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SHERWIN WILLIAMS CO

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2948
SEC CIK
0000089800
Parsed reports
715

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2017 Filed Feb 9, 2017 21:16 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 488 $0.00 Strike: $154.43 $0.00
Disclosure

SEC source: 0001209191-17-009067 · doc4.xml · derivative · entry 10

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 488 shares

Expires 2022-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 21:16 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 327 $0.00 Strike: $154.43 $0.00
Disclosure

SEC source: 0001209191-17-009067 · doc4.xml · derivative · entry 9

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 327 shares

Expires 2022-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 21:16 UTC
Mistysyn Allen JSVP - Finance & CFO
SaleCommon Stock 956 $303.74 $290,375.44
Disclosure

SEC source: 0001209191-17-009067 · doc4.xml · nonDerivative · entry 5

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,615

F2 · balance_after: Of shares listed, 570 are restricted stock and 95 are restricted stock units, which were acquired by the reporting person's spouse prior to their marriage in late 2016. The reporting person disclaims beneficial ownership of the shares held by his spouse.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 21:16 UTC
Mistysyn Allen JSVP - Finance & CFO
SaleCommon Stock 186 $302.22 $56,212.92
Disclosure

SEC source: 0001209191-17-009067 · doc4.xml · nonDerivative · entry 4

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,571

Read SEC document
February 08, 2017 Filed Feb 9, 2017 21:16 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 186 $227.73 $42,357.78
Disclosure

SEC source: 0001209191-17-009067 · doc4.xml · nonDerivative · entry 3

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 21:16 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 591 $180.46 $106,651.86
Disclosure

SEC source: 0001209191-17-009067 · doc4.xml · nonDerivative · entry 2

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 21:16 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 815 $154.43 $125,862.49
Disclosure

SEC source: 0001209191-17-009067 · doc4.xml · nonDerivative · entry 1

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 12:41 UTC
CRONIN JANE M.SVP - Corporate Controller
GiftCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007352 · doc4.xml · nonDerivative · entry 2

CRONIN JANE M. · CIK 0001688222 · SVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

F1 · balance_after: Of shares listed, 960 are restricted stock and 160 are restricted stock units.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 12:41 UTC
CRONIN JANE M.SVP - Corporate Controller
SaleCommon Stock 939 $304.85 $286,254.15
Disclosure

SEC source: 0001209191-17-007352 · doc4.xml · nonDerivative · entry 1

CRONIN JANE M. · CIK 0001688222 · SVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,875

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,086 $0.00 Strike: $63.25 $0.00
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · derivative · entry 9

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,086 shares

Expires 2019-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,666 $0.00 Strike: $63.25 $0.00
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · derivative · entry 8

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,666 shares

Expires 2019-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,575 $0.00 Strike: $63.25 $0.00
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · derivative · entry 7

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,575 shares

Expires 2019-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,131 $0.00 Strike: $54.09 $0.00
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · derivative · entry 6

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,131 shares

Expires 2018-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC SaleCommon Stock 7,758 $305.94 $2,373,482.52
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · nonDerivative · entry 4

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,216

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.62 to $306.14 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · balance_after: Of shares listed, 37,000 are restricted stock and 19,500 are restricted stock units.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC SaleCommon Stock 109,700 $304.69 $33,424,493.00
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · nonDerivative · entry 3

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,974

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.50 to $305.39 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC Exercise / conversionCommon Stock 114,327 $63.25 $7,231,182.75
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · nonDerivative · entry 2

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 13:46 UTC Exercise / conversionCommon Stock 3,131 $54.09 $169,355.79
Disclosure

SEC source: 0001209191-17-006532 · doc4.xml · nonDerivative · entry 1

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 13:13 UTC
Davisson Robert JPresident, The Americas Group
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $154.43 $0.00
Disclosure

SEC source: 0001209191-17-006270 · doc4.xml · derivative · entry 5

Davisson Robert J · CIK 0001504881 · President, The Americas Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 13:13 UTC
Davisson Robert JPresident, The Americas Group
SaleCommon Stock 5,000 $306.69 $1,533,450.00
Disclosure

SEC source: 0001209191-17-006270 · doc4.xml · nonDerivative · entry 2

Davisson Robert J · CIK 0001504881 · President, The Americas Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.26 to $306.75 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · balance_after: Of shares listed, 5,500 are restricted stock and 3,150 are restricted stock units.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 13:13 UTC
Davisson Robert JPresident, The Americas Group
Exercise / conversionCommon Stock 5,000 $154.43 $772,162.50
Disclosure

SEC source: 0001209191-17-006270 · doc4.xml · nonDerivative · entry 1

Davisson Robert J · CIK 0001504881 · President, The Americas Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 204 $0.00 Strike: $239.55 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 20

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 204 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17 $0.00 Strike: $227.73 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 19

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 186

Underlying: Common Stock · 17 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 204 $0.00 Strike: $227.73 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 18

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 204 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 183 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 17

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 136

Underlying: Common Stock · 183 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 184 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 16

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 136

Underlying: Common Stock · 184 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 161 $0.00 Strike: $154.43 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 15

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 327

Underlying: Common Stock · 161 shares

Expires 2022-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 339 $0.00 Strike: $154.43 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 14

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 339 shares

Expires 2022-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13 $0.00 Strike: $127.99 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 13

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 13 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12 $0.00 Strike: $127.99 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 12

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 12 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13 $0.00 Strike: $127.99 $0.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · derivative · entry 11

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 13 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
SaleCommon Stock 405 $306.80 $124,254.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · nonDerivative · entry 7

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,165

F3 · balance_after: Of shares listed, 570 are restricted stock and 95 are restricted stock units, which were acquired by the reporting person's spouse prior to their marriage in late 2016. The reporting person disclaims beneficial ownership of the shares held by his spouse.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
SaleCommon Stock 425 $304.76 $129,523.00
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · nonDerivative · entry 6

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,570

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.66 to $304.87 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 204 $239.55 $48,868.20
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · nonDerivative · entry 5

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 221 $227.73 $50,328.33
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · nonDerivative · entry 4

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 367 $180.46 $66,228.82
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · nonDerivative · entry 3

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 500 $154.43 $77,216.25
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · nonDerivative · entry 2

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:11 UTC
Mistysyn Allen JSVP - Finance & CFO
Exercise / conversionCommon Stock 38 $127.99 $4,863.43
Disclosure

SEC source: 0001209191-17-006292 · doc4.xml · nonDerivative · entry 1

Mistysyn Allen J · CIK 0001489329 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 21:22 UTC GrantCommon Stock 104 $277.55 $28,865.20
Disclosure

SEC source: 0001209191-17-002934 · doc4.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Plan

Disclosed balance after: 739

F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares.

F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 21:16 UTC GrantPhantom Stock · Derivative 103.05 $278.99 $28,749.92
Disclosure

SEC source: 0001209191-17-002929 · doc4.xml · derivative · entry 1

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,541.42

Underlying: Common Stock · 103.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F1 · shares: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F1 · derivative.exercise_date: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F1 · derivative.expiration_date: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F2 · balance_after: Includes phantom stock acquired pursuant to the dividend reinvestment feature of the plan.

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January 06, 2017 Filed Jan 9, 2017 21:19 UTC GrantCommon Stock 30 $277.55 $8,326.50
Disclosure

SEC source: 0001209191-17-002933 · doc4.xml · nonDerivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Plan

Disclosed balance after: 351

F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares.

F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan.

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January 06, 2017 Filed Jan 9, 2017 21:13 UTC GrantCommon Stock 104 $277.55 $28,865.20
Disclosure

SEC source: 0001209191-17-002927 · doc4.xml · nonDerivative · entry 1

KRAMER RICHARD J · CIK 0001201067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Plan

Disclosed balance after: 2,006

F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares.

F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan.

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January 06, 2017 Filed Jan 9, 2017 21:09 UTC GrantPhantom Stock · Derivative 60.93 $278.99 $16,998.86
Disclosure

SEC source: 0001209191-17-002925 · doc4.xml · derivative · entry 4

Kadien Thomas G · CIK 0001327759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626.7

Underlying: Common Stock · 60.93 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F4 · shares: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F4 · derivative.exercise_date: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F4 · derivative.expiration_date: Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.

F5 · balance_after: Includes phantom stock acquired pursuant to the dividend reinvestment feature of the plan.

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January 06, 2017 Filed Jan 9, 2017 21:09 UTC GrantCommon Stock 61 $277.55 $16,930.55
Disclosure

SEC source: 0001209191-17-002925 · doc4.xml · nonDerivative · entry 1

Kadien Thomas G · CIK 0001327759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Plan

Disclosed balance after: 2,643

F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares.

F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 16:40 UTC
Connor Christopher MDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 554 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-16-152838 · doc4.xml · derivative · entry 3

Connor Christopher M · CIK 0001181680 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,113

Underlying: Common Stock · 554 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 16:40 UTC
Connor Christopher MDirector · Executive Chairman
Exercise / conversionCommon Stock 554 $180.46 $99,974.84
Disclosure

SEC source: 0001209191-16-152838 · doc4.xml · nonDerivative · entry 1

Connor Christopher M · CIK 0001181680 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of shares listed, 37,000 are restricted stock and 19,500 are restricted stock units.

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November 18, 2016 Filed Nov 21, 2016 22:01 UTC
Baxter Joel D.Pres. & GM, Glob. Supply Chain
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 554 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-16-151470 · doc4.xml · derivative · entry 3

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613

Underlying: Common Stock · 554 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:01 UTC
Baxter Joel D.Pres. & GM, Glob. Supply Chain
Exercise / conversionCommon Stock 554 $180.46 $99,974.84
Disclosure

SEC source: 0001209191-16-151470 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of shares listed, 3,250 are restricted stock and 725 are restricted stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 12:53 UTC
MORIKIS JOHN GDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 554 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-16-147554 · doc4.xml · derivative · entry 3

MORIKIS JOHN G · CIK 0001203523 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,779

Underlying: Common Stock · 554 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 12:53 UTC
MORIKIS JOHN GDirector · President & CEO
Exercise / conversionCommon Stock 554 $180.46 $99,974.84
Disclosure

SEC source: 0001209191-16-147554 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of shares listed, 11,500 are restricted stock and 6,000 are restricted stock units.

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October 27, 2016 Filed Oct 31, 2016 13:24 UTC PurchaseCommon Stock 500 $247.30 $123,650.00
Disclosure

SEC source: 0001209191-16-147371 · doc4.xml · nonDerivative · entry 1

STROPKI JOHN M · CIK 0001194166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,305

F1 · balance_after: Of shares listed, 201 are restricted stock and 799 are restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.