Last 12 months
Inside the activity.
9 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 9 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2018 Filed Jun 15, 2018 16:31 UTC |
Flug JeffreyDirector · 10% owner
|
GrantCLASS A COMMON STOCK | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000083 · wf-form4_152909466580883.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,078 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 12, 2018, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 12, 2019, subject to the Reporting Person's continued service with the Issuer. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 12, 2018, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 12, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 12, 2018 Filed Jun 15, 2018 20:40 UTC |
Silverman JoshDirector
|
GrantCLASS A COMMON STOCK | 585 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000090 · wf-form4_152909523216914.xml · nonDerivative · entry 1 Silverman Josh · CIK 0001525358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 12, 2018, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 12, 2019, subject to the Reporting Person's continued service with the Issuer. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 12, 2018, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 12, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 12, 2018 Filed Jun 15, 2018 20:28 UTC |
Fieler Anna LiaoDirector
|
GrantCLASS A COMMON STOCK | 585 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000081 · wf-form4_152909447396866.xml · nonDerivative · entry 1 Fieler Anna Liao · CIK 0001724842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 12, 2018, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 12, 2019, subject to the Reporting Person's continued service with the Issuer. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 12, 2018, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 12, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 1,815 | $64.48 | $117,030.11 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 9 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 71,852 F1 · ownership.nature: See Exhibit 99.1. F4 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 8,130 | $64.48 | $524,217.52 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 8 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 357,546 F1 · ownership.nature: See Exhibit 99.1. F3 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 4,655 | $64.48 | $300,151.61 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 7 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 260,205 F1 · ownership.nature: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 13,459 | $62.63 | $842,935.82 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 6 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 73,667 F1 · ownership.nature: See Exhibit 99.1. F4 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 60,303 | $62.63 | $3,776,770.86 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 5 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 365,676 F1 · ownership.nature: See Exhibit 99.1. F3 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 34,544 | $62.63 | $2,163,487.27 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 4 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 264,860 F1 · ownership.nature: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 955 | $63.43 | $60,570.88 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 3 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 87,126 F1 · ownership.nature: See Exhibit 99.1. F4 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock | 4,290 | $63.43 | $272,093.25 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 2 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 425,979 F1 · ownership.nature: See Exhibit 99.1. F3 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 21:23 UTC |
Select Equity Group, L.P.10% owner
SEG PARTNERS L P10% owner
SEG PARTNERS II L P10% owner
Loening George S10% owner
|
SaleClass A Common Stock, par value $0.001 per share | 2,455 | $63.43 | $155,708.38 |
DisclosureSEC source: 0001140361-18-028448 · doc1.xml · nonDerivative · entry 1 Select Equity Group, L.P. · CIK 0001592643 · 10% owner SEG PARTNERS L P · CIK 0001060793 · 10% owner SEG PARTNERS II L P · CIK 0001215218 · 10% owner SEG Partners Offshore Master Fund, Ltd. · CIK 0001632171 · 10% owner Loening George S · CIK 0001632169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 299,404 F1 · ownership.nature: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 17:37 UTC |
Meyer Daniel HarrisDirector · 10% owner
|
GiftCLASS A COMMON STOCK | 15,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000071 · wf-form4_152849380953747.xml · nonDerivative · entry 1 Meyer Daniel Harris · CIK 0001463932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 549,443 F1 · shares: On June 7, 2018, the Reporting Person made a charitable gift of 15,875 shares. F2 · price: Bona Fide Gift. No compensation was given to the Reporting Person for the gifting of shares. F3 · ownership.nature: Represents Class A Common Stock of Shake Shack Inc. held by the Reporting Person through the Daniel H. Meyer Investment Trust d/t/d 5/15/92 (the "Investment Trust"). The Reporting Person is the grantor, trustee and beneficiary of the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 17:39 UTC |
VIVIAN ROBERT TDirector · 10% owner
|
SaleCLASS A COMMON STOCK | 20,000 | $65.00 | $1,300,000.00 |
DisclosureSEC source: 0001620533-18-000073 · wf-form4_152849392799661.xml · nonDerivative · entry 1 VIVIAN ROBERT T · CIK 0001219750 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,720 Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 17:20 UTC |
Meyer Daniel HarrisDirector · 10% owner
|
SaleCLASS A COMMON STOCK | 412 | $60.43 | $24,898.15 |
DisclosureSEC source: 0001620533-18-000065 · wf-form4_152788800141699.xml · nonDerivative · entry 3 Meyer Daniel Harris · CIK 0001463932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 565,318 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed of by the Reporting Person through the Daniel H. Meyer Investment Trust d/t/d 5/15/92 (the "Investment Trust") pursuant to a 10b5-1 trading plan entered into on March 8, 2018. The Reporting Person is the grantor, trustee and beneficiary of the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · price: The transaction was executed in multiple trades at prices ranging from $60.3200 to $60.5300. The price reported above reflects the weighted average sales price. F4 · ownership.nature: Represents Class A Stock of the Issuer held by the Reporting Person through the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 17:20 UTC |
Meyer Daniel HarrisDirector · 10% owner
|
SaleCLASS A COMMON STOCK | 74,588 | $59.99 | $4,474,362.57 |
DisclosureSEC source: 0001620533-18-000065 · wf-form4_152788800141699.xml · nonDerivative · entry 2 Meyer Daniel Harris · CIK 0001463932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 565,730 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed of by the Reporting Person through the Daniel H. Meyer Investment Trust d/t/d 5/15/92 (the "Investment Trust") pursuant to a 10b5-1 trading plan entered into on March 8, 2018. The Reporting Person is the grantor, trustee and beneficiary of the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $59.3200 to $60.3199. The price reported above reflects the weighted average sales price. F4 · ownership.nature: Represents Class A Stock of the Issuer held by the Reporting Person through the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 17:25 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
SaleCLASS A COMMON STOCK | 20,400 | $60.08 | $1,225,660.56 |
DisclosureSEC source: 0001620533-18-000067 · wf-form4_152814748757494.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 0 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $59.9500 to $60.3500. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:08 UTC |
Koff ZachChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000069 · wf-form4_152823646739536.xml · derivative · entry 3 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Underlying: CLASS A COMMON STOCK · 5,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: An option to purchase 106,000 shares of Class A Stock at $21 per share were granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, 21,200 options vested on January 29, 2018, and the remaining options vest in two equal installments on each of January 29, 2019 and January 29, 2020, subject to Reporting Person's continued service with the Issuer. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:08 UTC |
Koff ZachChief Operating Officer
|
SaleCLASS A COMMON STOCK | 5,000 | $60.00 | $300,000.00 |
DisclosureSEC source: 0001620533-18-000069 · wf-form4_152823646739536.xml · nonDerivative · entry 2 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,441 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of Reporting Person's option to purchase 5,000 shares of Class A Stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:08 UTC |
Koff ZachChief Operating Officer
|
Exercise / conversionCLASS A COMMON STOCK | 5,000 | $21.00 | $105,000.00 |
DisclosureSEC source: 0001620533-18-000069 · wf-form4_152823646739536.xml · nonDerivative · entry 1 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 5,000 shares of Class A Stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:25 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
SaleCLASS A COMMON STOCK | 4,600 | $60.63 | $278,883.28 |
DisclosureSEC source: 0001620533-18-000067 · wf-form4_152814748757494.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 20,400 F1 · price: The transaction was executed in multiple trades at prices ranging from $60.5000 to $60.9900. The price reported above reflects the weighted average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 30, 2018 Filed May 30, 2018 18:28 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
SaleCLASS A COMMON STOCK | 25,000 | $61.46 | $1,536,427.50 |
DisclosureSEC source: 0001620533-18-000063 · wf-form4_152771932384957.xml · nonDerivative · entry 4 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 25,000 F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 17:20 UTC |
Meyer Daniel HarrisDirector · 10% owner
|
SaleCLASS A COMMON STOCK | 20,000 | $60.11 | $1,202,176.00 |
DisclosureSEC source: 0001620533-18-000065 · wf-form4_152788800141699.xml · nonDerivative · entry 1 Meyer Daniel Harris · CIK 0001463932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 640,318 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed of by the Reporting Person through the Daniel H. Meyer Investment Trust d/t/d 5/15/92 (the "Investment Trust") pursuant to a 10b5-1 trading plan entered into on March 8, 2018. The Reporting Person is the grantor, trustee and beneficiary of the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · price: The transaction was executed in multiple trades at prices ranging from $60.0000 to $60.3600. The price reported above reflects the weighted average sales price. F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Represents Class A Stock of the Issuer held by the Reporting Person through the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 29, 2018 Filed May 30, 2018 18:28 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
SaleCLASS A COMMON STOCK | 25,000 | $58.22 | $1,455,402.50 |
DisclosureSEC source: 0001620533-18-000063 · wf-form4_152771932384957.xml · nonDerivative · entry 3 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 50,000 F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction as executed in multiple trades at prices ranging from $58.0000 to $58.6800. The price reported above reflects the weighted average sales price. F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:28 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
ConversionCommon Membership Interests · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000063 · wf-form4_152771932384957.xml · derivative · entry 7 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 272,574 Underlying: CLASS A COMMON STOCK · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · ownership.nature: Represents LLC Interests held by the Trust. Each Reporting Person disclaims beneficial ownership of such interests except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:28 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
OtherCLASS B COMMON STOCK | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000063 · wf-form4_152771932384957.xml · nonDerivative · entry 5 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 272,574 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. F7 · ownership.nature: Represents shares of Class B Common Stock held by the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:28 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
SaleCLASS A COMMON STOCK | 25,000 | $58.41 | $1,460,245.00 |
DisclosureSEC source: 0001620533-18-000063 · wf-form4_152771932384957.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 75,000 F3 · price: The transaction as executed in multiple trades at prices ranging from $58.4000 to $58.5200. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:28 UTC |
Flug JeffreyDirector · 10% owner
Flug 2015 GS Trust U/A/D 12/29/1510% owner
Gulf Five Fiduciary Management Corp10% owner
FLUG SHERYL H10% owner
|
ConversionCLASS A COMMON STOCK | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000063 · wf-form4_152771932384957.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 18, 2018 Filed May 22, 2018 17:12 UTC |
Koff ZachChief Operating Officer
|
Tax withholdingCLASS A COMMON STOCK | 368 | $58.46 | $21,513.28 |
DisclosureSEC source: 0001620533-18-000061 · wf-form4_152702348721266.xml · nonDerivative · entry 1 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,441 F1 · shares: Represents shares of Class A Common Stock of Shake Shack Inc. (the "Issuer") withheld for taxes upon the vesting of restricted stock units that were previously acquired by the Reporting Person upon the Issuer's achievement of certain performance criteria for fiscal year 2017, as determined by the Issuer's Compensation Committee on March 22, 2018. Read SEC document |
| May 11, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 45,510 | $58.59 | $2,666,430.90 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 15 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,490 F10 · shares: Represents shares sold by GEI Side VI. F16 · price: This transaction was executed in multiple trades at prices ranging from $58.19 to $58.87. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI Side VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F12 · ownership.direct: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 11, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 5,573 | $58.59 | $326,522.07 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 14 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F7 · shares: Represents shares sold by Malted. F16 · price: This transaction was executed in multiple trades at prices ranging from $58.19 to $58.87. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by Malted. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F9 · ownership.direct: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 11, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 76,357 | $58.59 | $4,473,756.63 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 13 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"). F16 · price: This transaction was executed in multiple trades at prices ranging from $58.19 to $58.87. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F6 · ownership.direct: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 11, 2018 Filed May 11, 2018 19:19 UTC |
SOKOLOFF JONATHAN DDirector · 10% owner
|
SaleClass A Common Stock | 127,440 | $58.59 | $7,466,709.60 |
DisclosureSEC source: 0001209191-18-029696 · doc4.xml · nonDerivative · entry 5 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,301,490 F14 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 76,357 were sold by GEI VI, 45,510 were sold by GEI Side VI, and 5,573 were sold by Malted. F15 · price: This transaction was executed in multiple trades at prices ranging from $58.19 to $58.87. The price reported above reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. F16 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 0 are owned by GEI VI, 1,301,490 are owned by GEI Side VI, and 0 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 11, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 45,510 | $58.59 | $2,666,430.90 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 15 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,490 F10 · shares: Represents shares sold by GEI Side VI. F16 · price: This transaction was executed in multiple trades at prices ranging from $58.19 to $58.87. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI Side VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F12 · ownership.direct: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 11, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 5,573 | $58.59 | $326,522.07 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 14 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F7 · shares: Represents shares sold by Malted. F16 · price: This transaction was executed in multiple trades at prices ranging from $58.19 to $58.87. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by Malted. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F9 · ownership.direct: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 11, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 76,357 | $58.59 | $4,473,756.63 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 13 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"). F16 · price: This transaction was executed in multiple trades at prices ranging from $58.19 to $58.87. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F6 · ownership.direct: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 90,362 | $58.97 | $5,328,647.14 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 12 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,000 F10 · shares: Represents shares sold by GEI Side VI. F15 · price: This transaction was executed in multiple trades at prices ranging from $58.49 to $59.15. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI Side VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F12 · ownership.direct: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 11,066 | $58.97 | $652,562.02 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 11 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,573 F7 · shares: Represents shares sold by Malted. F15 · price: This transaction was executed in multiple trades at prices ranging from $58.49 to $59.15. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by Malted. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F9 · ownership.direct: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 151,612 | $58.97 | $8,940,559.64 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 10 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,357 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"). F15 · price: This transaction was executed in multiple trades at prices ranging from $58.49 to $59.15. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F6 · ownership.direct: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 16,770 | $58.24 | $976,684.80 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 9 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,362 F10 · shares: Represents shares sold by GEI Side VI. F14 · price: This transaction was executed in multiple trades at prices ranging from $57.49 to $58.485. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI Side VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F12 · ownership.direct: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 2,054 | $58.24 | $119,624.96 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 8 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,639 F7 · shares: Represents shares sold by Malted. F14 · price: This transaction was executed in multiple trades at prices ranging from $57.49 to $58.485. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by Malted. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F9 · ownership.direct: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:50 UTC Amendment |
Green Equity Investors VI, L.P.Director · 10% owner
GEI Capital VI, LLCDirector · 10% owner
Green Equity Investors Side VI, L.P.Director · 10% owner
Green VI Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Malted Coinvest LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
SaleClass A Common Stock | 28,136 | $58.24 | $1,638,640.64 |
DisclosureSEC source: 0001209191-18-029719 · doc4a.xml · nonDerivative · entry 7 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Malted Coinvest LLC · CIK 0001568925 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,969 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"). F14 · price: This transaction was executed in multiple trades at prices ranging from $57.49 to $58.485. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F6 · ownership.direct: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 19:19 UTC |
SOKOLOFF JONATHAN DDirector · 10% owner
|
SaleClass A Common Stock | 253,040 | $58.97 | $14,921,768.80 |
DisclosureSEC source: 0001209191-18-029696 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,428,930 F11 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 151,612 were sold by GEI VI, 90,362 were sold by GEI Side VI, and 11,066 were sold by Malted. F12 · price: This transaction was executed in multiple trades at prices ranging from $58.49 to $59.15. The price reported above reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. F13 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 76,357 are owned by GEI VI, 1,347,000 are owned by GEI Side VI, and 5,573 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 11, 2018 19:19 UTC |
SOKOLOFF JONATHAN DDirector · 10% owner
|
SaleClass A Common Stock | 46,960 | $58.24 | $2,734,950.40 |
DisclosureSEC source: 0001209191-18-029696 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,681,970 F8 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 28,136 were sold by GEI VI, 16,770 were sold by GEI Side VI, and 2,054 were sold by Malted. F9 · price: This transaction was executed in multiple trades at prices ranging from $57.49 to $58.485. The price reported above reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 227,969 are owned by GEI VI, 1,437,362 are owned by GEI Side VI, and 16,639 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 90,362 | $58.97 | $5,328,647.14 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 12 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,000 F10 · shares: Represents shares sold by GEI Side VI. F15 · price: This transaction was executed in multiple trades at prices ranging from $58.49 to $59.15. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI Side VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F12 · ownership.direct: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 11,066 | $58.97 | $652,562.02 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 11 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,573 F7 · shares: Represents shares sold by Malted. F15 · price: This transaction was executed in multiple trades at prices ranging from $58.49 to $59.15. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by Malted. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F9 · ownership.direct: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 151,612 | $58.97 | $8,940,559.64 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 10 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,357 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"). F15 · price: This transaction was executed in multiple trades at prices ranging from $58.49 to $59.15. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F6 · ownership.direct: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 16,770 | $58.24 | $976,684.80 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 9 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,362 F10 · shares: Represents shares sold by GEI Side VI. F14 · price: This transaction was executed in multiple trades at prices ranging from $57.49 to $58.485. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI Side VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F12 · ownership.direct: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 2,054 | $58.24 | $119,624.96 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 8 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,639 F7 · shares: Represents shares sold by Malted. F14 · price: This transaction was executed in multiple trades at prices ranging from $57.49 to $58.485. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by Malted. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F9 · ownership.direct: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC |
Green Equity Investors VI, L.P.Director · 10% owner
|
SaleClass A Common Stock | 28,136 | $58.24 | $1,638,640.64 |
DisclosureSEC source: 0001209191-18-029702 · doc4.xml · nonDerivative · entry 7 Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,969 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"). F14 · price: This transaction was executed in multiple trades at prices ranging from $57.49 to $58.485. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI. F4 · ownership.direct: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F5 · ownership.direct: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder. F6 · ownership.direct: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.