Tapewire

OTC · USD

SGRP

SPAR Group, Inc.

Export transactions ↓
Tapewire entity
7681
SEC CIK
0001004989
Parsed reports
219

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2019 Filed Sep 12, 2019 18:00 UTC SaleCommon Stock, $.01 par value 19,663 $1.02 $20,056.26
Disclosure

SEC source: 0001090394-19-000011 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515,843

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown

Read SEC document
September 09, 2019 Filed Sep 12, 2019 18:00 UTC SaleCommon Stock, $.01 par value 105 $1.03 $108.15
Disclosure

SEC source: 0001090394-19-000011 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,535,506

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 15,241 $1.02 $15,545.82
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 8

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,535,611

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 8,265 $1.01 $8,347.65
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 7

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,550,852

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 9,572 $1.03 $9,859.16
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 6

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,559,117

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 8,982 $1.04 $9,341.28
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 5

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,568,689

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 5,720 $1.06 $6,063.20
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577,671

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 2,250 $1.08 $2,430.00
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 3

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,583,391

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 20,670 $1.05 $21,703.50
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,585,641

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:28 UTC SaleCommon Stock, $.01 par value 2,000 $1.07 $2,140.00
Disclosure

SEC source: 0001090394-19-000010 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,606,311

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 16:37 UTC SaleCommon Stock, $.01 par value 5,200 $1.14 $5,928.00
Disclosure

SEC source: 0001090394-19-000009 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,608,311

F1 · balance_after: Total calculated from the aggregate of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 16:20 UTC SaleCommon Stock, $.01 par value 52,100 $1.20 $62,520.00
Disclosure

SEC source: 0001090394-19-000008 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,613,511

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
August 30, 2019 Filed Sep 6, 2019 14:43 UTC GiftCommon Stock, $.01 par value 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001090394-19-000007 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755,611

F1 · price: Not applicable

Read SEC document
August 30, 2019 Filed Nov 15, 2019 18:36 UTC Amendment GiftCommon Stock, $.01 par value 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001090394-19-000015 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,665,611

F1 · price: Not Applicable

F2 · balance_after: Total calculated from the aggregate as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 21:11 UTC
BELZER KORIChief Operations Officer
SaleCommon Stock, $.01 par value 25,000 $1.17 $29,250.00
Disclosure

SEC source: 0001437749-19-017469 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,671

Read SEC document
July 18, 2019 Filed Nov 25, 2019 20:21 UTC
SEGRETO JAMES RChief Financial Officer
Exercise / conversionOption to buy Common Stock · Derivative 120,500 $0.40 Strike: $0.40 $48,200.00
Disclosure

SEC source: 0001437749-19-023518 · rdgdoc.xml · derivative · entry 5

SEGRETO JAMES R · CIK 0001277969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock, $.01 par value · 120,500 shares

Expires 2019-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vested as to 30,125 shares on each of August 6, 2010, 2011, 2012 and 2013, respectively.

Read SEC document
July 18, 2019 Filed Nov 25, 2019 20:21 UTC
SEGRETO JAMES RChief Financial Officer
Exercise / conversionCommon Stock, $.01 par value 53,556 $0.40 $21,422.40
Disclosure

SEC source: 0001437749-19-023518 · rdgdoc.xml · nonDerivative · entry 1

SEGRETO JAMES R · CIK 0001277969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of a cashless exercise of 120,500 options on July 18, 2019.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:15 UTC
BELZER KORIChief Operations Officer
Exercise / conversionOption to buy Common Stock · Derivative 107,140 $0.40 Strike: $0.40 $42,856.00
Disclosure

SEC source: 0001437749-19-013755 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,310

Underlying: Common Stock, $.01 par value · 107,140 shares

Expires 2019-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:15 UTC
BELZER KORIChief Operations Officer
Exercise / conversionCommon Stock, $.01 par value 107,140 $0.40 $42,856.00
Disclosure

SEC source: 0001437749-19-013755 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2019 Filed Nov 19, 2019 21:53 UTC Amendment
BELZER KORIChief Operations Officer
Exercise / conversionOption to buy Common Stock · Derivative 107,140 Not disclosed Strike: $0.40 Not disclosed
Disclosure

SEC source: 0001437749-19-023217 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,310

Underlying: Common Stock, $.01 par value · 33,145 shares

Expires 2019-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Compensation value on date of issuance.

F1 · derivative.underlying_shares: Shares the result of a cashless exercise of 107,140 options on July 8, 2019.

Read SEC document
July 08, 2019 Filed Nov 19, 2019 21:53 UTC Amendment
BELZER KORIChief Operations Officer
Exercise / conversionCommon Stock, $.01 par value 33,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-023217 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of a cashless exercise of 107,140 options on July 8, 2019.

F2 · price: Compensation value on date of issuance.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:36 UTC SaleCommon Stock, $.01 par value 16,394 $0.65 $10,656.10
Disclosure

SEC source: 0001090394-19-000006 · primary_doc.xml · nonDerivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755,611

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown

Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:36 UTC SaleCommon Stock, $.01 par value 424 $0.67 $284.08
Disclosure

SEC source: 0001090394-19-000006 · primary_doc.xml · nonDerivative · entry 3

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,772,005

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown

Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:36 UTC SaleCommon Stock, $.01 par value 250 $0.68 $170.00
Disclosure

SEC source: 0001090394-19-000006 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,772,429

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown

Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:36 UTC SaleCommon Stock, $.01 par value 7 $0.70 $4.90
Disclosure

SEC source: 0001090394-19-000006 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,772,679

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 441 $0.66 $291.06
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 9

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,772,686

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 4,501 $0.67 $3,015.67
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 8

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,773,127

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 11,850 $0.68 $8,058.00
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 7

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,777,628

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 22,200 $0.69 $15,318.00
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 6

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,789,478

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 10,808 $0.70 $7,565.60
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 5

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,811,678

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 200 $0.71 $142.00
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,822,486

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 14,470 $0.70 $10,129.00
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 3

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,822,686

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 200 $0.71 $142.00
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837,156

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 19:16 UTC SaleCommon Stock, $.01 par value 5,430 $0.72 $3,909.60
Disclosure

SEC source: 0001090394-19-000004 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837,356

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 18:43 UTC SaleCommon Stock, $.01 par value 31,087 $0.70 $21,760.90
Disclosure

SEC source: 0001090394-19-000003 · primary_doc.xml · nonDerivative · entry 3

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,842,786

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown

Read SEC document
June 03, 2019 Filed Jun 4, 2019 18:43 UTC SaleCommon Stock, $.01 par value 16,213 $0.71 $11,511.23
Disclosure

SEC source: 0001090394-19-000003 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,873,873

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown

Read SEC document
June 03, 2019 Filed Jun 4, 2019 18:43 UTC SaleCommon Stock, $.01 par value 2,700 $0.73 $1,971.00
Disclosure

SEC source: 0001090394-19-000003 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,890,086

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per form SC 13D/A filed January 25,2019 by Mr. Brown

Read SEC document
May 31, 2019 Filed Jun 3, 2019 18:08 UTC SaleCommon Stock, $.01 par value 50,000 $0.75 $37,500.00
Disclosure

SEC source: 0001090394-19-000002 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,892,786

F1 · shares: Total calculated from the aggregate ownership of common stock as per Form SC 13D/A filed January 25,2019 by Mr. Brown.

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per Form SC 13D/A filed January 25,2019 by Mr. Brown.

Read SEC document
May 29, 2019 Filed May 31, 2019 18:50 UTC SaleCommon Stock, $.01 par value 12,825 $0.75 $9,646.97
Disclosure

SEC source: 0001090394-19-000001 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,942,786

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per Form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
May 29, 2019 Filed Jun 10, 2019 16:46 UTC Amendment SaleCommon Stock, $.01 par value 12,825 $0.75 $9,646.97
Disclosure

SEC source: 0001090394-19-000005 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,942,786

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per Form SC 13D/A filed January 25, 2019 by Mr. Brown.

Read SEC document
May 16, 2019 Filed Nov 25, 2019 21:15 UTC Exercise / conversionOption to buy Common Stock · Derivative 96,308 $0.40 Strike: $0.40 $38,523.20
Disclosure

SEC source: 0001437749-19-023527 · rdgdoc.xml · derivative · entry 5

PARTRIDGE JACK W · CIK 0001205538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock, $.01 par value · 96,308 shares

Expires 2019-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed Nov 25, 2019 21:15 UTC Exercise / conversionOption to buy Common Stock · Derivative 10,000 $0.41 Strike: $0.41 $4,100.00
Disclosure

SEC source: 0001437749-19-023527 · rdgdoc.xml · derivative · entry 4

PARTRIDGE JACK W · CIK 0001205538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,308

Underlying: Common Stock, $.01 par value · 10,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed Nov 25, 2019 21:15 UTC Exercise / conversionCommon Stock, $.01 par value 49,477 $0.40 $19,790.80
Disclosure

SEC source: 0001437749-19-023527 · rdgdoc.xml · nonDerivative · entry 1

PARTRIDGE JACK W · CIK 0001205538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of a cashless exercise of 106,308 options on May 16, 2019.

Read SEC document
April 05, 2019 Filed Nov 25, 2019 21:15 UTC GrantOption to buy Common Stock · Derivative 20,000 $0.64 Strike: $0.64 $12,800.00
Disclosure

SEC source: 0001437749-19-023527 · rdgdoc.xml · derivative · entry 3

PARTRIDGE JACK W · CIK 0001205538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,308

Underlying: Common Stock, $.01 par value · 20,000 shares

Expires 2029-04-05

Read SEC document
April 05, 2019 Filed Nov 25, 2019 20:21 UTC
SEGRETO JAMES RChief Financial Officer
GrantOption to buy Common Stock · Derivative 20,000 $0.64 Strike: $0.64 $12,800.00
Disclosure

SEC source: 0001437749-19-023518 · rdgdoc.xml · derivative · entry 4

SEGRETO JAMES R · CIK 0001277969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,500

Underlying: Common Stock, $.01 par value · 20,000 shares

Expires 2029-04-05

F4 · derivative.exercise_date: Vests as to 5,000 shares on each of April 5, 2020, 2021, 2022 and 2023, respectively.

Read SEC document
April 05, 2019 Filed Dec 11, 2019 19:50 UTC GrantOption to buy Common Stock · Derivative 20,000 $0.64 Strike: $0.64 $12,800.00
Disclosure

SEC source: 0001437749-19-024203 · rdgdoc.xml · derivative · entry 2

Drogue Arthur B · CIK 0001600494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, $.01 par value · 20,000 shares

Expires 2029-04-05

Read SEC document
April 05, 2019 Filed Dec 11, 2019 19:53 UTC
BELZER KORIChief Operations Officer
GrantOption to buy Common Stock · Derivative 25,000 $0.64 Strike: $0.64 $16,000.00
Disclosure

SEC source: 0001437749-19-024205 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Common Stock, $.01 par value · 25,000 shares

Expires 2029-04-05

F2 · derivative.exercise_date: Vests as to 6,250 shares on each of April 5, 2020, 2021, 2022 and 2023, respectively.

Read SEC document
April 05, 2019 Filed Dec 11, 2019 19:43 UTC
Olivier Christiaan MauritzDirector · Chief Executive Officer
GrantOption to buy Common Stock · Derivative 75,000 $0.64 Strike: $0.64 $48,000.00
Disclosure

SEC source: 0001437749-19-024199 · rdgdoc.xml · derivative · entry 2

Olivier Christiaan Mauritz · CIK 0001719654 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock, $.01 par value · 75,000 shares

Expires 2029-04-05

F2 · derivative.exercise_date: Vests as to 18,750 shares on each of April 5, 2020, 2021, 2022 and 2023, respectively.

Read SEC document
April 05, 2019 Filed Dec 11, 2019 19:47 UTC GrantOption to buy Common Stock · Derivative 20,000 $0.64 Strike: $0.64 $12,800.00
Disclosure

SEC source: 0001437749-19-024201 · rdgdoc.xml · derivative · entry 2

MCCARTHEY R ERIC · CIK 0001245678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, $.01 par value · 20,000 shares

Expires 2029-04-05

Read SEC document
December 07, 2018 Filed Dec 27, 2018 19:23 UTC SaleCommon Stock, $.01 par value 40,000 $0.67 $26,800.00
Disclosure

SEC source: 0001090394-18-000002 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,955,611

F1 · balance_after: Total calculated from the aggregate ownership of common stock as per Form SC 13D/A filed September 19, 2018 by Mr. Brown.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.