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SOMNIGROUP INTERNATIONAL INC.

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3403
SEC CIK
0001206264
Parsed reports
459

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 16:09 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Tax withholdingCommon Stock 2,421 $92.38 $223,651.98
Disclosure

SEC source: 0001206264-20-000072 · wf-form4_158162812614375.xml · nonDerivative · entry 2

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,674

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:09 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionCommon Stock 5,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001206264-20-000072 · wf-form4_158162812614375.xml · nonDerivative · entry 1

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:04 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000068 · wf-form4_158162785199224.xml · derivative · entry 3

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 11, 2016, the reporting person was granted 3,540 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant.

F2 · derivative.expiration_date: On February 11, 2016, the reporting person was granted 3,540 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:04 UTC
Rao BhaskarEVP & Chief Financial Officer
Tax withholdingCommon Stock 384 $92.38 $35,473.92
Disclosure

SEC source: 0001206264-20-000068 · wf-form4_158162785199224.xml · nonDerivative · entry 2

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,856

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:04 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionCommon Stock 885 Not disclosed Not disclosed
Disclosure

SEC source: 0001206264-20-000068 · wf-form4_158162785199224.xml · nonDerivative · entry 1

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:09 UTC GrantCommon Stock 246 $91.62 $22,538.52
Disclosure

SEC source: 0001206264-20-000054 · wf-form4_158076416314977.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,260

F1 · price: This Common Stock was issued to the reporting person pursuant to the Tempur Sealy International, Inc. Non-Employee Director Deferred Compensation Plan in lieu of cash fees otherwise payable for services performed during the 2019-2020 Board Year (as defined therein).

Read SEC document
January 21, 2020 Filed Jan 22, 2020 21:11 UTC Exercise / conversionStock Options (right to buy) · Derivative 189 $0.00 Strike: $33.33 $0.00
Disclosure

SEC source: 0001206264-20-000035 · wf-form4_157972747625593.xml · derivative · entry 3

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

Underlying: Common Stock · 189 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vested in four equal installments on the following dates: July 31, 2010, October 31, 2010, January 31, 2011 and April 30, 2011.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 21:11 UTC SaleCommon Stock 112 $87.50 $9,800.00
Disclosure

SEC source: 0001206264-20-000035 · wf-form4_157972747625593.xml · nonDerivative · entry 2

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,765

F2 · kind: The sales of common stock reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 21:11 UTC Exercise / conversionCommon Stock 189 $33.33 $6,299.37
Disclosure

SEC source: 0001206264-20-000035 · wf-form4_157972747625593.xml · nonDerivative · entry 1

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The conversion of stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 1,798 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · derivative · entry 10

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798

Underlying: Common Stock · 1,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 5, 2017, the reporting person was granted 7,194 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

F5 · derivative.expiration_date: On January 5, 2017, the reporting person was granted 7,194 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 3,903 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · derivative · entry 9

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

Underlying: Common Stock · 3,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person was granted 15,612 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person was granted 15,612 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Tax withholdingCommon Stock 789 $85.56 $67,506.84
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · nonDerivative · entry 6

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,416

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionCommon Stock 1,798 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · nonDerivative · entry 5

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Tax withholdingCommon Stock 1,713 $85.56 $146,564.28
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · nonDerivative · entry 4

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,407

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionCommon Stock 3,903 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · nonDerivative · entry 3

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:05 UTC
BUSTER H CLIFFORD IIIPres., U.S. Direct to Consumer
Exercise / conversionRestricted Stock Units · Derivative 3,903 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000017 · wf-form4_157843111343216.xml · derivative · entry 7

BUSTER H CLIFFORD III · CIK 0001448352 · Pres., U.S. Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

Underlying: Common Stock · 3,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person was granted 15,612 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person was granted 15,612 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:05 UTC
BUSTER H CLIFFORD IIIPres., U.S. Direct to Consumer
Tax withholdingCommon Stock 976 $85.56 $83,506.56
Disclosure

SEC source: 0001206264-20-000017 · wf-form4_157843111343216.xml · nonDerivative · entry 4

BUSTER H CLIFFORD III · CIK 0001448352 · Pres., U.S. Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,394

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:05 UTC
BUSTER H CLIFFORD IIIPres., U.S. Direct to Consumer
Exercise / conversionCommon Stock 3,903 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000017 · wf-form4_157843111343216.xml · nonDerivative · entry 3

BUSTER H CLIFFORD III · CIK 0001448352 · Pres., U.S. Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Exercise / conversionRestricted Stock Units · Derivative 2,002 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · derivative · entry 9

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Underlying: Common Stock · 2,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person was granted 8,006 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person was granted 8,006 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Tax withholdingCommon Stock 763 $85.56 $65,282.28
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · nonDerivative · entry 6

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,267

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Exercise / conversionCommon Stock 1,798 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · nonDerivative · entry 5

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Tax withholdingCommon Stock 849 $85.56 $72,640.44
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · nonDerivative · entry 4

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,232

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Exercise / conversionCommon Stock 2,002 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · nonDerivative · entry 3

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionRestricted Stock Units · Derivative 3,957 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · derivative · entry 10

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,956

Underlying: Common Stock · 3,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 5, 2017, the reporting person was granted 15,827 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

F5 · derivative.expiration_date: On January 5, 2017, the reporting person was granted 15,827 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionRestricted Stock Units · Derivative 4,404 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · derivative · entry 9

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,806

Underlying: Common Stock · 4,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person was granted 17,614 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person was granted 17,614 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Tax withholdingCommon Stock 2,070 $85.56 $177,109.20
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · nonDerivative · entry 6

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,945

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionCommon Stock 4,404 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · nonDerivative · entry 5

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Tax withholdingCommon Stock 1,860 $85.56 $159,141.60
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · nonDerivative · entry 4

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,611

Read SEC document
January 05, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionCommon Stock 3,957 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · nonDerivative · entry 3

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 25,180 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · derivative · entry 10

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,359

Underlying: Common Stock · 25,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 5, 2017, the reporting person was granted 100,719 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

F5 · derivative.expiration_date: On January 5, 2017, the reporting person was granted 100,719 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 28,023 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · derivative · entry 9

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,067

Underlying: Common Stock · 28,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person was granted 112,090 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person was granted 112,090 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 9,909 $85.56 $847,814.04
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · nonDerivative · entry 6

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,868

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 25,180 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · nonDerivative · entry 5

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 11,028 $85.56 $943,555.68
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · nonDerivative · entry 4

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,597

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 28,023 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · nonDerivative · entry 3

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 719 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · derivative · entry 10

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719

Underlying: Common Stock · 719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 5, 2017, the reporting person was granted 2,878 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

F5 · derivative.expiration_date: On January 5, 2017, the reporting person was granted 2,878 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

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January 05, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,903 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · derivative · entry 9

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

Underlying: Common Stock · 3,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person was granted 15,612 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person was granted 15,612 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

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January 05, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Tax withholdingCommon Stock 312 $85.56 $26,694.72
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · nonDerivative · entry 6

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,355

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · nonDerivative · entry 5

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,690 $85.56 $144,596.40
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · nonDerivative · entry 4

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,948

Read SEC document
January 05, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,903 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · nonDerivative · entry 3

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 8,440 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · derivative · entry 8

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,320

Underlying: Common Stock · 8,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 4, 2019, the reporting person was granted 33,760 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 4, 2019, the reporting person was granted 33,760 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

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January 04, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Tax withholdingCommon Stock 3,783 $85.56 $323,673.48
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · nonDerivative · entry 2

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,217

Read SEC document
January 04, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionCommon Stock 8,440 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · nonDerivative · entry 1

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 16:05 UTC
BUSTER H CLIFFORD IIIPres., U.S. Direct to Consumer
Exercise / conversionRestricted Stock Units · Derivative 8,440 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000017 · wf-form4_157843111343216.xml · derivative · entry 6

BUSTER H CLIFFORD III · CIK 0001448352 · Pres., U.S. Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,320

Underlying: Common Stock · 8,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 4, 2019, the reporting person was granted 33,760 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 4, 2019, the reporting person was granted 33,760 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 16:05 UTC
BUSTER H CLIFFORD IIIPres., U.S. Direct to Consumer
Tax withholdingCommon Stock 2,189 $85.56 $187,290.84
Disclosure

SEC source: 0001206264-20-000017 · wf-form4_157843111343216.xml · nonDerivative · entry 2

BUSTER H CLIFFORD III · CIK 0001448352 · Pres., U.S. Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,467

Read SEC document
January 04, 2020 Filed Jan 7, 2020 16:05 UTC
BUSTER H CLIFFORD IIIPres., U.S. Direct to Consumer
Exercise / conversionCommon Stock 8,440 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000017 · wf-form4_157843111343216.xml · nonDerivative · entry 1

BUSTER H CLIFFORD III · CIK 0001448352 · Pres., U.S. Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Exercise / conversionRestricted Stock Units · Derivative 4,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · derivative · entry 8

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,326

Underlying: Common Stock · 4,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 4, 2019, the reporting person was granted 17,768 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 4, 2019, the reporting person was granted 17,768 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Tax withholdingCommon Stock 1,963 $85.56 $167,954.28
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · nonDerivative · entry 2

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,079

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Exercise / conversionCommon Stock 4,442 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · nonDerivative · entry 1

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.