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SOMNIGROUP INTERNATIONAL INC.

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0001206264
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459

Last 12 months

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3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2021 Filed Jan 7, 2021 16:13 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 7,192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000026 · wf-form4_161005399473434.xml · derivative · entry 5

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 7,194 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 7,194 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:13 UTC
Vollet ScottEVP, Global Operations
Tax withholdingCommon Stock 7,276 $26.70 $194,269.20
Disclosure

SEC source: 0001206264-21-000026 · wf-form4_161005399473434.xml · nonDerivative · entry 4

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,843

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:13 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionCommon Stock 15,612 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000026 · wf-form4_161005399473434.xml · nonDerivative · entry 3

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:13 UTC
Vollet ScottEVP, Global Operations
Tax withholdingCommon Stock 3,352 $26.70 $89,498.40
Disclosure

SEC source: 0001206264-21-000026 · wf-form4_161005399473434.xml · nonDerivative · entry 2

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,507

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:13 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionCommon Stock 7,192 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000026 · wf-form4_161005399473434.xml · nonDerivative · entry 1

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:09 UTC
BUSTER H CLIFFORD IIICEO, North America
Exercise / conversionRestricted Stock Units · Derivative 15,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000020 · wf-form4_161005375063588.xml · derivative · entry 3

BUSTER H CLIFFORD III · CIK 0001448352 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,612

Underlying: Common Stock · 15,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 15,612 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 15,612 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:09 UTC
BUSTER H CLIFFORD IIICEO, North America
Tax withholdingCommon Stock 7,354 $26.70 $196,351.80
Disclosure

SEC source: 0001206264-21-000020 · wf-form4_161005375063588.xml · nonDerivative · entry 2

BUSTER H CLIFFORD III · CIK 0001448352 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,460

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:09 UTC
BUSTER H CLIFFORD IIICEO, North America
Exercise / conversionCommon Stock 15,612 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000020 · wf-form4_161005375063588.xml · nonDerivative · entry 1

BUSTER H CLIFFORD III · CIK 0001448352 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Exercise / conversionRestricted Stock Units · Derivative 8,004 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000018 · wf-form4_161005367683125.xml · derivative · entry 6

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,004

Underlying: Common Stock · 8,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 8,006 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 8,006 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Exercise / conversionRestricted Stock Units · Derivative 7,192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000018 · wf-form4_161005367683125.xml · derivative · entry 5

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 7,194 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 7,194 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Tax withholdingCommon Stock 3,770 $26.70 $100,659.00
Disclosure

SEC source: 0001206264-21-000018 · wf-form4_161005367683125.xml · nonDerivative · entry 4

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,827

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Exercise / conversionCommon Stock 8,004 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000018 · wf-form4_161005367683125.xml · nonDerivative · entry 3

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Tax withholdingCommon Stock 3,388 $26.70 $90,459.60
Disclosure

SEC source: 0001206264-21-000018 · wf-form4_161005367683125.xml · nonDerivative · entry 2

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,593

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Exercise / conversionCommon Stock 7,192 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000018 · wf-form4_161005367683125.xml · nonDerivative · entry 1

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:11 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionRestricted Stock Units · Derivative 17,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000022 · wf-form4_161005384450335.xml · derivative · entry 6

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,612

Underlying: Common Stock · 17,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 17,614 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 17,614 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:11 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionRestricted Stock Units · Derivative 15,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000022 · wf-form4_161005384450335.xml · derivative · entry 5

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 15,827 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 15,827 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:11 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Tax withholdingCommon Stock 8,278 $26.70 $221,022.60
Disclosure

SEC source: 0001206264-21-000022 · wf-form4_161005384450335.xml · nonDerivative · entry 4

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,166

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:11 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionCommon Stock 17,612 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000022 · wf-form4_161005384450335.xml · nonDerivative · entry 3

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:11 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Tax withholdingCommon Stock 7,438 $26.70 $198,594.60
Disclosure

SEC source: 0001206264-21-000022 · wf-form4_161005384450335.xml · nonDerivative · entry 2

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,832

Read SEC document
January 05, 2021 Filed Jan 7, 2021 16:11 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionCommon Stock 15,824 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000022 · wf-form4_161005384450335.xml · nonDerivative · entry 1

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:12 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000024 · wf-form4_161005392289608.xml · derivative · entry 6

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,612

Underlying: Common Stock · 15,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 15,612 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 15,612 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:12 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,876 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000024 · wf-form4_161005392289608.xml · derivative · entry 5

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 2,878 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 2,878 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:12 UTC
Rao BhaskarEVP & Chief Financial Officer
Tax withholdingCommon Stock 4,934 $26.70 $131,737.80
Disclosure

SEC source: 0001206264-21-000024 · wf-form4_161005392289608.xml · nonDerivative · entry 4

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,043

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:12 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionCommon Stock 15,612 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000024 · wf-form4_161005392289608.xml · nonDerivative · entry 3

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:12 UTC
Rao BhaskarEVP & Chief Financial Officer
Tax withholdingCommon Stock 909 $26.70 $24,270.30
Disclosure

SEC source: 0001206264-21-000024 · wf-form4_161005392289608.xml · nonDerivative · entry 2

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,365

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:12 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,876 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000024 · wf-form4_161005392289608.xml · nonDerivative · entry 1

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:06 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 112,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000016 · wf-form4_161005360542326.xml · derivative · entry 6

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,088

Underlying: Common Stock · 112,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 112,090 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 112,090 RSUs vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:06 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 100,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000016 · wf-form4_161005360542326.xml · derivative · entry 5

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 100,719 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 100,719 RSUs, subject to a performance condition that was deemed satisfied on March 5, 2018. The RSUs vested in four annual installments beginning on March 5, 2018 and continuing on January 5, 2019, 2020 and 2021. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:06 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 27,294 $26.70 $728,749.80
Disclosure

SEC source: 0001206264-21-000016 · wf-form4_161005360542326.xml · nonDerivative · entry 4

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817,676

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:06 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 112,088 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000016 · wf-form4_161005360542326.xml · nonDerivative · entry 3

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:06 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 24,525 $26.70 $654,817.50
Disclosure

SEC source: 0001206264-21-000016 · wf-form4_161005360542326.xml · nonDerivative · entry 2

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732,882

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:06 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 100,716 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000016 · wf-form4_161005360542326.xml · nonDerivative · entry 1

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
GrantRestricted Stock Units · Derivative 29,290 $26.46 Strike: $0.00 $775,013.40
Disclosure

SEC source: 0001206264-21-000008 · wf-form4_160988091184961.xml · derivative · entry 7

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,290

Underlying: Common Stock · 29,290 shares

Expires not disclosed

F4 · derivative.exercise_date: On January 4, 2021, the reporting person was granted 29,290 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 4, 2021, the reporting person was granted 29,290 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Exercise / conversionRestricted Stock Units · Derivative 17,768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000008 · wf-form4_160988091184961.xml · derivative · entry 6

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,536

Underlying: Common Stock · 17,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 17,768 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 17,768 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Tax withholdingCommon Stock 8,355 $26.46 $221,073.30
Disclosure

SEC source: 0001206264-21-000008 · wf-form4_160988091184961.xml · nonDerivative · entry 4

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,789

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:08 UTC
Rusing Steven HEVP, President, U.S. Sales
Exercise / conversionCommon Stock 17,768 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000008 · wf-form4_160988091184961.xml · nonDerivative · entry 3

Rusing Steven H · CIK 0001428563 · EVP, President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:04 UTC
Vollet ScottEVP, Global Operations
GrantRestricted Stock Units · Derivative 29,290 $26.46 Strike: $0.00 $775,013.40
Disclosure

SEC source: 0001206264-21-000002 · wf-form4_160988065928023.xml · derivative · entry 7

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,290

Underlying: Common Stock · 29,290 shares

Expires not disclosed

F4 · derivative.exercise_date: On January 4, 2021, the reporting person was granted 29,290 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 4, 2021, the reporting person was granted 29,290 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 33,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000002 · wf-form4_160988065928023.xml · derivative · entry 6

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,520

Underlying: Common Stock · 33,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 33,760 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 33,760 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:04 UTC
Vollet ScottEVP, Global Operations
Tax withholdingCommon Stock 15,733 $26.46 $416,295.18
Disclosure

SEC source: 0001206264-21-000002 · wf-form4_160988065928023.xml · nonDerivative · entry 4

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,667

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:04 UTC
Vollet ScottEVP, Global Operations
Exercise / conversionCommon Stock 33,760 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000002 · wf-form4_160988065928023.xml · nonDerivative · entry 3

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:10 UTC
BUSTER H CLIFFORD IIICEO, North America
GrantRestricted Stock Units · Derivative 47,241 $26.46 Strike: $0.00 $1,249,996.86
Disclosure

SEC source: 0001206264-21-000010 · wf-form4_160988099281108.xml · derivative · entry 7

BUSTER H CLIFFORD III · CIK 0001448352 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,241

Underlying: Common Stock · 47,241 shares

Expires not disclosed

F4 · derivative.exercise_date: On January 4, 2021, the reporting person was granted 47,241 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 4, 2021, the reporting person was granted 47,241 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:10 UTC
BUSTER H CLIFFORD IIICEO, North America
Exercise / conversionRestricted Stock Units · Derivative 33,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000010 · wf-form4_160988099281108.xml · derivative · entry 6

BUSTER H CLIFFORD III · CIK 0001448352 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,520

Underlying: Common Stock · 33,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 33,760 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 33,760 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:10 UTC
BUSTER H CLIFFORD IIICEO, North America
Tax withholdingCommon Stock 15,901 $26.46 $420,740.46
Disclosure

SEC source: 0001206264-21-000010 · wf-form4_160988099281108.xml · nonDerivative · entry 4

BUSTER H CLIFFORD III · CIK 0001448352 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,202

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:10 UTC
BUSTER H CLIFFORD IIICEO, North America
Exercise / conversionCommon Stock 33,760 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000010 · wf-form4_160988099281108.xml · nonDerivative · entry 3

BUSTER H CLIFFORD III · CIK 0001448352 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:12 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
GrantRestricted Stock Units · Derivative 18,897 $26.46 Strike: $0.00 $500,014.62
Disclosure

SEC source: 0001206264-21-000014 · wf-form4_160988115312731.xml · derivative · entry 8

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,897

Underlying: Common Stock · 18,897 shares

Expires not disclosed

F6 · derivative.exercise_date: On January 4, 2021, the reporting person was granted 18,897 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On January 4, 2021, the reporting person was granted 18,897 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:12 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionRestricted Stock Units · Derivative 36,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000014 · wf-form4_160988115312731.xml · derivative · entry 7

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,440

Underlying: Common Stock · 36,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units ("RSUs") were previously reported as a grant of 36,721 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

F5 · derivative.expiration_date: The restricted stock units ("RSUs") were previously reported as a grant of 36,721 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:12 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
SaleCommon Stock 50,000 $26.53 $1,326,500.00
Disclosure

SEC source: 0001206264-21-000014 · wf-form4_160988115312731.xml · nonDerivative · entry 5

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,446

F2 · kind: The sales of common stock reported on this line in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:12 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Tax withholdingCommon Stock 17,259 $26.46 $456,673.14
Disclosure

SEC source: 0001206264-21-000014 · wf-form4_160988115312731.xml · nonDerivative · entry 4

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,446

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:12 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionCommon Stock 36,720 $0.00 $0.00
Disclosure

SEC source: 0001206264-21-000014 · wf-form4_160988115312731.xml · nonDerivative · entry 3

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:11 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
GrantRestricted Stock Units · Derivative 151,172 $26.46 Strike: $0.00 $4,000,011.12
Disclosure

SEC source: 0001206264-21-000012 · wf-form4_160988108365386.xml · derivative · entry 7

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,172

Underlying: Common Stock · 151,172 shares

Expires not disclosed

F4 · derivative.exercise_date: On January 4, 2021, the reporting person was granted 151,172 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 4, 2021, the reporting person was granted 151,172 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.