Last 12 months
Inside the activity.
0 purchase rows · 106 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 19 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 8 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2020 Filed Sep 22, 2020 20:08 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 3,000 | $4.32 | $12,960.00 |
DisclosureSEC source: 0001562180-20-006073 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 19:58 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-006040 · primarydocument.xml · derivative · entry 3 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,190 Underlying: Common Stock · 3,000 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 19:58 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 3,000 | $24.05 | $72,159.60 |
DisclosureSEC source: 0001562180-20-006040 · primarydocument.xml · nonDerivative · entry 2 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,079 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $23.84 to $24.55, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 61,666 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 19:58 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 3,000 | $4.32 | $12,960.00 |
DisclosureSEC source: 0001562180-20-006040 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:14 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,547 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-006006 · primarydocument.xml · derivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,392 Underlying: Common Stock · 2,547 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:14 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 2,547 | $23.02 | $58,627.61 |
DisclosureSEC source: 0001562180-20-006006 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,261 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $23.00 to $23.06, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F3 · balance_after: Includes 80,080 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:14 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 2,547 | $4.32 | $11,003.04 |
DisclosureSEC source: 0001562180-20-006006 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 16:45 UTC |
Hinckley Greg KDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,967 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001562180-20-005691 · primarydocument.xml · derivative · entry 3 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,255 Underlying: Common Stock · 12,967 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over three years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 16:45 UTC |
Hinckley Greg KDirector
|
Exercise / conversionCommon Stock | 12,967 | $5.94 | $77,023.98 |
DisclosureSEC source: 0001562180-20-005691 · primarydocument.xml · nonDerivative · entry 1 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,797 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,029 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · derivative · entry 13 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,939 Underlying: Common Stock · 8,029 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 931 | $20.64 | $19,215.47 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 10 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,261 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.51 to $20.94, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F5 · balance_after: Includes 80,080 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 8,029 | $21.04 | $168,965.49 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 9 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,192 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 8,029 | $4.32 | $34,685.28 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 8 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 3,134 | $20.83 | $65,279.03 |
DisclosureSEC source: 0001562180-20-005535 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,022 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 185,903 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,553 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · derivative · entry 12 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,968 Underlying: Common Stock · 7,553 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,418 | $0.00 Strike: $4.68 | $0.00 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · derivative · entry 11 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,277 Underlying: Common Stock · 2,418 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 2,418 | $21.04 | $50,885.36 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 7 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,192 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.36, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 7,553 | $21.04 | $158,948.35 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 6 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,610 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.36, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 2,418 | $4.68 | $11,316.24 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 5 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 7,553 | $4.32 | $32,628.96 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 4 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 433 | $20.83 | $9,019.09 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,192 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 1,171 | $20.83 | $24,391.11 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,625 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 494 | $20.83 | $10,289.67 |
DisclosureSEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,796 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 702 | $20.83 | $14,622.17 |
DisclosureSEC source: 0001562180-20-005537 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,252 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 35,988 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 1,611 | $20.83 | $33,556.00 |
DisclosureSEC source: 0001562180-20-005536 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,079 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 61,666 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 21:24 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 23,151 | $21.13 | $489,118.12 |
DisclosureSEC source: 0001562180-20-005408 · primarydocument.xml · nonDerivative · entry 2 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 195,940 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.51, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F3 · balance_after: Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:24 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 106,849 | $20.90 | $2,233,582.18 |
DisclosureSEC source: 0001562180-20-005408 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 219,091 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.13 to $21.06, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F3 · balance_after: Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:23 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,029 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-005407 · primarydocument.xml · derivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,521 Underlying: Common Stock · 4,029 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to Reporting Person's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:23 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 4,029 | $21.00 | $84,609.00 |
DisclosureSEC source: 0001562180-20-005407 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,290 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · balance_after: Includes 86,134 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:23 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 4,029 | $4.32 | $17,405.28 |
DisclosureSEC source: 0001562180-20-005407 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 25,229 | $19.24 | $485,335.32 |
DisclosureSEC source: 0001562180-20-005325 · primarydocument.xml · nonDerivative · entry 2 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 325,940 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $18.80 to $19.8050, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F4 · ownership.nature: Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-005328 · primarydocument.xml · derivative · entry 4 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,550 Underlying: Common Stock · 4,000 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to Reporting Person's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 931 | $19.25 | $17,923.33 |
DisclosureSEC source: 0001562180-20-005328 · primarydocument.xml · nonDerivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,290 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.70, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F4 · balance_after: Includes 86,134 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 4,000 | $19.32 | $77,285.60 |
DisclosureSEC source: 0001562180-20-005328 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,221 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.94, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 4,000 | $4.32 | $17,280.00 |
DisclosureSEC source: 0001562180-20-005328 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-005327 · primarydocument.xml · derivative · entry 3 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,038 Underlying: Common Stock · 6,000 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 6,000 | $20.00 | $120,000.00 |
DisclosureSEC source: 0001562180-20-005327 · primarydocument.xml · nonDerivative · entry 2 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,954 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · balance_after: Includes 38,015 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:43 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 6,000 | $4.32 | $25,920.00 |
DisclosureSEC source: 0001562180-20-005327 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:43 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 4,771 | $17.51 | $83,541.16 |
DisclosureSEC source: 0001562180-20-005325 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 351,169 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.50 to $17.55, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 16:50 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 1,475 | $16.56 | $24,429.25 |
DisclosureSEC source: 0001562180-20-005154 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,156 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 194,953 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 16:50 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 578 | $16.56 | $9,572.95 |
DisclosureSEC source: 0001562180-20-005153 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,690 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 65,045 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 16:50 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 241 | $16.56 | $3,991.49 |
DisclosureSEC source: 0001562180-20-005152 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,954 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 38,015 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 19, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,395 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · derivative · entry 9 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,550 Underlying: Common Stock · 2,395 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 19, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 2,395 | $17.30 | $41,435.42 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 6 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,221 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.06 to $17.41, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F4 · balance_after: Includes 86,134 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 19, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 2,395 | $4.32 | $10,346.40 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 5 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,158 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · derivative · entry 8 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,945 Underlying: Common Stock · 5,158 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,418 | $0.00 Strike: $4.68 | $0.00 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · derivative · entry 7 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,695 Underlying: Common Stock · 2,418 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 2,418 | $17.07 | $41,268.73 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 4 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,221 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.00 to $17.28, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 5,158 | $17.07 | $88,033.13 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,639 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.00 to $17.28, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:10 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 5,158 | $4.32 | $22,282.56 |
DisclosureSEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.