Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2017 Filed Sep 22, 2017 20:04 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 31,000 | $14.37 | $445,597.10 |
DisclosureSEC source: 0001209191-17-053691 · doc4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.55, inclusive. The Reporting Person undertakes to provide to Sangamo Therapeutics, Inc., any security holder of Sangamo Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:04 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 31,000 | $6.05 | $187,550.00 |
DisclosureSEC source: 0001209191-17-053691 · doc4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:19 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,316 | $0.00 Strike: $5.41 | $0.00 |
DisclosureSEC source: 0001209191-17-051084 · doc4.xml · derivative · entry 4 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830 Underlying: Common Stock · 10,316 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the stock option are fully vested and exercisable. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:19 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
SaleCommon Stock | 10,316 | $15.00 | $154,740.00 |
DisclosureSEC source: 0001209191-17-051084 · doc4.xml · nonDerivative · entry 3 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,833 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:19 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 10,316 | $5.41 | $55,809.56 |
DisclosureSEC source: 0001209191-17-051084 · doc4.xml · nonDerivative · entry 2 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:19 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
SaleCommon Stock | 4,684 | $15.00 | $70,260.00 |
DisclosureSEC source: 0001209191-17-051084 · doc4.xml · nonDerivative · entry 1 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,833 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · derivative · entry 8 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the stock option are fully vested and exercisable. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
SaleCommon Stock | 5,000 | $11.00 | $55,000.00 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · nonDerivative · entry 5 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,517 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 5,000 | $5.12 | $25,600.00 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · nonDerivative · entry 4 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $2.55 | $0.00 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · derivative · entry 7 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2021-12-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the stock option are fully vested and exercisable. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,474 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · derivative · entry 6 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,474 shares Expires 2020-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the stock option are fully vested and exercisable. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
SaleCommon Stock | 6,474 | $10.00 | $64,740.00 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · nonDerivative · entry 3 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,517 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 3,000 | $2.55 | $7,650.00 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · nonDerivative · entry 2 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:31 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 3,474 | $3.99 | $13,861.26 |
DisclosureSEC source: 0001209191-17-049038 · doc4.xml · nonDerivative · entry 1 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2017 Filed Jul 15, 2017 00:06 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 172 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-17-045272 · doc4.xml · derivative · entry 4 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,474 Underlying: Common Stock · 172 shares Expires 2020-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the stock option are fully vested and exercisable. Read SEC document |
| July 14, 2017 Filed Jul 15, 2017 00:06 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
SaleCommon Stock | 14,828 | $10.00 | $148,280.00 |
DisclosureSEC source: 0001209191-17-045272 · doc4.xml · nonDerivative · entry 3 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,517 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. Read SEC document |
| July 14, 2017 Filed Jul 15, 2017 00:06 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
SaleCommon Stock | 172 | $10.00 | $1,720.00 |
DisclosureSEC source: 0001209191-17-045272 · doc4.xml · nonDerivative · entry 2 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,345 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. Read SEC document |
| July 14, 2017 Filed Jul 15, 2017 00:06 UTC |
Herberts Curt A. IIISr.VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 172 | $3.99 | $686.28 |
DisclosureSEC source: 0001209191-17-045272 · doc4.xml · nonDerivative · entry 1 Herberts Curt A. III · CIK 0001691262 · Sr.VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:43 UTC |
JEFFS ROGERDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0001209191-17-042325 · doc4.xml · derivative · entry 1 JEFFS ROGER · CIK 0001231615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-06-26 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a three year period. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:44 UTC |
Zakrzewski Joseph SDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0001209191-17-042328 · doc4.xml · derivative · entry 1 Zakrzewski Joseph S · CIK 0001331852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-06-26 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a three year period. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:04 UTC |
Carey RobertDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-024397 · doc1.xml · derivative · entry 1 Carey Robert · CIK 0001602064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-04 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a one year period. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:03 UTC |
PARKER H STEWARTDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-024396 · doc1.xml · derivative · entry 1 PARKER H STEWART · CIK 0001217456 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-04 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a one year period. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:03 UTC |
Ramasastry SairaDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-024395 · doc1.xml · derivative · entry 1 Ramasastry Saira · CIK 0001547959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-04 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a one year period. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:02 UTC |
DILLY STEPHEN GEORGEDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-024394 · doc1.xml · derivative · entry 1 DILLY STEPHEN GEORGE · CIK 0001389147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-04 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a one year period. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:01 UTC |
Mento Steven JDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-024393 · doc1.xml · derivative · entry 1 Mento Steven J · CIK 0001324466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-04 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a one year period. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:00 UTC |
RINGO WILLIAM RDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-024392 · doc1.xml · derivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-04 F1 · derivative.exercise_date: Each option is immediately exercisable for all option shares, but shares purchased under the option are subject to certain repurchase rights by the Issuer upon the cessation of the Reporting Person's service on the Board of Directors of the Issuer. The shares subject to each option vest in monthly installments upon completion of each month of Board service over a one year period. Read SEC document |
| June 01, 2017 Filed Jun 3, 2017 00:26 UTC |
Herberts Curt A. IIISenior VP & CBO
|
SaleCommon Stock | 2,000 | $6.80 | $13,600.00 |
DisclosureSEC source: 0001140361-17-023684 · doc1.xml · nonDerivative · entry 1 Herberts Curt A. III · CIK 0001691262 · Senior VP & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,345 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. F2 · balance_after: Includes 3,333 and 12,500 shares subject to restricted stock units (RSUs) granted on December 11, 2014 and December 8, 2015, respectively, that will be issued as such units vest in accordance with their terms. Read SEC document |
| May 12, 2017 Filed May 15, 2017 23:42 UTC |
Herberts Curt A. IIISenior VP & CBO
|
SaleCommon Stock | 2,000 | $8.50 | $17,000.00 |
DisclosureSEC source: 0001140361-17-020870 · doc1.xml · nonDerivative · entry 2 Herberts Curt A. III · CIK 0001691262 · Senior VP & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,345 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. F2 · balance_after: Includes 2,000 shares acquired by the Reporting Person on April, 30, 2017 under the Issuer's Employee Stock Purchase Plan. F3 · balance_after: Includes 3,333 and 12,500 shares subject to restricted stock units (RSUs) granted on December 11, 2014 and December 8, 2015, respectively, that will be issued as such units vest in accordance with their terms. Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:42 UTC |
Herberts Curt A. IIISenior VP & CBO
|
SaleCommon Stock | 639 | $6.50 | $4,153.50 |
DisclosureSEC source: 0001140361-17-020870 · doc1.xml · nonDerivative · entry 1 Herberts Curt A. III · CIK 0001691262 · Senior VP & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,345 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017. F2 · balance_after: Includes 2,000 shares acquired by the Reporting Person on April, 30, 2017 under the Issuer's Employee Stock Purchase Plan. F3 · balance_after: Includes 3,333 and 12,500 shares subject to restricted stock units (RSUs) granted on December 11, 2014 and December 8, 2015, respectively, that will be issued as such units vest in accordance with their terms. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:15 UTC |
Yi KathySenior VP & CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001140361-17-010313 · doc1.xml · derivative · entry 1 Yi Kathy · CIK 0001697802 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-02-27 F1 · derivative.exercise_date: The stock option vests and becomes exercisable for 25% of the shares upon the Reporting Person's completion of one year of service measured from February 27, 2017, and the balance of the shares will vest and become exercisable in 36 equal monthly installments upon her completion of each additional month of service thereafter. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:56 UTC |
Macrae SandyPresident and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 360,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001140361-17-003489 · doc1.xml · derivative · entry 1 Macrae Sandy · CIK 0001675687 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2027-01-25 F1 · derivative.exercise_date: The stock option vests and becomes exercisable for 25% of the shares upon the Reporting Person's completion of one year of service measured from the grant date, and the balance of the shares will vest and become exercisable in 36 successive equal monthly installments upon his completion of each additional month of service thereafter. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:55 UTC |
Herberts Curt A. IIISenior VP & CBO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001140361-17-003488 · doc1.xml · derivative · entry 1 Herberts Curt A. III · CIK 0001691262 · Senior VP & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-01-25 F1 · derivative.exercise_date: The stock option vests and becomes exercisable for 25% of the shares upon the Reporting Person's completion of one year of service measured from the grant date, and the balance of the shares will vest and become exercisable in 36 successive equal monthly installments upon his completion of each additional month of service thereafter. Read SEC document |
| December 12, 2016 Filed Dec 15, 2016 01:11 UTC |
Herberts Curt A. IIISenior VP & CBO
|
Tax withholdingCommon Stock | 4,852 | $3.05 | $14,798.60 |
DisclosureSEC source: 0001140361-16-089716 · doc1.xml · nonDerivative · entry 1 Herberts Curt A. III · CIK 0001691262 · Senior VP & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,300 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting and issuance of RSUs. F2 · ownership.direct: Includes 3,333 and 12,500 shares subject to RSUs granted on December 11, 2014 and December 8, 2015 respectively, that will be issued as such units vest in accordance with their terms. Read SEC document |
| December 12, 2016 Filed Jan 13, 2017 21:47 UTC |
LANPHIER EDWARD O IIDirector
|
GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001897 · doc1.xml · nonDerivative · entry 1 LANPHIER EDWARD O II · CIK 0001234386 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,252,119 F1 · kind: The shares were transferred as a bona fide gift without consideration. F2 · ownership.nature: These shares are held in the Edward O. Lanphier II and Cameron M. Lanphier Trust U/T/A August 30, 2002, Edward O. Lanphier II and Cameron M. Lanphier, Trustees. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:23 UTC |
Conner Edward R.Senior VP & CMO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001140361-16-088669 · doc1.xml · derivative · entry 1 Conner Edward R. · CIK 0001691265 · Senior VP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-11-29 F1 · derivative.exercise_date: One-quarter (1/4) of the option shares will vest and become exercisable upon completion of one (1) year of service by the Reporting Person measured from the grant date, and the remainder will vest and become exercisable in equal monthly installments for thirty-six (36) months thereafter, provided that the Reporting Person remains in service with the Issuer through each such monthly vesting date. Read SEC document |
| December 12, 2015 Filed Dec 15, 2016 01:03 UTC |
Wolff Henry WardExec VP & CFO
|
Tax withholdingCommon Stock | 13,778 | $3.05 | $42,022.90 |
DisclosureSEC source: 0001140361-16-089715 · doc1.xml · nonDerivative · entry 1 Wolff Henry Ward · CIK 0001302390 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,829 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting and issuance of RSUs. F2 · balance_after: Includes 12,500 and 25,000 shares subject to RSUs granted on December 11, 2014 and December 8, 2015 respectively, which will be issued as such units vest in accordance with their terms. F3 · balance_after: Includes an aggregate of 4,904 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan on October 31, 2015, April 30, 2016 and October 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.