 7

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 25,503 $0.95 $24,212.55
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 6

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 29,952 $2.28 $68,140.80
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 5

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 49,059 $3.52 $172,442.39
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 4

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 57,075 $3.90 $222,592.50
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 3

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 57,596 $1.91 $110,008.36
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 2

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:05 UTC
MOONEY JAMESDirector
Exercise / conversionCommon Stock 61,634 $3.16 $194,455.27
Disclosure

SEC source: 0001225208-18-009769 · doc4.xml · nonDerivative · entry 1

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.09 Strike: $0.09 $4,500.00
Disclosure

SEC source: 0001225208-18-009516 · doc4.xml · derivative · entry 4

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 50,000 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:09 UTC SaleCommon Stock 49,352 $6.95 $342,996.40
Disclosure

SEC source: 0001225208-18-009516 · doc4.xml · nonDerivative · entry 3

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,174

Read SEC document
May 16, 2018 Filed May 17, 2018 20:09 UTC Tax withholdingCommon Stock 648 $6.95 $4,503.60
Disclosure

SEC source: 0001225208-18-009516 · doc4.xml · nonDerivative · entry 2

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,526

F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:09 UTC Exercise / conversionCommon Stock 50,000 $0.09 $4,500.00
Disclosure

SEC source: 0001225208-18-009516 · doc4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 22:41 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 750,000 $2.13 Strike: $2.13 $1,597,500.00
Disclosure

SEC source: 0001225208-18-009204 · doc4.xml · derivative · entry 8

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750,000 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 22:41 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000,000 $3.95 Strike: $3.95 $7,900,000.00
Disclosure

SEC source: 0001225208-18-009204 · doc4.xml · derivative · entry 7

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250,000

Underlying: Common Stock · 2,000,000 shares

Expires 2025-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 22:41 UTC
FREAR DAVID JSenior EVP and CFO
Tax withholdingCommon Stock 2,045,439 $6.86 $14,031,711.54
Disclosure

SEC source: 0001225208-18-009204 · doc4.xml · nonDerivative · entry 4

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F2 · price: Represents the exercise price of the stock options referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
May 10, 2018 Filed May 11, 2018 22:41 UTC
FREAR DAVID JSenior EVP and CFO
SaleCommon Stock 704,561 $6.84 $4,820,254.08
Disclosure

SEC source: 0001225208-18-009204 · doc4.xml · nonDerivative · entry 3

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053,810

F1 · price: Represents the weighted average sales price for the price increments ranging from $6.80 to $6.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2018 Filed May 11, 2018 22:41 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionCommon Stock 750,000 $2.13 $1,597,500.00
Disclosure

SEC source: 0001225208-18-009204 · doc4.xml · nonDerivative · entry 2

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,758,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 22:41 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionCommon Stock 2,000,000 $3.95 $7,900,000.00
Disclosure

SEC source: 0001225208-18-009204 · doc4.xml · nonDerivative · entry 1

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500,000 $2.13 Strike: $2.13 $3,195,000.00
Disclosure

SEC source: 0001225208-18-008816 · doc4.xml · derivative · entry 8

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 1,500,000 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000,000 $3.95 Strike: $3.95 $3,950,000.00
Disclosure

SEC source: 0001225208-18-008816 · doc4.xml · derivative · entry 7

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250,000

Underlying: Common Stock · 1,000,000 shares

Expires 2025-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
FREAR DAVID JSenior EVP and CFO
Tax withholdingCommon Stock 1,774,650 $6.53 $11,588,464.50
Disclosure

SEC source: 0001225208-18-008816 · doc4.xml · nonDerivative · entry 4

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F2 · price: Represents the exercise price of the stock options referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
FREAR DAVID JSenior EVP and CFO
SaleCommon Stock 725,350 $6.56 $4,757,715.72
Disclosure

SEC source: 0001225208-18-008816 · doc4.xml · nonDerivative · entry 3

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,021

F1 · price: Represents the weighted average sales price for the price increments ranging from $6.45 to $6.61. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionCommon Stock 1,000,000 $3.95 $3,950,000.00
Disclosure

SEC source: 0001225208-18-008816 · doc4.xml · nonDerivative · entry 2

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
FREAR DAVID JSenior EVP and CFO
Exercise / conversionCommon Stock 1,500,000 $2.13 $3,195,000.00
Disclosure

SEC source: 0001225208-18-008816 · doc4.xml · nonDerivative · entry 1

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionStock Option (Right to Buy) · Derivative 426,140 $0.99 Strike: $0.99 $421,878.60
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · derivative · entry 6

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 426,140 shares

Expires 2020-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC
COOK STEPHENEVP, Sales and Automotive
SaleCommon Stock 196,017 $6.38 $1,249,902.40
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 4

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,019

F2 · price: Represents the weighted average sales price for the price increments ranging from $6.35 to $6.40. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC
COOK STEPHENEVP, Sales and Automotive
Tax withholdingCommon Stock 122,049 $6.40 $781,113.60
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434,036

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC
COOK STEPHENEVP, Sales and Automotive
Tax withholdingCommon Stock 108,074 $6.35 $686,269.90
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,085

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionCommon Stock 426,140 $0.99 $421,878.60
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:37 UTC
MEYER JAMES EDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,271,092 $6.30 $8,007,879.60
Disclosure

SEC source: 0001225208-18-008367 · doc4.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,805,301

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:37 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionStock Option (Right to Buy) · Derivative 15,660 $0.99 Strike: $0.99 $15,503.40
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · derivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,140

Underlying: Common Stock · 15,660 shares

Expires 2020-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 27, 2018 Filed May 1, 2018 20:37 UTC
COOK STEPHENEVP, Sales and Automotive
SaleCommon Stock 75,181 $6.36 $477,797.81
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,019

F2 · price: Represents the weighted average sales price for the price increments ranging from $6.35 to $6.40. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 27, 2018 Filed May 1, 2018 20:37 UTC
COOK STEPHENEVP, Sales and Automotive
Tax withholdingCommon Stock 8,453 $6.40 $54,099.20
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313,200

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

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April 27, 2018 Filed May 1, 2018 20:37 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionCommon Stock 15,660 $0.99 $15,503.40
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2018 Filed Apr 27, 2018 20:14 UTC
COOK STEPHENEVP, Sales and Automotive
SaleCommon Stock 97,550 $6.35 $619,462.01
Disclosure

SEC source: 0001225208-18-008177 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,993

F1 · price: Represents the weighted average sales price for the price increments ranging from $6.35 to $6.3550. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 09, 2018 Filed Mar 13, 2018 20:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 34,905 $2.28 Strike: $2.28 $79,408.88
Disclosure

SEC source: 0001225208-18-006004 · doc4.xml · derivative · entry 8

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,905 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2018 Filed Mar 13, 2018 20:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 49,059 $3.52 Strike: $3.52 $172,442.39
Disclosure

SEC source: 0001225208-18-006004 · doc4.xml · derivative · entry 7

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,059 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2018 Filed Mar 13, 2018 20:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 46,226 $3.16 Strike: $3.16 $145,843.03
Disclosure

SEC source: 0001225208-18-006004 · doc4.xml · derivative · entry 6

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,408

Underlying: Common Stock · 46,226 shares

Expires 2024-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.