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Nasdaq · USD

SFST

SOUTHERN FIRST BANCSHARES INC

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Tapewire entity
1911
SEC CIK
0001090009
Parsed reports
296

Last 12 months

Inside the activity.

3 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202502
Jan 202600
Feb 202601
Mar 202610
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 2026011
Sep 202616
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 40 $33.20 $1,328.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 14

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,420

Read SEC document
February 16, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 8,692 $33.00 $286,836.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 13

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,460

Read SEC document
February 16, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 13 $33.25 $432.25
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 12

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,152

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 500 $33.01 $16,502.50
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 11

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,165

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 200 $33.18 $6,635.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 10

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,665

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 207 $33.15 $6,862.05
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 9

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,865

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 31 $33.05 $1,024.55
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 8

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,072

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 245 $33.10 $8,109.50
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 7

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,103

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 6,817 $33.00 $224,961.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 6

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,348

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 200 $33.01 $6,601.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 5

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,165

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 100 $33.15 $3,315.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 4

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,365

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 310 $33.10 $10,261.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 3

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,465

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 18 $33.13 $596.25
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 2

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,775

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:10 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 6,372 $33.00 $210,276.00
Disclosure

SEC source: 0001090009-17-000008 · primary_doc.xml · nonDerivative · entry 1

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,793

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 1,124 $33.15 $37,260.60
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 12

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,165

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 200 $33.16 $6,631.00
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 11

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,289

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 191 $33.20 $6,341.20
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 10

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,489

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 300 $33.25 $9,975.00
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 9

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,680

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 185 $33.45 $6,188.25
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 8

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,980

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 134 $33.85 $4,535.90
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 7

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,165

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 3,759 $33.85 $127,242.15
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 6

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,299

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 2,397 $32.75 $78,501.75
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 5

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,058

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 103 $32.75 $3,373.25
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 4

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,455

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 2,377 $32.50 $77,252.50
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 3

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,558

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 123 $32.55 $4,003.65
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 2

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,935

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:37 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
SaleCommon Stock 1,400 $32.51 $45,507.00
Disclosure

SEC source: 0001090009-17-000006 · primary_doc.xml · nonDerivative · entry 1

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,058

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:59 UTC SaleCommon Stock 234 $35.50 $8,307.00
Disclosure

SEC source: 0001090009-17-000005 · primary_doc.xml · nonDerivative · entry 1

Strickland F Justin · CIK 0001383301 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,336

Read SEC document
January 31, 2017 Filed Feb 16, 2017 14:45 UTC SaleCommon Stock 197 $35.50 $6,993.50
Disclosure

SEC source: 0001090009-17-000007 · primary_doc.xml · nonDerivative · entry 1

Strickland F Justin · CIK 0001383301 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,139

Read SEC document
January 17, 2017 Filed Jan 18, 2017 15:54 UTC
Dowling Michael DChief Financial Officer
GrantCommon Stock (right to buy) · Derivative 10,000 $35.65 Strike: $35.65 $356,500.00
Disclosure

SEC source: 0001090009-17-000004 · primary_doc.xml · derivative · entry 1

Dowling Michael D · CIK 0001520039 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-17

F1 · derivative.exercise_date: Stock options vest equally over four years.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 15:49 UTC GrantCommon Stock (right to buy) · Derivative 10,000 $35.65 Strike: $35.65 $356,500.00
Disclosure

SEC source: 0001090009-17-000003 · primary_doc.xml · derivative · entry 1

Strickland F Justin · CIK 0001383301 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,150

Underlying: Common Stock · 10,000 shares

Expires 2027-01-17

F1 · derivative.exercise_date: Stock options vest equally over four years.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 15:42 UTC
SEAVER R ARTHUR JRDirector · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 10,000 $35.65 Strike: $35.65 $356,500.00
Disclosure

SEC source: 0001090009-17-000002 · primary_doc.xml · derivative · entry 1

SEAVER R ARTHUR JR · CIK 0001243370 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,873

Underlying: Common Stock · 10,000 shares

Expires 2027-01-17

F1 · derivative.exercise_date: Stock options vest equally over four years.

Read SEC document
December 27, 2016 Filed Jan 18, 2017 14:25 UTC SaleCommon Stock 589 $35.33 $20,810.31
Disclosure

SEC source: 0001090009-17-000001 · primary_doc.xml · nonDerivative · entry 2

CUBBAGE LEIGHTON M · CIK 0001098696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,154

Read SEC document
December 22, 2016 Filed Dec 27, 2016 16:00 UTC Exercise / conversionStock options (right to buy) · Derivative 3,328 $5.67 Strike: $5.67 $18,869.76
Disclosure

SEC source: 0001090009-16-000054 · primary_doc.xml · derivative · entry 2

CAJKA ANDREW B JR · CIK 0001243359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,328 shares

Expires 2020-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Dec 27, 2016 16:00 UTC Exercise / conversionCommon Stock 3,328 $5.67 $18,869.76
Disclosure

SEC source: 0001090009-16-000054 · primary_doc.xml · nonDerivative · entry 1

CAJKA ANDREW B JR · CIK 0001243359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2016 Filed Dec 21, 2016 19:00 UTC SaleCommon Stock 1,000 $36.17 $36,170.00
Disclosure

SEC source: 0001090009-16-000053 · primary_doc.xml · nonDerivative · entry 1

Dowling Michael D · CIK 0001520039 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,614

Read SEC document
December 20, 2016 Filed Dec 28, 2016 13:47 UTC GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001090009-16-000055 · primary_doc.xml · nonDerivative · entry 2

ORDERS JAMES B III · CIK 0001243366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,669

Read SEC document
December 19, 2016 Filed Dec 28, 2016 13:47 UTC GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001090009-16-000055 · primary_doc.xml · nonDerivative · entry 1

ORDERS JAMES B III · CIK 0001243366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,719

Read SEC document
December 14, 2016 Filed Dec 14, 2016 18:49 UTC SaleCommon Stock 2,956 $32.50 $96,070.00
Disclosure

SEC source: 0001090009-16-000052 · primary_doc.xml · nonDerivative · entry 4

GILMER FRED JR · CIK 0001243364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,520

F1 · shares: On 12/13/2016, Mr. Fred Gilmer Jr. gifted 3,375 shares to the Frederick Gilmer Jr. Charitable Remainder Unitrust for which Mr. Gilmer Jr. is the trustee. The shares were then sold on 12/14/2016 from the Charitable Remainder Unitrust.

Read SEC document
December 14, 2016 Filed Dec 14, 2016 18:49 UTC SaleCommon Stock 144 $32.70 $4,708.80
Disclosure

SEC source: 0001090009-16-000052 · primary_doc.xml · nonDerivative · entry 3

GILMER FRED JR · CIK 0001243364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,476

F1 · shares: On 12/13/2016, Mr. Fred Gilmer Jr. gifted 3,375 shares to the Frederick Gilmer Jr. Charitable Remainder Unitrust for which Mr. Gilmer Jr. is the trustee. The shares were then sold on 12/14/2016 from the Charitable Remainder Unitrust.

Read SEC document
December 14, 2016 Filed Dec 14, 2016 18:49 UTC SaleCommon Stock 45 $32.80 $1,476.00
Disclosure

SEC source: 0001090009-16-000052 · primary_doc.xml · nonDerivative · entry 2

GILMER FRED JR · CIK 0001243364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,620

F1 · shares: On 12/13/2016, Mr. Fred Gilmer Jr. gifted 3,375 shares to the Frederick Gilmer Jr. Charitable Remainder Unitrust for which Mr. Gilmer Jr. is the trustee. The shares were then sold on 12/14/2016 from the Charitable Remainder Unitrust.

Read SEC document
December 14, 2016 Filed Dec 14, 2016 18:49 UTC SaleCommon Stock 230 $32.85 $7,555.50
Disclosure

SEC source: 0001090009-16-000052 · primary_doc.xml · nonDerivative · entry 1

GILMER FRED JR · CIK 0001243364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,665

F1 · shares: On 12/13/2016, Mr. Fred Gilmer Jr. gifted 3,375 shares to the Frederick Gilmer Jr. Charitable Remainder Unitrust for which Mr. Gilmer Jr. is the trustee. The shares were then sold on 12/14/2016 from the Charitable Remainder Unitrust.

Read SEC document
November 28, 2016 Filed Nov 28, 2016 19:11 UTC Exercise / conversionStock Option (right to buy) · Derivative 18,150 $6.01 Strike: $6.01 $109,081.50
Disclosure

SEC source: 0001090009-16-000051 · primary_doc.xml · derivative · entry 2

Dowling Michael D · CIK 0001520039 · CFO, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 18,150 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 28, 2016 19:11 UTC Exercise / conversionCommon Stock 18,150 $6.01 $109,081.50
Disclosure

SEC source: 0001090009-16-000051 · primary_doc.xml · nonDerivative · entry 1

Dowling Michael D · CIK 0001520039 · CFO, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 15:52 UTC SaleCommon Stock 500 $31.95 $15,975.00
Disclosure

SEC source: 0001090009-16-000050 · primary_doc.xml · nonDerivative · entry 4

Dowling Michael D · CIK 0001520039 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,464

Read SEC document
November 22, 2016 Filed Nov 23, 2016 15:52 UTC SaleCommon Stock 500 $31.85 $15,925.00
Disclosure

SEC source: 0001090009-16-000050 · primary_doc.xml · nonDerivative · entry 3

Dowling Michael D · CIK 0001520039 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,964

Read SEC document
November 22, 2016 Filed Nov 23, 2016 15:52 UTC SaleCommon Stock 1,000 $31.55 $31,550.00
Disclosure

SEC source: 0001090009-16-000050 · primary_doc.xml · nonDerivative · entry 2

Dowling Michael D · CIK 0001520039 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,464

Read SEC document
November 21, 2016 Filed Nov 23, 2016 15:52 UTC SaleCommon Stock 500 $31.10 $15,550.00
Disclosure

SEC source: 0001090009-16-000050 · primary_doc.xml · nonDerivative · entry 1

Dowling Michael D · CIK 0001520039 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,464

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:00 UTC Exercise / conversionStock Options (right to buy) · Derivative 10,856 $5.97 Strike: $5.97 $64,810.32
Disclosure

SEC source: 0001090009-16-000049 · primary_doc.xml · derivative · entry 32

Strickland F Justin · CIK 0001383301 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,150

Underlying: Common Stock · 10,856 shares

Expires 2021-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:00 UTC SaleCommon Stock 800 $30.65 $24,520.00
Disclosure

SEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 28

Strickland F Justin · CIK 0001383301 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,570

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:00 UTC SaleCommon Stock 182 $30.60 $5,569.20
Disclosure

SEC source: 0001090009-16-000049 · primary_doc.xml · nonDerivative · entry 27

Strickland F Justin · CIK 0001383301 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,370

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.