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Sagimet Biosciences Inc.

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Tapewire entity
5273
SEC CIK
0001400118
Parsed reports
100

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2025 Filed Feb 7, 2025 21:41 UTC
Chauche ThierryChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 69,000 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001104659-25-010584 · tm255919-1_4seq1.xml · derivative · entry 2

Chauche Thierry · CIK 0001895174 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Series A Common Stock · 69,000 shares

Expires 2035-02-05

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over forty-eight equal monthly installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:41 UTC
Chauche ThierryChief Financial Officer
GrantSeries A Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-010584 · tm255919-1_4seq1.xml · nonDerivative · entry 1

Chauche Thierry · CIK 0001895174 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. The RSUs shall vest over four equal annual installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 16:44 UTC
Martins Eduardo BrunoChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 138,000 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001104659-25-010589 · tm255919-4_4seq1.xml · derivative · entry 2

Martins Eduardo Bruno · CIK 0001670431 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Series A Common Stock · 138,000 shares

Expires 2035-02-05

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over forty-eight equal monthly installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 16:44 UTC
Martins Eduardo BrunoChief Medical Officer
GrantSeries A Common Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-010589 · tm255919-4_4seq1.xml · nonDerivative · entry 1

Martins Eduardo Bruno · CIK 0001670431 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,213

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. The RSUs shall vest over four equal annual installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:43 UTC
Happel DavidDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 472,000 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001104659-25-010587 · tm255919-3_4seq1.xml · derivative · entry 2

Happel David · CIK 0001623567 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,000

Underlying: Series A Common Stock · 472,000 shares

Expires 2035-02-05

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over forty-eight equal monthly installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:43 UTC
Happel DavidDirector · President & CEO
GrantSeries A Common Stock 116,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-010587 · tm255919-3_4seq1.xml · nonDerivative · entry 1

Happel David · CIK 0001623567 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,200

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. The RSUs shall vest over four equal annual installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:42 UTC
Rozek ElizabethGeneral Counsel and CCO
GrantStock Option (Right to Buy) · Derivative 138,000 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001104659-25-010586 · tm255919-2_4seq1.xml · derivative · entry 2

Rozek Elizabeth · CIK 0001975022 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Series A Common Stock · 138,000 shares

Expires 2035-02-05

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over forty-eight equal monthly installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:42 UTC
Rozek ElizabethGeneral Counsel and CCO
GrantSeries A Common Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-010586 · tm255919-2_4seq1.xml · nonDerivative · entry 1

Rozek Elizabeth · CIK 0001975022 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,506

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. The RSUs shall vest over four equal annual installments following February 6, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:09 UTC GrantStock Option (Right to Buy) · Derivative 113,895 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001104659-24-085820 · tm2420761-4_4seq1.xml · derivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,895

Underlying: Series A Common Stock · 113,895 shares

Expires 2034-07-31

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over thirty-six (36) equal monthly installments following August 1, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:08 UTC GrantStock Option (Right to Buy) · Derivative 113,895 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001104659-24-085818 · tm2420761-3_4seq1.xml · derivative · entry 1

Phillips Anne M. · CIK 0001627680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,895

Underlying: Series A Common Stock · 113,895 shares

Expires 2034-07-31

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over thirty-six (36) equal monthly installments following August 1, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 20:05 UTC
Kemble GeorgeDirector · Executive Chairman
SaleSeries A Common Stock 23,625 $3.17 $74,829.83
Disclosure

SEC source: 0001104659-24-082630 · tm2420121-1_4seq1.xml · nonDerivative · entry 1

Kemble George · CIK 0001858176 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,693

F1 · kind: These sales were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.07 to $3.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 16:06 UTC
Martins Eduardo BrunoChief Medical Officer
SaleSeries A Common Stock 8,357 $3.10 $25,910.04
Disclosure

SEC source: 0001104659-24-081892 · tm2420000-3_4seq1.xml · nonDerivative · entry 1

Martins Eduardo Bruno · CIK 0001670431 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,213

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 20:05 UTC
Rozek ElizabethGeneral Counsel and CCO
SaleSeries A Common Stock 10,914 $3.10 $33,830.13
Disclosure

SEC source: 0001104659-24-081891 · tm2420000d2_4seq1.xml · nonDerivative · entry 1

Rozek Elizabeth · CIK 0001975022 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,506

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 20:05 UTC
Kemble GeorgeDirector · Executive Chairman
SaleSeries A Common Stock 14,062 $3.10 $43,604.86
Disclosure

SEC source: 0001104659-24-081887 · tm2420000-1_4.xml · nonDerivative · entry 1

Kemble George · CIK 0001858176 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,318

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:05 UTC GrantStock Option (Right to Buy) · Derivative 9,279 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001104659-24-069632 · tm2416701-2_4seq1.xml · derivative · entry 1

Hoelscher Paul W. · CIK 0001611468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,279

Underlying: Series A Common Stock · 9,279 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over twelve (12) equal monthly installments following June 5, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 51,459 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001104659-24-069637 · tm2416701-4_4seq1.xml · derivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,459

Underlying: Series A Common Stock · 51,459 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over twelve (12) equal monthly installments following June 5, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:05 UTC GrantStock Option (Right to Buy) · Derivative 51,459 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001104659-24-069626 · tm2416701-1_4seq1.xml · derivative · entry 1

GRAMMER ELIZABETH A · CIK 0001213041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,459

Underlying: Series A Common Stock · 51,459 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over twelve (12) equal monthly installments following June 5, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:08 UTC GrantStock Option (Right to Buy) · Derivative 9,279 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001104659-24-069639 · tm2416701-5_4seq1.xml · derivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,279

Underlying: Series A Common Stock · 9,279 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over twelve (12) equal monthly installments following June 5, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 51,459 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001104659-24-069636 · tm2416701-3_4seq1.xml · derivative · entry 1

Parsey Merdad · CIK 0001792150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,459

Underlying: Series A Common Stock · 51,459 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over twelve (12) equal monthly installments following June 5, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:06 UTC
Chauche ThierryChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 587,181 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001104659-24-058661 · tm2413886-2_4seq1.xml · derivative · entry 1

Chauche Thierry · CIK 0001895174 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,181

Underlying: Series A Common Stock · 587,181 shares

Expires 2034-05-05

F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on May 6, 2025, with the remainder vesting over thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:17 UTC GrantStock Option (Right to Buy) · Derivative 73,014 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001104659-24-043263 · tm2410971-3_4seq1.xml · derivative · entry 1

Hoelscher Paul W. · CIK 0001611468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,014

Underlying: Series A Common Stock · 73,014 shares

Expires 2034-03-31

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over thirty-six (36) equal monthly installments following April 1, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:19 UTC GrantStock Option (Right to Buy) · Derivative 73,014 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001104659-24-043264 · tm2410971-4_4seq1.xml · derivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,014

Underlying: Series A Common Stock · 73,014 shares

Expires 2034-03-31

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable over thirty-six (36) equal monthly installments following April 1, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 20:08 UTC
Happel DavidDirector · President & CEO
PurchaseSeries A Common Stock 12,100 $5.27 $63,730.70
Disclosure

SEC source: 0001104659-24-040517 · tm2410115-1_4seq1.xml · nonDerivative · entry 1

Happel David · CIK 0001623567 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,200

F1 · price: Reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.24 per share to $5.2999 per share. The Reporting Person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 16:56 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002498 · doc4.xml · nonDerivative · entry 3

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · kind: NEA Partners 13 made a pro rata distribution for no consideration of an aggregate of 260,950 shares of Series A Common Stock of the Issuer to its limited partners on January 29, 2024.

F4 · ownership.direct: The securities are directly held by NEA Partners 13 and indirectly held by NEA 13 LTD, the sole general partner of NEA Partners 13, and the Directors (NEA 13 LTD and the Directors together, the "NEA Partners 13 Indirect Reporting Persons"). The NEA Partners 13 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the NEA Partners 13 Indirect Reporting Persons have no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 16:56 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002498 · doc4.xml · nonDerivative · entry 2

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,950

F3 · kind: NEA Partners 13 received 260,950 shares of Series A Common Stock of the Issuer in the distribution made by NEA 13 on January 29, 2024.

F4 · ownership.direct: The securities are directly held by NEA Partners 13 and indirectly held by NEA 13 LTD, the sole general partner of NEA Partners 13, and the Directors (NEA 13 LTD and the Directors together, the "NEA Partners 13 Indirect Reporting Persons"). The NEA Partners 13 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the NEA Partners 13 Indirect Reporting Persons have no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 16:56 UTC OtherSeries A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002498 · doc4.xml · nonDerivative · entry 1

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 3,000,275

F1 · kind: New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution of 850,000 shares of Series A Common Stock of the Issuer to its general partner and limited partners for no consideration on January 29, 2024.

F2 · ownership.nature: The securities are directly held by NEA 13 and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13, and the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors (collectively, the "Directors"), together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are Forest Baskett, Patrick J. Kerins and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 13 in which the Indirect Reporting Persons have no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 16:55 UTC OtherSeries A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002497 · doc4.xml · nonDerivative · entry 1

NEW ENTERPRISE ASSOCIATES 13 LP · CIK 0001452907 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,275

F1 · kind: New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution of 850,000 shares of Series A Common Stock of the Issuer to its general partner and limited partners for no consideration on January 29, 2024.

F2 · ownership.direct: The securities are directly held by NEA 13 and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13, and the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors"), together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are Forest Baskett, Patrick J. Kerins and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 13 in which the Indirect Reporting Persons have no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:00 UTC OtherSeries A Common Stock 6,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002501 · doc4.xml · nonDerivative · entry 4

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 7

Disclosed balance after: 6,997

F6 · kind: The Reporting Person, as Trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust") received 6,997 shares of Series A Common Stock of the Issuer in the distribution by NEA Partners 13 on January 29, 2024.

F7 · ownership.nature: The Reporting Person is Trustee of the Blue Mountain Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Blue Mountain Trust in which the Reporting Person has no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:00 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002501 · doc4.xml · nonDerivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 4

Disclosed balance after: 0

F5 · kind: NEA Partners 13 made a pro rata distribution for no consideration of an aggregate of 260,950 shares of Series A Common Stock of the Issuer to its limited partners on January 29, 2024.

F4 · ownership.nature: The Reporting Person is a director of NEA 13 LTD, the sole general partner of NEA Partners 13, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the Reporting Person has no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:00 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002501 · doc4.xml · nonDerivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 4

Disclosed balance after: 260,950

F3 · kind: NEA Partners 13 received 260,950 shares of Series A Common Stock of the Issuer in the distribution made by NEA 13 on January 29, 2024.

F4 · ownership.nature: The Reporting Person is a director of NEA 13 LTD, the sole general partner of NEA Partners 13, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the Reporting Person has no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:00 UTC OtherSeries A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002501 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 3,000,275

F1 · kind: New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution of 850,000 shares of Series A Common Stock of the Issuer to its general partner and limited partners for no consideration on January 29, 2024.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD ("NEA 13 LTD"), which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of NEA 13, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 13 in which the Reporting Person has no pecuniary interest.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 16:59 UTC OtherSeries A Common Stock 13,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002500 · doc4.xml · nonDerivative · entry 4

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,139

F6 · kind: The Reporting Person received 13,139 shares of Series A Common Stock of the Issuer in the distribution by NEA Partners 13 on January 29, 2024.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 16:59 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002500 · doc4.xml · nonDerivative · entry 3

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 4

Disclosed balance after: 0

F5 · kind: NEA Partners 13 made a pro rata distribution for no consideration of an aggregate of 260,950 shares of Series A Common Stock of the Issuer to its limited partners on January 29, 2024.

F4 · ownership.nature: The Reporting Person is a director of NEA 13 LTD, the sole general partner of NEA Partners 13, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the Reporting Person has no pecuniary interest.

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January 29, 2024 Filed Jan 31, 2024 16:59 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002500 · doc4.xml · nonDerivative · entry 2

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 4

Disclosed balance after: 260,950

F3 · kind: NEA Partners 13 received 260,950 shares of Series A Common Stock of the Issuer in the distribution made by NEA 13 on January 29, 2024.

F4 · ownership.nature: The Reporting Person is a director of NEA 13 LTD, the sole general partner of NEA Partners 13, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the Reporting Person has no pecuniary interest.

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January 29, 2024 Filed Jan 31, 2024 16:59 UTC OtherSeries A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002500 · doc4.xml · nonDerivative · entry 1

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 3,000,275

F1 · kind: New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution of 850,000 shares of Series A Common Stock of the Issuer to its general partner and limited partners for no consideration on January 29, 2024.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD ("NEA 13 LTD"), which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of NEA 13, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 13 in which the Reporting Person has no pecuniary interest.

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January 29, 2024 Filed Jan 31, 2024 16:57 UTC OtherSeries A Common Stock 11,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002499 · doc4.xml · nonDerivative · entry 4

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 7

Disclosed balance after: 11,300

F6 · kind: The Reporting Person, as Trustee of the Baskett-McKay Family Trust dated March 12, 2014 (the "Baskett-McKay Family Trust"), received 11,300 shares of Series A Common Stock of the Issuer in the distribution by NEA Partners 13 on January 29, 2024.

F7 · ownership.nature: The securities are held directly by the Baskett-McKay Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Baskett-McKay Family Trust in which the Reporting Person has no pecuniary interest.

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January 29, 2024 Filed Jan 31, 2024 16:57 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002499 · doc4.xml · nonDerivative · entry 3

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 4

Disclosed balance after: 0

F5 · kind: NEA Partners 13 made a pro rata distribution for no consideration of an aggregate of 260,950 shares of Series A Common Stock of the Issuer to its limited partners on January 29, 2024.

F4 · ownership.nature: The Reporting Person is a director of NEA 13 LTD, the sole general partner of NEA Partners 13, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the Reporting Person has no pecuniary interest.

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January 29, 2024 Filed Jan 31, 2024 16:57 UTC OtherSeries A Common Stock 260,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002499 · doc4.xml · nonDerivative · entry 2

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 4

Disclosed balance after: 260,950

F3 · kind: NEA Partners 13 received 260,950 shares of Series A Common Stock of the Issuer in the distribution made by NEA 13 on January 29, 2024.

F4 · ownership.nature: The Reporting Person is a director of NEA 13 LTD, the sole general partner of NEA Partners 13, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 13 in which the Reporting Person has no pecuniary interest.

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January 29, 2024 Filed Jan 31, 2024 16:57 UTC OtherSeries A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002499 · doc4.xml · nonDerivative · entry 1

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 3,000,275

F1 · kind: New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution of 850,000 shares of Series A Common Stock of the Issuer to its general partner and limited partners for no consideration on January 29, 2024.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD ("NEA 13 LTD"), which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of NEA 13, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 13 in which the Reporting Person has no pecuniary interest.

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December 07, 2023 Filed Dec 8, 2023 21:05 UTC
Happel DavidDirector · President & CEO
PurchaseSeries A Common Stock 1,600 $4.10 $6,560.00
Disclosure

SEC source: 0001104659-23-124678 · tm2332520-1_4seq1.xml · nonDerivative · entry 1

Happel David · CIK 0001623567 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,100

F1 · price: Reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.02 per share to $4.16 per share. The Reporting Person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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November 17, 2023 Filed Nov 21, 2023 16:23 UTC
Martins Eduardo BrunoChief Medical Officer
GrantSeries A Common Stock 89,570 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-120375 · tm2331048-3_4seq1.xml · nonDerivative · entry 1

Martins Eduardo Bruno · CIK 0001670431 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,570

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. 25% of the RSUs shall vest on July 18, 2024, with the remainder vesting in three equal annual installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

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November 17, 2023 Filed Nov 21, 2023 21:21 UTC
Happel DavidDirector · President & CEO
GrantSeries A Common Stock 624,910 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-120372 · tm2331048-1_4seq1.xml · nonDerivative · entry 1

Happel David · CIK 0001623567 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,500

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. 25% of the RSUs shall vest on July 18, 2024, with the remainder vesting in three equal annual installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

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November 17, 2023 Filed Nov 21, 2023 21:22 UTC
Kemble GeorgeDirector · Executive Chairman
GrantSeries A Common Stock 150,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-120374 · tm2331048-2_4seq1.xml · nonDerivative · entry 1

Kemble George · CIK 0001858176 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,380

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. 25% of the RSUs shall vest on July 18, 2024, with the remainder vesting in three equal annual installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

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November 17, 2023 Filed Nov 21, 2023 21:25 UTC
Rozek ElizabethGeneral Counsel and CCO
GrantSeries A Common Stock 171,420 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-120377 · tm2331048-4_4seq1.xml · nonDerivative · entry 1

Rozek Elizabeth · CIK 0001975022 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,420

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Series A Common Stock upon vesting and settlement. 25% of the RSUs shall vest on July 18, 2024, with the remainder vesting in three equal annual installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

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November 16, 2023 Filed Nov 21, 2023 02:59 UTC
Happel DavidDirector · President & CEO
PurchaseSeries A Common Stock 590 $2.35 $1,386.50
Disclosure

SEC source: 0001104659-23-120027 · tm2331267-1_4seq1.xml · nonDerivative · entry 1

Happel David · CIK 0001623567 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590

F1 · price: Reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.31 per share to $2.40 per share. The Reporting Person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.

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September 07, 2023 Filed Sep 8, 2023 20:15 UTC
Kemble GeorgeDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 5,630 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001104659-23-099310 · tm2325723-1_4seq1.xml · derivative · entry 2

Kemble George · CIK 0001858176 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 5,630 shares

Expires 2023-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

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September 07, 2023 Filed Sep 8, 2023 20:15 UTC
Kemble GeorgeDirector · Executive Chairman
Exercise / conversionSeries A Common Stock 5,630 $0.79 $4,447.70
Disclosure

SEC source: 0001104659-23-099310 · tm2325723-1_4seq1.xml · nonDerivative · entry 1

Kemble George · CIK 0001858176 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 18, 2023 Filed Jul 20, 2023 16:19 UTC GrantStock Option (Right to Buy) · Derivative 23,216 $0.00 Strike: $6.36 $0.00
Disclosure

SEC source: 0001104659-23-082735 · tm2321276-22_4seq1.xml · derivative · entry 5

Wu Jinzi Jason · CIK 0001858174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,216

Underlying: Series A Common Stock · 23,216 shares

Expires 2029-04-27

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Common Stock was reclassified into one share of Series A Common Stock.

F4 · derivative.exercise_date: The shares underlying this option are fully vested and exercisable as of the date hereof.

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July 18, 2023 Filed Jul 20, 2023 16:19 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 23,216 $0.00 Strike: $6.36 $0.00
Disclosure

SEC source: 0001104659-23-082735 · tm2321276-22_4seq1.xml · derivative · entry 4

Wu Jinzi Jason · CIK 0001858174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,216 shares

Expires 2029-04-27

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Common Stock was reclassified into one share of Series A Common Stock.

F4 · derivative.exercise_date: The shares underlying this option are fully vested and exercisable as of the date hereof.

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July 18, 2023 Filed Jul 20, 2023 16:19 UTC ConversionSeries F Preferred Stock · Derivative 23,041,474 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-082735 · tm2321276-22_4seq1.xml · derivative · entry 3

Wu Jinzi Jason · CIK 0001858174 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By AP11 Limited

Disclosed balance after: 0

Underlying: Series A Common Stock · 289,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the Issuer's initial public offering, each share of Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted on a 79.4784-to-one basis into shares of the Issuer's Series A Common Stock. The Preferred Stock had no expiration date.

F1 · kind: Upon closing of the Issuer's initial public offering, each share of Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted on a 79.4784-to-one basis into shares of the Issuer's Series A Common Stock. The Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Upon closing of the Issuer's initial public offering, each share of Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted on a 79.4784-to-one basis into shares of the Issuer's Series A Common Stock. The Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Upon closing of the Issuer's initial public offering, each share of Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted on a 79.4784-to-one basis into shares of the Issuer's Series A Common Stock. The Preferred Stock had no expiration date.

F2 · ownership.nature: Shares held directly by AP11 Limited, a subsidiary of Ascletis Pharma Inc. ("Ascletis"). The Reporting Person is founder, chairman and chief executive officer of Ascletis. The Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.